CONSTANTINE BARRY ASSET MANAGEMENT (CBAM)
CB CAPITAL ADVISORS, LLC Legal Name
Adviser information for CONSTANTINE BARRY ASSET MANAGEMENT (CBAM) last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.9M |
| Non-Discretionary | 49 | $108.4M |
| Total | 53 | $110.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $1.5M |
| HNW Individuals | 39 | $83.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $25.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesINVESTMENT CONSULTING |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-69177 |
|---|---|
| SEC ERA File Number | 801-69177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147242 |
| Legal Entity Identifier | None |
Principal Office
590 MADISON AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 646-798-3850, Fax: 646-798-3851
Websites
Chief Compliance Officer
LAURENCE GUBERMAN
CHIEF OPERATING OFFICER
590 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
646-798-3850
Fax:
646-798-3851
L*@********************M
(Full email address available in API data)
Regulatory Contact
DEAN BARRY
MANAGING MEMBER
67 JOHN DIETZ ROAD
P O BOX 393
CALLICOON CENTRE
NY
United States
Tel:
646-798-3850
Fax:
646-798-3851
C*@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARRY, DEAN, NMN | Individual | – | MANAGING MEMBER | 05/2008 | > 75% |
| GUBERMAN, LAURENCE, MITCHELL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |