Hedge Fund Database

ETFIDEA, LLC

Adviser information for ETFIDEA, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 266 $391.8M
Non-Discretionary 1 $1.2M
Total 267 $392.9M

Clients

Type Number RAUM
Individuals 234 $197.5M
HNW Individuals 5 $175.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 22 $14.1M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $6.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 387.0M
Portfolio Manager 0
Both for Same 0

Identifiers

SEC RIA File Number 801-69316
SEC ERA File Number 801-69316
SEC CIK Numbers 1957148
SEC CRD Numbers 121188
Legal Entity Identifier None

Principal Office

333 WEST WASHINGTON STREET, SUITE 500
SYRACUSE
NY
United States
Monday - Friday, 8:30 - 5:00
Tel: 315-472-6221, Fax: 315-701-2789

Websites

www.etfidea.com

Chief Compliance Officer

KEVIN A VISCONTI
MEMBER
333 WEST WASHINGTON STREET, SUITE 500
SYRACUSE
NY
United States
Tel: 3154726221
Fax: 3157012789
(Full email address available in API data)

Regulatory Contact

WILLIAM T KRIESEL
MANAGING MEMBER
333 WEST WASHINGTON STREET, SUITE 500
SYRACUSE
NY
United States
Tel: 3154726221
Fax: 3157012789
(Full email address available in API data)

Industry Affiliates

PUBLIC ACCOUNTING Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KRIESEL, WILLIAM, THOMAS Individual – CHIEF COMPLIANCE OFFICER - MANAGING MEMBER 06/2002 50-75%
DAVIRRO, MICHAEL, GEORGE Individual – MEMBER 11/2015 25-50%

No. Employees, Historic

10502020202120222023202420256 on 3/18/20206 on 6/30/20206 on 3/26/20217 on 3/2/20227 on 3/9/20237 on 8/21/20237 on 3/29/2024

RAUM, Historic

400M200M0202020212022202320242025281580346 on 3/18/2020281580346 on 6/30/2020347937672 on 3/26/2021336458412 on 3/2/2022319437457 on 3/9/2023319437457 on 8/21/2023392947887 on 3/29/2024

