HURLEY CAPITAL, LLC

Adviser information for HURLEY CAPITAL, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 346 $197.6M
Non-Discretionary 0 $0
Total 346 $197.6M

Clients

Type Number RAUM
Individuals 63 $21.4M
HNW Individuals 38 $175.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $899,505
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-69269
SEC ERA File Number 801-69269
SEC CIK Numbers 1632844
SEC CRD Numbers 130051
Legal Entity Identifier None

Principal Office

299 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 212-605-0665, Fax: 646-706-7572

Chief Compliance Officer

JESSICA RANSOM BRUNO
299 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel: 212-605-0665
Fax: 646-706-7572
(Full email address available in API data)

Regulatory Contact

CHARLES GOLDBLUM
MANAGING MEMBER
299 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel: 212-605-0665
Fax: 646-706-7572
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLDBLUM, CHARLES, HOWARD Individual MANAGING MEMBER 08/2003 > 75%
BRUNO, JESSICA, RANSOM Individual CHIEF COMPLIANCE OFFICER 09/2007 < 5%

No. Employees, Historic

105020192020202120222023202420253 on 8/12/20193 on 8/23/20193 on 3/25/20203 on 6/30/20203 on 3/19/20213 on 6/14/20213 on 2/19/20223 on 2/20/20223 on 11/2/20223 on 3/29/20233 on 3/31/20233 on 3/20/20243 on 3/21/2024

RAUM, Historic

200M100M0201920202021202220232024202571483050 on 8/12/201971483050 on 8/23/201994686162 on 3/25/202094686162 on 6/30/202095579958 on 3/19/2021102838558 on 6/14/2021120600581 on 2/19/2022120600581 on 2/20/2022120600581 on 11/2/2022174241123 on 3/29/2023174241123 on 3/31/2023197592676 on 3/20/2024197592676 on 3/21/2024

No. Clients, Historic

2001000201920202021202220232024202597 on 8/12/201997 on 8/23/2019105 on 3/25/2020105 on 6/30/2020101 on 3/19/2021106 on 6/14/202176 on 2/19/202276 on 2/20/202276 on 11/2/202289 on 3/29/202389 on 3/31/2023101 on 3/20/2024101 on 3/21/2024

Holdings

From latest 13F, filed November 16th, 2015 for period ending September 30th, 2015
Name Class Value $USD # Shares Private Fund
AETNA INC NEW COM 7K 65K
APPLE INC COM 361 3K
BROCADE COMMUNICATIONS SYS I COM NEW 5K 523K
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 327 9K
DELTA AIR LINES INC DEL COM NEW 5K 103K
EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 607 34K
ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 11K 358K
GLOBAL EAGLE ENTMT INC COM 4K 326K
HCA HOLDINGS INC COM 6K 60K
HEALTHSOUTH CORP COM NEW 9K 186K
LIFEPOINT HEALTH INC COM 6K 75K
MEDLEY CAP CORP COM 4K 403K
MEMORIAL PRODTN PARTNERS LP COM U REP LTD 7K 716K
NUVEEN PFD INCOME OPPRTNY FD COM 386 42K
NUVEEN QUALITY PFD INCOME FD COM 565 62K
POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 251 10K
QAD INC CL B 1K 63K
QAD INC CL A 7K 255K
ROYAL CARIBBEAN CRUISES LTD COM 6K 63K
SEAGATE TECHNOLOGY PLC SHS 5K 108K
SUNCOKE ENERGY PARTNERS L P COMUNIT REP LT 359 22K