GLOBAL X MANAGEMENT COMPANY LLC

Adviser information for GLOBAL X MANAGEMENT COMPANY LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	150
Investment Advisory/Research	36
Registered Broker-Dealer Representatives	80
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	141	$43.8B
Non-Discretionary	0	$0
Total	141	$43.8B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	<5	$91.0M
Investment companies	108	$42.5B
Business development companies	0	$0
Pooled investment vehicles	33	$1.2B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	3
No. of Non-U.S. Clients	3
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsMODEL PORTFOLIOS
Compensation	% of AUM
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-69093
SEC ERA File Number	801-69093
SEC CIK Numbers	None
SEC CRD Numbers	146932
Legal Entity Identifier	549300YQTJTQRWGCSV19

Principal Office

605 THIRD AVENUE
43RD FLOOR
NEW YORK
NY
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: 212-644-6440, Fax: 646-514-5968

Websites

twitter.com/globalxetfs www.linkedin.com/company/global-x-etfs-latam www.linkedin.com/company/global-x-etfs-brasil www.linkedin.com/company/globalxetfs-au www.globalxetfs.com www.globalxetfs.com/research www.facebook.com/globalxetfs www.youtube.com/globalxetfs www.linkedin.com/company/globalxetfs www.globalxetfs.co/ www.globalxetfs.eu/insights twitter.com/globalxetfseu www.linkedin.com/company/global-x-etfs-europe/ www.tiktok.com/@globalxetfs www.instagram.com/globalxetfs www.globalxetfs.eu www.globalxetfs.com.br www.globalxetfs.com.au twitter.com/globalxetfslat twitter.com/globalxetfsbr twitter.com/globalxetfsau www.instagram.com/globalxetfsau www.instagram.com/globalxetfslatam www.instagram.com/globalxetfsbr globalxetfs.sg/

Chief Compliance Officer

JOSEPH H. COSTELLO

605 THIRD AVENUE

NEW YORK

United States

Tel: 646-545-2204

Fax: 646-514-5968

J********@**************M

(Full email address available in API data)

Regulatory Contact

SUSAN LIVELY

GENERAL COUNSEL

605 THIRD AVENUE

NEW YORK

United States

Tel: 646-716-3239

S******@**************M

(Full email address available in API data)

Industry Affiliates

GLOBAL X DIGITAL ASSETS, LLC	Sponsor, GP, manager of pooled investment vehicles
GLOBAL X ETFS BRASIL GEST�O DE RECURSOS LTD	Other investment adviser, including financial planners
GLOBAL X INVESTMENTS CANADA INC.	Other investment adviser, including financial planners
GLOBAL X INVESTMENTS PTE. LTD.	Sponsor, GP, manager of pooled investment vehicles
GLOBAL X JAPAN CO., LTD.	Other investment adviser, including financial planners
GLOBAL X MANAGEMENT COMPANY (EUROPE) LIMITED	Sponsor, GP, manager of pooled investment vehicles
GLOBAL X MANAGEMENT COMPANY (UK) LIMITED	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Other investment adviser, including financial planners
MIRAE ASSET GLOBAL INVESTMENTS (INDIA) PVT. LTD.	Other investment adviser, including financial planners
MIRAE ASSET GLOBAL INVESTMENTS (UK) LTD.	Other investment adviser, including financial planners
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC	Other investment adviser, including financial planners
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	Other investment adviser, including financial planners
MIRAE ASSET SECURITIES (HK) LTD.	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MIRAE ASSET SECURITIES (USA) INC.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
MIRAE ASSET SECURITIES CO., LTD.	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MIRAE ASSET WEALTH MANAGEMENT (USA) INC.	Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
Costello, Joseph, Henry	Individual	–	CHIEF COMPLIANCE OFFICER	09/2016	< 5%
PARK, HYEON JOO	Individual	MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	SHAREHOLDER	07/2018	> 75%
MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	Foreign Entity	GLOBAL X MANAGEMENT COMPANY, INC.	MEMBER	07/2018	> 75%
MIRAE ASSET GLOBAL INVESTMENTS CO., LTD.	Foreign Entity	MIRAE ASSET GLOBAL ETFS HOLDINGS LTD.	SHAREHOLDER	07/2018	> 75%
GLOBAL X MANAGEMENT COMPANY, INC.	Domestic Entity	–	MEMBER	07/2018	> 75%
Lively, Susan, Dever	Individual	–	GENERAL COUNSEL	11/2020	< 5%
PARK, THOMAS, JEFFERSON	Individual	–	CHIEF EXECUTIVE OFFICER	11/2023	< 5%
Ashby, Alex, Caldwell	Individual	–	CHIEF OPERATING OFFICER	11/2023	< 5%

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