Hedge Fund Database

LSIA

LS INVESTMENT ADVISORS, LLC Legal Name

Adviser information for LSIA last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 357 $803.3M
Non-Discretionary 0 $0
Total 357 $803.3M

Clients

Type Number RAUM
Individuals 49 $29.4M
HNW Individuals 120 $626.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $13.5M
Charitable organizations 8 $63.9M
State or municipal gov entities 0 $0
Other investment advisers <5 $3.0M
Insurance companies 2 $26.3M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $41.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-69340
SEC ERA File Number 801-69340
SEC CIK Numbers 1455845
SEC CRD Numbers 146829
Legal Entity Identifier 254900DBQX5O18K6YF32

Principal Office

39533 WOODWARD AVENUE
SUITE 307
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 414-459-1759, Fax: None

Websites

lsiawealth.com thelsiaway.com lsiainstitutional.com mylsiawealth.com mylsiainstitutional.com lsinvestmentadvisers.com www.linkedin.com/company/lsiainstitutional/ my-lsia.com lsinvestmentadvisors.com lsiadvisors.com mylsia.com facebook.com/lsiawealth lsia.us.com www.linkedin.com/company/lsiawealth/ lsiaway.com www.instagram.com/lsiawealth

Chief Compliance Officer

JOANN LYNN KAYSER
OWNER; COO
839 N. JEFFERSON STREET
SUITE 504
MILWAUKEE
WI
United States
Tel: 414-459-1759
(Full email address available in API data)

Regulatory Contact

KRISTINE HOLLISTER
CHIEF BUSINESS OFFICER AND OWNER
39533 WOODWARD AVE.
SUITE 307
BLOOMFIELD HILLS
MI
United States
Tel: 414-459-1759
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHANK, MARK, ANDREW Individual – EXECUTIVE COMMITTEE MEMBER, CHIEF INVESTMENT OFFICER, OWNER 02/2008 25-50%
HOLLISTER, KRISTINE, MICHELE Individual – EXECUTIVE COMMITTEE MEMBER, CHIEF BUSINESS OFFICER, OWNER 09/2021 10-25%
KOSTAROFF, DANIEL, JOSEPH Individual – EXECUTIVE COMMITTEE MEMBER, PRESIDENT, OWNER 10/2021 10-25%
KAYSER, JOANN, LYNN Individual – EXECUTIVE COMMITTEE MEMBER, CHIEF COMPLIANCE OFFICER, COO, OWNER 06/2022 10-25%

No. Employees, Historic

2010020202021202220232024202514 on 3/30/202013 on 6/22/202013 on 6/22/202013 on 11/23/202015 on 3/31/202111 on 5/7/202110 on 10/12/202110 on 12/9/202110 on 3/31/202210 on 7/29/202210 on 8/22/202210 on 8/31/202210 on 8/31/202210 on 8/31/202210 on 10/20/202212 on 3/15/202312 on 3/22/202312 on 5/8/202312 on 8/7/202312 on 9/12/202312 on 3/4/2024

RAUM, Historic

7B4B02020202120222023202420256030379476 on 3/30/20206030379476 on 6/22/20206030379476 on 6/22/20206030379476 on 11/23/20206449761986 on 3/31/20211015590933 on 5/7/20211015590933 on 10/12/20211015590933 on 12/9/2021912858853 on 3/31/2022912858853 on 7/29/2022912858853 on 8/22/2022912858853 on 8/31/2022912858853 on 8/31/2022912858853 on 8/31/2022912858853 on 10/20/2022735613415 on 3/15/2023735613415 on 3/22/2023735613415 on 5/8/2023735613415 on 8/7/2023735613415 on 9/12/2023803267448 on 3/4/2024

