HURLEY CAPITAL, LLC
Adviser information for HURLEY CAPITAL, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 2 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 346 | $197.6M |
Non-Discretionary | 0 | $0 |
Total | 346 | $197.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 63 | $21.4M |
HNW Individuals | 38 | $175.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $899,505 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
299 PARK AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 212-605-0665, Fax: 646-706-7572
Websites
Chief Compliance Officer
JESSICA RANSOM BRUNO
299 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-605-0665
Fax:
646-706-7572
J******@****************M
(Full email address available in API data)
Regulatory Contact
CHARLES GOLDBLUM
MANAGING MEMBER
299 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-605-0665
Fax:
646-706-7572
C****@****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GOLDBLUM, CHARLES, HOWARD | Individual | – | MANAGING MEMBER | 08/2003 | > 75% |
BRUNO, JESSICA, RANSOM | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2007 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 16th, 2015 for period ending September 30th, 2015
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AETNA INC NEW | COM | 7K | 65K | – |
APPLE INC | COM | 361 | 3K | – |
BROCADE COMMUNICATIONS SYS I | COM NEW | 5K | 523K | – |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 327 | 9K | – |
DELTA AIR LINES INC DEL | COM NEW | 5K | 103K | – |
EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 607 | 34K | – |
ENBRIDGE ENERGY MANAGEMENT L | SHS UNITS LLI | 11K | 358K | – |
GLOBAL EAGLE ENTMT INC | COM | 4K | 326K | – |
HCA HOLDINGS INC | COM | 6K | 60K | – |
HEALTHSOUTH CORP | COM NEW | 9K | 186K | – |
LIFEPOINT HEALTH INC | COM | 6K | 75K | – |
MEDLEY CAP CORP | COM | 4K | 403K | – |
MEMORIAL PRODTN PARTNERS LP | COM U REP LTD | 7K | 716K | – |
NUVEEN PFD INCOME OPPRTNY FD | COM | 386 | 42K | – |
NUVEEN QUALITY PFD INCOME FD | COM | 565 | 62K | – |
POWERSHARES GLOBAL ETF TRUST | WK VRDO TX FR | 251 | 10K | – |
QAD INC | CL B | 1K | 63K | – |
QAD INC | CL A | 7K | 255K | – |
ROYAL CARIBBEAN CRUISES LTD | COM | 6K | 63K | – |
SEAGATE TECHNOLOGY PLC | SHS | 5K | 108K | – |
SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 359 | 22K | – |