Hedge Fund Database

CAPITAL DYNAMICS, INC.

Adviser information for CAPITAL DYNAMICS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 35
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 29 $2.6B
Non-Discretionary 2 $251.6M
Total 31 $2.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 31 $2.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 10

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Broker-dealer

Identifiers

SEC RIA File Number 801-69335
SEC ERA File Number 801-69335
SEC CIK Numbers None
SEC CRD Numbers 130320
Legal Entity Identifier None

Principal Office

444 MADISON AVE
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-798-3400, Fax: 212-798-3499

Websites

linkedin.com/company/capital-dynamics/ linkedin.com/showcase/capital-dynamics-private-equity-platform/ www.linkedin.com/showcase/capital-dynamics-clean-energy-infrastructure/ www.linkedin.com/showcase/capital-dynamics-private-credit/ www.capdyn.com

Chief Compliance Officer

REID CONWAY
GLOBAL CHIEF COMPLIANCE OFFICER AND SENIOR DIRECTOR
444 MADISON AVE
21ST FLOOR
NEW YORK
NY
United States
Tel: 1-212-798-3400
(Full email address available in API data)

Regulatory Contact

HARALD ZEITER
GROUP GENERAL COUNSEL
BAHNOFSTRASSE 22
ZUG
Switzerland
Tel: 41417488444
Fax: 41417488440
(Full email address available in API data)

Industry Affiliates

CAPITAL DYNAMICS (HONG KONG) LTD Other investment adviser, including financial planners
CAPITAL DYNAMICS (US) GP II, L.P Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS (US) GP III, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS (US) GP IV, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS (US) GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS AG Other investment adviser, including financial planners
CAPITAL DYNAMICS BROKER DEALER LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CAPITAL DYNAMICS CHAMPION VENTURES I GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CHAMPION VENTURES II GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CHAMPION VENTURES III GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CHAMPION VENTURES IV GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CHAMPION VENTURES V GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CHAMPION VENTURES VI GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS CO., LTD Other investment adviser, including financial planners
CAPITAL DYNAMICS GEN 2020 GP, LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS GEN IX GP, LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS GENERAL PARTNERS LTD. Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS GMBH Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CAPITAL DYNAMICS GP LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS HOLDING AG Sponsor or syndicator of limited partnerships
CAPITAL DYNAMICS MID-MARKET DIRECT IV GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS MID-MARKET DIRECT VI (CAYMAN) GP LIMITED Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS MID-MARKET DIRECT VI (US) GP LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS REAL ESTATE II GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS REAL ESTATE III GP, LP Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS SGR S.P.A. Other investment adviser, including financial planners
CAPITAL DYNAMICS TP 2021 GP LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS US CREDIT GP, LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS US CREDIT II GP, LLC Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS US INC. Sponsor, GP, manager of pooled investment vehicles
CAPITAL DYNAMICS, LTD. Other investment adviser, including financial planners
CD ASSOCIATES (DELAWARE), LP Sponsor, GP, manager of pooled investment vehicles
CD CEI MM GP (LLC) Sponsor, GP, manager of pooled investment vehicles
CDHRJ CI GP, LP Sponsor, GP, manager of pooled investment vehicles
CDHRJ GBO I GP, LP Sponsor, GP, manager of pooled investment vehicles
CDHRJ GBO II GP, LP Sponsor, GP, manager of pooled investment vehicles
CDHRJ GBO III (ASIA) GP, LLC Sponsor, GP, manager of pooled investment vehicles
CDHRJ GBO III (EUROPE) GP, LLC Sponsor, GP, manager of pooled investment vehicles
CDHRJ GBO III (US) GP, LLC Sponsor, GP, manager of pooled investment vehicles
CDHRJ GP LLC Sponsor, GP, manager of pooled investment vehicles
CDHRJ SO I GP, LP Sponsor, GP, manager of pooled investment vehicles
CDHRJ SO II GP, LP Sponsor, GP, manager of pooled investment vehicles
CDHRJ VC VI (INTERNATIONAL) GP, LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CALPERS CLEAN ENERGY & TECHNOLOGY FUND, LLC Private Equity Fund $5.2M $1.0M 2
CAPITAL DYNAMICS CHAMPION VENTURES III, L.P. Venture Capital Fund $5.2M $0.1M 69
CAPITAL DYNAMICS CHAMPION VENTURES IV (Q), L.P. Venture Capital Fund $7.9M $0.1M 77
CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P. Venture Capital Fund $29.1M $0.1M 63
CAPITAL DYNAMICS CHAMPION VENTURES VII L.P. Venture Capital Fund $136.3M $0.1M 42
CAPITAL DYNAMICS CLEAN ENERGY INFRASTRUCTURE FUND X-C (DELAWARE), L.P. Private Equity Fund $140.2M $0.3M 3
CAPITAL DYNAMICS GENERATION 2022 (NON-US), LP Private Equity Fund $39.2M $0.3M 3
CAPITAL DYNAMICS GENERATION 2022 (US), LP Private Equity Fund $39.8M $0.3M 7
CAPITAL DYNAMICS GENERATION IX (US) LP Private Equity Fund $19.7M $0.3M 1
CAPITAL DYNAMICS GENERATION VIII US MID MARKET BUYOUT, LP Private Equity Fund $22.1M $1.0M 5
CAPITAL DYNAMICS GLOBAL SECONDARIES IV FEEDER (CAYMAN), LP Private Equity Fund $68.8M $0.3M 12
CAPITAL DYNAMICS GLOBAL SECONDARIES IV, LP Private Equity Fund $156.5M $0.3M 36
CAPITAL DYNAMICS GLOBAL SECONDARIES V (US) LP Private Equity Fund $210.9M $0.5M 100
CAPITAL DYNAMICS GLOBAL SECONDARIES VI (US), LP Private Equity Fund $105.1M $0.5M 47
CAPITAL DYNAMICS MID-MARKET DIRECT IV (U.S.), L.P. Private Equity Fund $104.5M $0.5M 33
CAPITAL DYNAMICS MID-MARKET DIRECT IV FEEDER (CAYMAN), L.P. Private Equity Fund $41.2M $0.4M 9
CAPITAL DYNAMICS MID-MARKET DIRECT V (CAYMAN), LP Private Equity Fund $25.4M $0.3M 9
CAPITAL DYNAMICS MID-MARKET DIRECT V (US) LP Private Equity Fund $95.2M $0.3M 46
CAPITAL DYNAMICS MID-MARKET DIRECT VI (CAYMAN), LP Private Equity Fund $0.0M $0.1M 2
CAPITAL DYNAMICS MID-MARKET DIRECT VI (US), LP Private Equity Fund $1.5M $0.1M 5
CAPITAL DYNAMICS STRATEGIC SMALL CAP PROGRAM LP Private Equity Fund $127.9M $0.1M 1
CAPITAL DYNAMICS TRANSACTION PARTNERS 2021 LP Private Equity Fund $148.5M $0.3M 88
CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND II-L (DELAWARE) LP Private Equity Fund $66.3M $0.3M 4
CAPITAL DYNAMICS US MIDDLE MARKET CREDIT FUND L (DELAWARE), L.P. Private Equity Fund $33.4M $10.0M 4
CAPITAL DYNAMICS US VENTURE VII HOLDING LP Venture Capital Fund $99.6M $0.1M 2
CD CLEAN ENERGY AND INFRASTRUCTURE VII-A, L.P. Private Equity Fund $227.8M $0.2M 16
HRJ CAPITAL VC VI (INTERNATIONAL), L.P. Venture Capital Fund $16.4M $0.1M 67
HRJ GLOBAL BUY-OUT III (EUROPE), L.P. Private Equity Fund $1.3M $0.1M 84
HRJ GLOBAL BUY-OUT III (US), L.P. Private Equity Fund $9.1M $0.1M 86
HRJ SPECIAL OPPORTUNITIES II (U.S.), L.P. Private Equity Fund $15.4M $0.1M 108
MARKET STREET OPPORTUNITIES FUND LP Private Equity Fund $27.4M $0.1M 1