No. Clients, Historic

6003000202020212022202320242025582 on 3/18/2020582 on 6/30/2020561 on 3/26/2021277 on 3/2/2022268 on 3/9/2023268 on 8/21/2023267 on 3/29/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 1M 6K –
APPLE INC COM 3M 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BERKSHIRE HILLS BANCORP INC COM 372K 16K –
BOEING CO COM 207K 1K –
CHEVRON CORP NEW COM 339K 2K –
COSTCO WHSL CORP NEW COM 390K 459 –
EXXON MOBIL CORP COM 307K 3K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 3M 51K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 2M 11K –
FIRST TR LRG CP VL ALPHADEX COM SHS 890K 12K –
FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 332K 4K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 2M 15K –
FS KKR CAP CORP COM 415K 21K –
GENERAL MLS INC COM 440K 7K –
HOME DEPOT INC COM 213K 618 –
HONEYWELL INTL INC COM 536K 3K –
INTERNATIONAL BUSINESS MACHS COM 320K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 308K 2K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 214K 3K –
INVESCO QQQ TR UNIT SER 1 9M 20K –
INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 590K 16K –
ISHARES INC MSCI PAC JP ETF 279K 6K –
ISHARES INC MSCI GERMANY ETF 237K 8K –
ISHARES S&P GSCI COMMODITY- UNIT BEN INT 717K 32K –
ISHARES TR US REGNL BKS ETF 260K 6K –
ISHARES TR US AER DEF ETF 1M 9K –
ISHARES TR NEW YORK MUN ETF 783K 15K –
ISHARES TR MSCI USA MIN VOL 830K 10K –
ISHARES TR MSCI EAFE MIN VL 318K 5K –
ISHARES TR CORE MSCI EAFE 1M 14K –
ISHARES TR HDG MSCI EAFE 574K 16K –
ISHARES TR CORE DIV GRWTH 33M 575K –
ISHARES TR RUS MD CP GR ETF 3M 24K –
ISHARES TR RUS MDCP VAL ETF 11M 90K –
ISHARES TR ISHARES BIOTECH 3M 25K –
ISHARES TR MSCI EMG MKT ETF 352K 8K –
ISHARES TR CORE US AGGBD ET 360K 4K –
ISHARES TR SELECT DIVID ETF 370K 3K –
ISHARES TR MRGSTR MD CP GRW 8M 119K –
ISHARES TR GLOBAL TECH ETF 1M 13K –
ISHARES TR U.S. FINLS ETF 8M 89K –
ISHARES TR US HLTHCARE ETF 6M 97K –
ISHARES TR U.S. TECH ETF 1M 8K –
ISHARES TR RUS 2000 GRW ETF 593K 2K –
ISHARES TR CORE S&P MCP ETF 3M 48K –
ISHARES TR S&P MC 400VL ETF 6M 55K –
ISHARES TR S&P MC 400GR ETF 10M 118K –
ISHARES TR CORE S&P SCP ETF 2M 17K –
ISHARES TR SP SMCP600VL ETF 12M 121K –
ISHARES TR S&P SML 600 GWT 8M 60K –
ISHARES TR S&P 500 VAL ETF 500K 3K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR S&P 500 GRWT ETF 2M 21K –
ISHARES TR RUS 1000 VAL ETF 1M 6K –
ISHARES TR RUS 1000 GRW ETF 17M 47K –
ISHARES TR RUS 2000 VAL ETF 316K 2K –
ISHARES TR U.S. REAL ES ETF 723K 8K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 37K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 1M 24K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 897K 18K –
JPMORGAN CHASE & CO. COM 392K 2K –
LEGG MASON ETF INVT FRANKLIN INTL LW 1M 35K –
LOCKHEED MARTIN CORP COM 367K 786 –
LOWES COS INC COM 1M 5K –
META PLATFORMS INC CL A 225K 447 –
MICROSOFT CORP COM 932K 2K –
NVIDIA CORPORATION COM 812K 7K –
PROCTER AND GAMBLE CO COM 1M 7K –
QUALCOMM INC COM 220K 1K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 3M 44K –
SELECT SECTOR SPDR TR FINANCIAL 725K 18K –
SELECT SECTOR SPDR TR TECHNOLOGY 8M 35K –
SELECT SECTOR SPDR TR SBI CONS STPLS 276K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 454K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 557K 1K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 308K 575 –
SPDR SER TR S&P 600 SMCP VAL 1M 18K –
SPDR SER TR PRTFLO S&P500 GW 234K 3K –
SPDR SER TR DJ REIT ETF 432K 5K –
SPDR SER TR S&P DIVID ETF 4M 31K –
SPDR SER TR S&P REGL BKG 352K 7K –
SPDR SER TR S&P 400 MDCP GRW 11M 127K –
SYSCO CORP COM 526K 7K –
UNITED PARCEL SERVICE INC CL B 320K 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 631K 7K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 769K 7K –
VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 223K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 240K 480 –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 13K –
VANGUARD INDEX FDS LARGE CAP ETF 781K 3K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 7K –
VANGUARD INDEX FDS SM CP VAL ETF 8M 44K –
VANGUARD INDEX FDS SMALL CP ETF 963K 4K –
VANGUARD INDEX FDS GROWTH ETF 19M 52K –
VANGUARD INDEX FDS SML CP GRW ETF 14M 54K –
VANGUARD INDEX FDS VALUE ETF 7M 43K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 1M 16K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 278K 6K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 495K 7K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 576K 10K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 4M 46K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 441K 2K –
VANGUARD WELLINGTON FD US VALUE FACTR 432K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 6M 55K –
VANGUARD WORLD FD MEGA GRWTH IND 3M 8K –
VANGUARD WORLD FD HEALTH CAR ETF 282K 1K –
VANGUARD WORLD FD INF TECH ETF 3M 6K –
WALMART INC COM 486K 7K –
WISDOMTREE TR US MIDCAP DIVID 413K 9K –