MILLER TABAK ASSET MANAGEMENT
MT ASSET MANAGEMENT, LLC Legal Name
Adviser information for MILLER TABAK ASSET MANAGEMENT last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,070 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 1,070 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,070 | $1.3B |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSTRATEGY RESEARCH |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-69239 |
|---|---|
| SEC ERA File Number | 801-69239 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147381 |
| Legal Entity Identifier | None |
Principal Office
1000 ROUTE 34SUITE 604
MATAWAN
NJ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-850-8103, Fax: 212-850-8102
Websites
Chief Compliance Officer
JOSEPH SALVATORE
CHIEF COMPLIANCE OFFICER
1000 ROUTE 34
SUITE 604
MATAWAN
NJ
United States
Tel:
215-680-2588
J*********@**************M
(Full email address available in API data)
Regulatory Contact
MICHAEL PIETRONICO
CEO
1000 ROUTE 34
SUITE 604
MATAWAN
NJ
United States
Tel:
212-370-0040
M**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIETRONICO, MICHAEL | Individual | – | CEO | 04/2010 | 25-50% |
| MTCO LLC | Domestic Entity | – | MEMBER | 05/2014 | > 75% |
| SALVATORE, JOSEPH | Individual | – | CCO | 08/2018 | < 5% |