Control Persons

Name Type Entity Title Since Ownership
KUBR, THOMAS, J Individual – BOARD MEMBER 07/2012 < 5%
AHMAD, HINA Individual – CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER 07/2019 < 5%
HAHN, MARTIN, GILLIS Individual – CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER 11/2011 < 5%
BERNSTEIN, ANDREW, GLENN Individual – EXECUTIVE COMMITTEE MEMBER 03/2015 < 5%
ZEITER, HARALD Individual – GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER 03/2015 < 5%
CAPITAL DYNAMICS HOLDING AG Foreign Entity CAPITAL DYNAMICS US INC. OWNER 12/2018 > 75%
GOSTIN, BRYN, GARETH Individual – EXECUTIVE COMMITTEE MEMBER 03/2020 < 5%
HIRSCHBIEL, CAROLIN Individual – EXECUTIVE COMMITTEE MEMBER 03/2020 < 5%
GEORGIOU, GEORGE Individual – EXECUTIVE COMMITTEE MEMBER 01/2013 < 5%
CONWAY, REID, WILLIAM Individual – GLOBAL CHIEF COMPLIANCE OFFICER 07/2020 < 5%
DSA AG Foreign Entity CAPITAL DYNAMICS HOLDING AG OWNER 01/2021 > 75%
Bertagna, Dario Individual – EXECUTIVE COMMITTEE MEMBER 03/2022 < 5%
COLES, BARNEY, ALISTAIR Individual – EXECUTIVE COMMITTEE MEMBER 03/2022 < 5%
MARKS, JOSEPH, BRINDIS Individual – EXECUTIVE COMMITTEE MEMBER 03/2022 < 5%
KUBR, THOMAS, J Individual DSA AG OWNER 11/2023 50-75%
CAPITAL DYNAMICS US INC. Domestic Entity – PARENT 12/2018 > 75%

No. Employees, Historic

70350201920202021202220232024202549 on 11/26/201949 on 1/13/202053 on 3/30/202053 on 7/21/202053 on 8/24/202061 on 3/30/202161 on 2/28/202243 on 3/31/202243 on 9/14/202242 on 3/30/202342 on 4/17/202342 on 5/1/202342 on 7/6/202342 on 11/8/202335 on 3/28/2024

RAUM, Historic

7B4B020192020202120222023202420256320958421 on 11/26/20196320958421 on 1/13/20205046493303 on 3/30/20205046493303 on 7/21/20205046493303 on 8/24/20205542421695 on 3/30/20215542421695 on 2/28/20223098113208 on 3/31/20223098113208 on 9/14/20222928595524 on 3/30/20232928595524 on 4/17/20232928595524 on 5/1/20232928595524 on 7/6/20232928595524 on 11/8/20232832708335 on 3/28/2024

No. Clients, Historic

50250201920202021202220232024202537 on 11/26/201937 on 1/13/202039 on 3/30/202039 on 7/21/202039 on 8/24/202042 on 3/30/202142 on 2/28/202244 on 3/31/202244 on 9/14/202232 on 3/30/202332 on 4/17/202332 on 5/1/202332 on 7/6/202332 on 11/8/202331 on 3/28/2024