No. Clients, Historic

3001500202020212022202320242025275 on 3/30/2020275 on 6/22/2020275 on 6/22/2020275 on 11/23/2020269 on 3/31/2021212 on 5/7/2021212 on 10/12/2021212 on 12/9/2021183 on 3/31/2022183 on 7/29/2022183 on 8/22/2022183 on 8/31/2022183 on 8/31/2022183 on 8/31/2022183 on 10/20/2022190 on 3/15/2023190 on 3/22/2023190 on 5/8/2023190 on 8/7/2023190 on 9/12/2023191 on 3/4/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 938K 9K –
ABBOTT LABS COM 615K 6K –
ABBVIE INC COM 2M 12K –
ACCENTURE PLC IRELAND SHS CLASS A 284K 935 –
ADOBE INC COM 1M 2K –
ADVANCED MICRO DEVICES INC COM 1M 6K –
AIR PRODS & CHEMS INC COM 693K 3K –
ALPHABET INC CAP STK CL A 12M 68K –
ALPHABET INC CAP STK CL C 29M 159K –
ALTRIA GROUP INC COM 601K 13K –
AMAZON COM INC COM 5M 24K –
AMERICAN ELEC PWR CO INC COM 2M 18K –
AMERICAN EXPRESS CO COM 557K 2K –
AMGEN INC COM 1M 4K –
AMPHENOL CORP NEW CL A 337K 5K –
APPLE INC COM 68M 324K –
AT&T INC COM 513K 27K –
AUTOMATIC DATA PROCESSING IN COM 7M 30K –
AUTOZONE INC COM 2M 700 –
BANK AMERICA CORP COM 11M 287K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 8M 19K –
BLACKROCK INC COM 11M 14K –
BROADCOM INC COM 12M 8K –
CAPITAL ONE FINL CORP COM 207K 1K –
CATERPILLAR INC COM 13M 39K –
CHEVRON CORP NEW COM 4M 26K –
CHUBB LIMITED COM 14M 55K –
CISCO SYS INC COM 2M 34K –
CLOROX CO DEL COM 976K 7K –
COCA COLA CO COM 742K 12K –
COLGATE PALMOLIVE CO COM 231K 2K –
COMCAST CORP NEW CL A 283K 7K –
CONOCOPHILLIPS COM 572K 5K –
COSTCO WHSL CORP NEW COM 8M 9K –
CSX CORP COM 10M 301K –
CVS HEALTH CORP COM 3M 51K –
DANAHER CORPORATION COM 15M 61K –
DEERE & CO COM 534K 1K –
DISCOVER FINL SVCS COM 3M 21K –
DISNEY WALT CO COM 7M 75K –
DUKE ENERGY CORP NEW COM NEW 1M 12K –
ECOLAB INC COM 16M 69K –
ELEVANCE HEALTH INC COM 3M 6K –
ELI LILLY & CO COM 2M 2K –
EMERSON ELEC CO COM 10M 90K –
EOG RES INC COM 1M 8K –
EVEREST GROUP LTD COM 9M 24K –
EXXON MOBIL CORP COM 3M 24K –
FASTENAL CO COM 610K 10K –
FIDELITY NATL INFORMATION SV COM 354K 5K –
FISERV INC COM 18M 120K –
FORD MTR CO DEL COM 361K 29K –
GALLAGHER ARTHUR J & CO COM 415K 2K –
GE AEROSPACE COM NEW 290K 2K –
GENERAL DYNAMICS CORP COM 3M 11K –
GRAINGER W W INC COM 12M 13K –
HARLEY DAVIDSON INC COM 420K 13K –
HOME DEPOT INC COM 20M 59K –
HONEYWELL INTL INC COM 421K 2K –
INTEL CORP COM 2M 55K –
INTERNATIONAL BUSINESS MACHS COM 1M 6K –
INVESCO EXCH TRADED FD TR II PFD ETF 259K 22K –
INVESCO QQQ TR UNIT SER 1 803K 2K –
ISHARES INC CORE MSCI EMKT 321K 6K –
ISHARES TR MSCI USA MIN VOL 735K 9K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR SELECT DIVID ETF 652K 5K –
ISHARES TR MSCI USA QLT FCT 411K 2K –
ISHARES TR MSCI USA VALUE 2M 20K –
ISHARES TR RUS 2000 GRW ETF 650K 2K –
ISHARES TR MSCI USA MMENTM 516K 3K –
ISHARES TR CORE S&P SCP ETF 3M 29K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR CORE S&P MCP ETF 292K 5K –
JOHNSON & JOHNSON COM 2M 15K –
JPMORGAN CHASE & CO. COM 3M 15K –
KENVUE INC COM 930K 51K –
KIMBERLY-CLARK CORP COM 2M 14K –
LINDE PLC SHS 9M 21K –
LOWES COS INC COM 1M 6K –
LYONDELLBASELL INDUSTRIES N SHS - A - 244K 3K –
MARSH & MCLENNAN COS INC COM 2M 8K –
MASTERCARD INCORPORATED CL A 220K 498 –
MCDONALDS CORP COM 3M 11K –
MEDTRONIC PLC SHS 1M 13K –
MERCK & CO INC COM 7M 57K –
META PLATFORMS INC CL A 3M 6K –
MICROSOFT CORP COM 37M 83K –
MORGAN STANLEY COM NEW 549K 6K –
NEOGEN CORP COM 156K 10K –
NEXTERA ENERGY INC COM 4M 57K –
NIKE INC CL B 482K 6K –
NVIDIA CORPORATION COM 6M 45K –
PEPSICO INC COM 10M 58K –
PFIZER INC COM 4M 139K –
PHILLIPS 66 COM 204K 1K –
PROCTER AND GAMBLE CO COM 3M 16K –
QUALCOMM INC COM 17M 85K –
ROCKWELL AUTOMATION INC COM 209K 760 –
ROPER TECHNOLOGIES INC COM 7M 13K –
RPM INTL INC COM 221K 2K –
RTX CORPORATION COM 9M 86K –
SCHWAB CHARLES CORP COM 3M 38K –
SELECT SECTOR SPDR TR ENERGY 12M 135K –
SELECT SECTOR SPDR TR TECHNOLOGY 566K 3K –
SHERWIN WILLIAMS CO COM 10M 35K –
SPDR GOLD TR GOLD SHS 7M 31K –
SPDR S&P 500 ETF TR TR UNIT 863K 2K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 427K 798 –
SPDR SER TR S&P DIVID ETF 720K 6K –
SYSCO CORP COM 2M 34K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 897K 5K –
TARGET CORP COM 2M 15K –
TERADYNE INC COM 572K 4K –
TEXAS INSTRS INC COM 388K 2K –
THERMO FISHER SCIENTIFIC INC COM 1M 3K –
TILRAY BRANDS INC COM 17K 10K –
TJX COS INC NEW COM 236K 2K –
UNITED PARCEL SERVICE INC CL B 1M 9K –
UNITEDHEALTH GROUP INC COM 1M 2K –
US BANCORP DEL COM NEW 3M 66K –
VANGUARD INDEX FDS S&P 500 ETF SHS 10M 20K –
VANGUARD INDEX FDS SM CP VAL ETF 3M 16K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 292K 7K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 10M 55K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 2M 31K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 15M 224K –
VERALTO CORP COM SHS 2M 18K –
VERIZON COMMUNICATIONS INC COM 1M 34K –
VISA INC COM CL A 19M 73K –
WALMART INC COM 12M 173K –
WASTE MGMT INC DEL COM 6M 27K –
WEC ENERGY GROUP INC COM 371K 5K –
WELLS FARGO CO NEW COM 1M 20K –
WEYERHAEUSER CO MTN BE COM NEW 761K 27K –
WISDOMTREE TR US LARGECAP DIVD 422K 6K –