Hedge Fund Database

THE RELAXING RETIREMENT COACH, INC.

Adviser information for THE RELAXING RETIREMENT COACH, INC. last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,169 $461.9M
Non-Discretionary 0 $0
Total 1,169 $461.9M

Clients

Type Number RAUM
Individuals 103 $49.4M
HNW Individuals 198 $412.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 461.9M
Portfolio Manager to Program Sponsor
THE RETIREMENT BLUEPRINT MANAGEMENT PROGRAM THE RELAXING RETIREMENT COACH, INC.

Identifiers

SEC RIA File Number 801-69302
SEC ERA File Number 801-69302
SEC CIK Numbers 1728449
SEC CRD Numbers 129805
Legal Entity Identifier None

Principal Office

WELLESLEY OFFICE PARK
80 WILLIAM STREET, SUITE 260
WELLESLEY
MA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: (781) 235-7550, Fax: (781) 235-7551

Websites

www.facebook.com/relaxingretirement www.theretirementcoach.com www.linkedin.com/company/the-relaxing-retirement-coach www.youtube.com/channel/uc_hvvmfhxqrkbqmxflekc9q/featured www.instagram.com/relaxingretirement twitter.com/trr_coach

Chief Compliance Officer

JOHN (JACK) PHELPS
PRESIDENT AND CHIEF COMPLIANCE OFFICER
WELLESLEY OFFICE PARK
80 WILLIAM STREET, SUITE 260
WELLESLEY
MA
United States
Tel: (781) 235-7550
Fax: (781) 235-7551
(Full email address available in API data)

Regulatory Contact

LAURIE CALVERT
DIRECTOR OF FINANCE AND ADMINISTRATION
WELLESLEY OFFICE PARK
80 WILLIAM STREET, SUITE 260
WELLESLEY
MA
United States
Tel: (781) 235-7550
Fax: (781) 235-7551
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PHELPS, JOHN, MICHAEL Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 01/2004 > 75%

No. Employees, Historic

10502019202020212022202320245 on 8/27/20195 on 11/14/20196 on 3/29/20206 on 6/26/20206 on 3/28/20216 on 11/4/20217 on 3/29/20227 on 8/29/20227 on 3/30/2023

RAUM, Historic

600M300M0201920202021202220232024363073217 on 8/27/2019363073217 on 11/14/2019417517508 on 3/29/2020417517508 on 6/26/2020452221521 on 3/28/2021452221521 on 11/4/2021536260452 on 3/29/2022536260452 on 8/29/2022461906753 on 3/30/2023

No. Clients, Historic

4002000201920202021202220232024270 on 8/27/2019270 on 11/14/2019270 on 3/29/2020270 on 6/26/2020285 on 3/28/2021285 on 11/4/2021295 on 3/29/2022295 on 8/29/2022301 on 3/30/2023

Holdings

From latest 13F, filed July 26th, 2023 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 895K 8K –
ABBVIE INC COM 1M 8K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 461K 9K –
AMERICAN CENTY ETF TR INTL SMCP VLU 329K 6K –
BIOGEN INC COM 205K 718 –
CAMBRIDGE BANCORP COM 358K 7K –
CHEVRON CORP NEW COM 205K 1K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 23M 550K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 25M 1M –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 3M 125K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 837K 36K –
DIMENSIONAL ETF TRUST INTERNATIONAL 226K 7K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 4M 121K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 64K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 54M 2M –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 1M 51K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 2M 64K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 11M 223K –
DIMENSIONAL ETF TRUST SHORT DURATION F 211K 5K –
DIMENSIONAL ETF TRUST US EQUITY ETF 64M 1M –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 11M 443K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 3M 92K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 10M 469K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 29M 534K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 359K 14K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 393K 14K –
DIMENSIONAL ETF TRUST US TARGETED VLU 17M 369K –
EXXON MOBIL CORP COM 227K 2K –
INNOVATOR ETFS TR US EQTY PWR BUF 348K 10K –
INTERNATIONAL BUSINESS MACHS COM 249K 2K –
INVESCO QQQ TR UNIT SER 1 537K 1K –
ISHARES TR CORE S&P MCP ETF 2M 9K –
ISHARES TR CORE S&P SCP ETF 386K 4K –
ISHARES TR CORE S&P500 ETF 2M 5K –
ISHARES TR GL CLEAN ENE ETF 194K 11K –
ISHARES TR GLOBAL REIT ETF 206K 9K –
ISHARES TR S&P MC 400GR ETF 291K 4K –
ISHARES TR S&P MC 400VL ETF 208K 2K –
ISHARES TR SHRT NAT MUN ETF 279K 3K –
ISHARES TR SP SMCP600VL ETF 225K 2K –
LILLY ELI & CO COM 584K 1K –
LINDE PLC SHS 270K 709 –
MERCK & CO INC COM 668K 6K –
MOODYS CORP COM 378K 1K –
PROCTER AND GAMBLE CO COM 857K 6K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 60K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 35K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 1M 44K –
SCHWAB STRATEGIC TR SCHWAB FDT US SC 216K 4K –
SCHWAB STRATEGIC TR SCHWB FDT INT SC 493K 15K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 271K 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 6M 85K –
SCHWAB STRATEGIC TR US LCAP VA ETF 1M 19K –
SCHWAB STRATEGIC TR US LRG CAP ETF 9M 163K –
SCHWAB STRATEGIC TR US MID-CAP ETF 7M 101K –
SCHWAB STRATEGIC TR US SML CAP ETF 4M 83K –
SPDR SER TR NUVEEN BLMBRG SH 452K 10K –
THE CIGNA GROUP COM 465K 2K –
TRAVELERS COMPANIES INC COM 280K 2K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 1M 5K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 580K 4K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 2M 27K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 825K 9K –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 5M 58K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 458K 6K –
VANGUARD INDEX FDS MCAP GR IDXVIP 1M 6K –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 11K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K –
VANGUARD INDEX FDS SMALL CP ETF 323K 2K –
VANGUARD INDEX FDS SML CP GRW ETF 2M 7K –
VANGUARD INDEX FDS TOTAL STK MKT 992K 5K –
VANGUARD INDEX FDS VALUE ETF 660K 5K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 1M 30K –
VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 2M 13K –
VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 2M 19K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 481K 10K –