W & S MANAGEMENT SERVICES, INC.
Adviser information for W & S MANAGEMENT SERVICES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 367 | $112.8M |
| Non-Discretionary | 0 | $0 |
| Total | 367 | $112.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 332 | $55.5M |
| HNW Individuals | 33 | $56.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $500,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-69165 |
|---|---|
| SEC ERA File Number | 801-69165 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127852 |
| Legal Entity Identifier | None |
Principal Office
470 LONG POND ROAD SUITE 200ROCHESTER
NY
United States
Monday - Friday, 8-5
Tel: 585-720-9971, Fax: 585-348-2973
Chief Compliance Officer
NATHAN WARD
VICE PRESIDENT
470 LONG POND RD SUITE 200
ROCHESTER
NY
United States
Tel:
8044323077
Fax:
585-348-2973
N***@************M
(Full email address available in API data)
Regulatory Contact
BRIAN WARD
PRESIDENT
470 LONG POND RD SUITE 200
ROCHESTER
NY
United States
Tel:
5857209971
Fax:
585-348-2973
B****@************M
(Full email address available in API data)
Industry Affiliates
| WARD, SCHMERBECK, AND BILLIG P.C. | Accountant or accounting firm |
| WARD, SCHMERBECK, AND BILLIG P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARD, BRIAN, DOUGLAS | Individual | – | PRESIDENT | 10/2000 | 50-75% |
| WARD, NATHAN, ROBERT | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2015 | 50-75% |