EAST END ADVISORS, LLC
Adviser information for EAST END ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $1.2B |
| Non-Discretionary | 19 | $5.2B |
| Total | 38 | $6.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 9 | $4.7B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 10 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69170 |
|---|---|
| SEC ERA File Number | 801-69170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147144 |
| Legal Entity Identifier | 549300J1WOBRYLACXH52 |
Principal Office
610 FIFTH AVENUE 3RD FLOORNEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-218-8137, Fax: None
Chief Compliance Officer
CHRISTOPHER J. BROWN
CHIEF COMPLIANCE OFFICER
610 FIFTH AVENUE
3RD FLOOR
NEW YORK
NY
United States
Tel:
212-218-8137
C*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NADOSY, PETER, ANDRAS | Individual | – | PARTNER | 04/2008 | 25-50% |
| SALOMON, RICHARD, EDWARD | Individual | – | CONSULTANT | 01/2020 | < 5% |
| SALOMON, DAVID, RICHARD | Individual | – | PARTNER | 04/2008 | 25-50% |
| BROWN, CHRISTOPHER | Individual | – | CHIEF FINANCIAL OFFICER | 04/2010 | < 5% |
| BROWN, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2010 | < 5% |
| CLIFFORD, BRIAN, RICHARD | Individual | – | PARTNER | 10/2010 | 10-25% |