SPRAKER WEST WEALTH MANAGEMENT, INC
Adviser information for SPRAKER WEST WEALTH MANAGEMENT, INC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 471 | $227.3M |
| Non-Discretionary | 0 | $0 |
| Total | 471 | $227.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $25.6M |
| HNW Individuals | 80 | $201.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesWE PROVIDE A QUARTERLY COMMENTARY TO CLIENTS. |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69187 |
|---|---|
| SEC ERA File Number | 801-69187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147075 |
| Legal Entity Identifier | None |
Principal Office
334 W. MORSE BLVD.WINTER PARK
FL
United States
Monday - Friday, 8:30 AM -4:30 PM
Tel: 407-478-7899, Fax: 407-478-7898
Chief Compliance Officer
KYRON B. HAROLD
SENIOR FINANCIAL ANALYST, CCO
334 W. MORSE BLVD.
WINTER PARK
FL
United States
Tel:
407-478-7899
Fax:
407-478-7898
K****@**************M
(Full email address available in API data)
Regulatory Contact
JOHN M. WEST III
SENIOR ADVISOR, PRESIDENT, COO
334 W. MORSE BLVD.
WINTER PARK
FL
United States
Tel:
407-478-7899
Fax:
407-478-7898
J***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPRAKER, SUSAN, SHANNON | Individual | – | FOUNDER | 01/2023 | 25-50% |
| WEST, JOHN, MITCHELL | Individual | – | SR ADVISOR, PRESIDENT, COO | 10/2012 | > 75% |
| HAROLD, KYRON, BLAIN | Individual | – | SENIOR ANALYST, CCO | 01/2023 | < 5% |