ATHENAINVEST ADVISORS LLC
Adviser information for ATHENAINVEST ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,243 | $84.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,243 | $84.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $1.3M |
| HNW Individuals | 10 | $8.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $26.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $48.6M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-69258 |
|---|---|
| SEC ERA File Number | 801-69258 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146224 |
| Legal Entity Identifier | None |
Principal Office
5340 S. QUEBEC ST.SUITE 320-S
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8:00 A.M - 5:00 P.M. MDT
Tel: (877) 430-5675, Fax: (303) 721-6284
Chief Compliance Officer
ANDREW C. HOWARD
VP PRODUCT DEVELOPMENT
5340 S. QUEBEC ST.
SUITE 320-S
GREENWOOD VILLAGE
CO
United States
Tel:
(877) 430-5675
Fax:
(303) 721-6284
A************@***************M
(Full email address available in API data)
Regulatory Contact
C. THOMAS HOWARD
CEO
5340 S. QUEBEC ST.
SUITE 320-S
GREENWOOD VILLAGE
CO
United States
Tel:
(877) 430-5675
Fax:
(303) 721-6284
T*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOWARD, CHARLES, THOMAS | Individual | – | CEO | 01/2008 | 25-50% |
| ATHENAINVEST, INC. | Domestic Entity | – | MEMBER | 01/2008 | > 75% |
| HOWARD, ANDREW, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | 5-10% |