PNMAC CAPITAL MANAGEMENT, LLC
Adviser information for PNMAC CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 81 |
|---|---|
| Investment Advisory/Research | 66 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $13.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $13.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $13.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-69113 |
|---|---|
| SEC ERA File Number | 801-69113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147101 |
| Legal Entity Identifier | 549300BTA0Q0TQVLOE14 |
Principal Office
3043 TOWNSGATE ROADWESTLAKE VILLAGE
CA
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (818) 746-2289, Fax: None
Chief Compliance Officer
DERRICK ZANDPOUR
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
United States
Tel:
(805) 222-0620
Fax:
(805) 372-0647
D***************@***********M
(Full email address available in API data)
Regulatory Contact
DEREK WILLIAM STARK
SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
United States
Tel:
(818) 746-2289
D**********@***********M
(Full email address available in API data)
Industry Affiliates
| TOWNSGATE INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPECTOR, DAVID, ALAN | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 03/2008 | < 5% |
| PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC | Domestic Entity | – | PARENT COMPANY | 03/2008 | > 75% |
| PENNYMAC FINANCIAL SERVICES, INC | Domestic Entity | PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC | MEMBER | 11/2013 | 50-75% |
| STARK, DEREK, WILLIAM | Individual | – | SENIOR MANAGING DIRECTOR, CHIEF LEGAL OFFICER AND SECRETARY | 03/2015 | < 5% |
| PNMAC HOLDINGS, INC. | Domestic Entity | PRIVATE NATIONAL MORTGAGE ACCEPTANCE COMPANY, LLC | MEMBER | 11/2018 | 25-50% |
| PENNYMAC FINANCIAL SERVICES, INC. | Domestic Entity | PNMAC HOLDINGS, INC. | SHAREHOLDER | 11/2018 | > 75% |
| ZANDPOUR, DERRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| PEROTTI, DANIEL, STANLEY | Individual | – | SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| JONES, DOUG, EDWARD | Individual | – | PRESIDENT AND CHIEF MORTGAGE BANKING OFFICER | 03/2021 | < 5% |
| CHANG, WILLIAM, HERBERT HSI-TUNG | Individual | – | SENIOR MANAGING DIRECTOR AND CHIEF CAPITAL MARKETS OFFICER | 03/2023 | < 5% |