SOMERSET CAPITAL MANAGEMENT LLP
Adviser information for SOMERSET CAPITAL MANAGEMENT LLP last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $4.2B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $294.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $2.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.2B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 77 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
MANNING HOUSE22 CARLISLE PLACE
LONDON
United Kingdom
Monday - Friday, 9AM TO 5PM
Tel: 44 207 259 1300, Fax: 44 207 259 0514
Chief Compliance Officer
ROBERT BROADHURST
CHIEF COMPLIANCE OFFICER
MANNING HOUSE
22 CARLISLE PLACE
LONDON
United Kingdom
Tel:
44 207 259 1299
Fax:
44 207 259 0514
R******@*************M
(Full email address available in API data)
Industry Affiliates
| SOMERSET CAPITAL MANAGEMENT SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
| SOMERSET CAPITAL MANAGEMENT USA LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROSPECT VIEW CHINA FUND | Hedge Fund | $12.9M | $1.0M | 10 |
| SOMERSET GLOBAL EMERGING MARKETS FUND LLC | Hedge Fund | $110.5M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REES-MOGG, JACOB, WILLIAM | Individual | – | MEMBER | 02/2010 | < 5% |
| ROBERTSON, EDWARD, MANWARING | Individual | – | DESIGNATED MEMBER, FUND MANAGER | 08/2007 | < 5% |
| DIGGLE, ROBERT, DOMINIC CHARLES | Individual | – | DESIGNATED MEMBER, CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |
| ALACLE LIMITED | Foreign Entity | – | MEMBER | 12/2011 | 10-25% |
| SALISTON | Foreign Entity | – | MEMBER | 12/2011 | 10-25% |
| REES-MOGG, JACOB, WILLIAM | Individual | SALISTON | SHAREHOLDER | 01/1999 | > 75% |
| ROBERTSON, EDWARD, MANWARING | Individual | ALACLE LIMITED | SHAREHOLDER | 06/2015 | > 75% |
| ASQUITH, MARK, JULIAN | Individual | – | MEMBER | 11/2007 | 10-25% |
| LAM, EDWARD | Individual | – | MEMBER | 10/2007 | 5-10% |
| CRAWLEY, OLIVER, CLAUDE CHETWODE | Individual | – | MEMBER, HEAD OF MARKETING & CLIENT SERVICES | 04/2021 | < 5% |
| HAY, TIMOTHY, GEORGE NICHOLAS | Individual | – | MEMBER, ASIA CEO | 04/2021 | < 5% |
| BROADHURST, ROBERT, JOHN KENNETH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| FIVEASH, PETER, ROBERT | Individual | – | MEMBER, CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| HOOPER, MATTHEW, GRAEME | Individual | – | CHIEF FINANCIAL OFFICER | 08/2022 | < 5% |
| SOMERSET CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | MEMBER | 11/2022 | 10-25% |
| ALACLE LIMITED | Foreign Entity | SOMERSET CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 11/2023 | 25-50% |
| SALISTON | Foreign Entity | SOMERSET CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 11/2023 | 25-50% |
| CRAWLEY, OLIVER, CLAUDE CHETWODE | Individual | SOMERSET CAPITAL MANAGEMENT LIMITED | SHAREHOLDER | 11/2023 | 25-50% |
| PANDIT, KUMAR | Individual | – | MEMBER, FUND MANAGER | 11/2020 | < 5% |
| WILLIAMS, MARK, KENNEDY | Individual | – | MEMBER, FUND MANAGER | 11/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 4th, 2024 for period ending December 31st, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Copa Holdings | STK | 2K | 18K | NONE |
| Freeport-McMoRan Inc | STK | 920 | 22K | NONE |
| KB Financial Group Inc-Adr | ADR | 3K | 82K | NONE |
| MercadoLibre Inc | STK | 1K | 700 | NONE |
| Yum China Holdings Inc | STK | 785 | 18K | NONE |