MULLER & MONROE ASSET MANAGEMENT,LLC
Adviser information for MULLER & MONROE ASSET MANAGEMENT,LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees5% CARRIED INTEREST IN ADVISORY CLIENTS |
Identifiers
| SEC RIA File Number | 801-69275 |
|---|---|
| SEC ERA File Number | 801-69275 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132073 |
| Legal Entity Identifier | None |
Principal Office
180 N. STETSON AVENUESUITE 1320
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 312-782-7771, Fax: 312-782-9290
Websites
Chief Compliance Officer
ANTHONY NANNI
DIRECTOR OF FINANCE
180 N. STETSON
SUITE 1320
CHICAGO
IL
United States
Tel:
312-819-6144
Fax:
312-782-9290
T*********@*******M
(Full email address available in API data)
Regulatory Contact
DANIEL KRZAK
CONTROLLER
180 N. STETSON
CHICAGO
IL
United States
Tel:
312-782-1073
Fax:
312-782-9290
D***********@*******M
(Full email address available in API data)
Industry Affiliates
| ACELA EXPRESS G.P., LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CLAY HILL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FREEMAN #477 LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| M2CTEPEFF G.P., LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARKER, CREEKMORE, MORGAN & GRAVES, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SILVER STAR G.P. II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SILVER STAR, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SIVER STAR G.P. III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ZEPHYR GP II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ZEPHYR GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CALSTRS-M2 PRIVATE EQUITY FUND-OF-FUNDS III, LP | Private Equity Fund | $285.3M | $100.0M | 2 |
| CALSTRS-M2 PRIVATE EQUITY FUND-OF-FUNDS IV, LP | Private Equity Fund | $125.3M | $100.0M | 2 |
| CT LEGACY FUND, L.P. | Private Equity Fund | $4.1M | $15.0M | 2 |
| FREEMAN CT HORIZON INVESTMENT FUND, LLC | Private Equity Fund | $63.9M | $50.0M | 2 |
| M2 NY PIONEER FUND II, L.P. | Private Equity Fund | $258.7M | $100.0M | 2 |
| M2 NY PIONEER FUND III, L.P. | Private Equity Fund | $306.1M | $100.0M | 2 |
| M2 NY PIONEER FUND, L.P. | Private Equity Fund | $164.7M | $100.0M | 2 |
| M2 PRIVATE EQUITY FUND-OF-FUNDS II, L.P. | Private Equity Fund | $81.2M | $10.0M | 1 |
| M2-CONNECTICUT EMERGING PRIVATE EQUITY FUND-OF-FUNDS, L.P. | Private Equity Fund | $12.9M | $50.0M | 2 |
| M2-SURS EMERGING PRIVATE EQUITY FUND-OF-FUNDS, L.P. | Private Equity Fund | $128.7M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOUD, IRWIN, CUNNIE | Individual | – | CHIEF INVESTMENT OFFICER | 05/1999 | 10-25% |
| ZUCKERBERG, ROY, JAY | Individual | – | MEMBER - PREFERRED | 11/2002 | 5-10% |
| RICE, ANDRE | Individual | – | CHIEF EXECUTIVE OFFICER | 07/1999 | < 5% |
| RICE GROUP LTD. | Domestic Entity | – | MEMBER - COMMON | 07/1999 | 25-50% |
| TOKARZ, MICHAEL, THEODORE | Individual | – | MEMBER - PREFERRED | 05/2003 | 10-25% |
| RICE, ANDRE | Individual | RICE GROUP LTD. | MANAGER/MEMBER | 11/1986 | > 75% |
| NANNI, ANTHONY, ISAAC | Individual | – | CHIEF COMPLIANCE OFFICER / DIRECTOR OF FINANCE | 01/2021 | < 5% |