TRUST ASSET MANAGEMENT LLC
Adviser information for TRUST ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 152 | $2.4B |
| Non-Discretionary | 0 | $0 |
| Total | 152 | $2.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $69.1M |
| Other | 144 | $1.0B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1900 ST JAMES PLACESUITE 300
HOUSTON
TX
United States
Monday - Friday, 9:00 - 5:00
Tel: 832-308-2748, Fax: 713-343-5443
Websites
Chief Compliance Officer
STEVEN C. LUDWIG
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
332.262.4584
S************@************M
(Full email address available in API data)
Regulatory Contact
JOHN HALE
VICE PRESIDENT
1900 ST. JAMES PLACE
SUITE 300
HOUSTON
TX
United States
Tel:
832-308-2783
J********@**********M
(Full email address available in API data)
Industry Affiliates
| EVERGREEN INVESTMENT ADVISORS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXYS CAPITAL INCOME FUND LLC | Hedge Fund | $236.7M | $0.0M | 79 |
| AXYS CAPITAL TOTAL RETURN FUND LLC | Hedge Fund | $107.3M | $0.0M | 64 |
| LIGHTHOUSE BALANCED FUND I LLC | Hedge Fund | $643.3M | $0.0M | 95 |
| LIGHTHOUSE STABLE GROWTH FUND I LLC | Hedge Fund | $336.0M | $0.0M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORTHSTAR MEMORIAL GROUP LLC | Domestic Entity | – | MEMBER | 05/2008 | > 75% |
| SHINDER, MARK | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 05/2008 | < 5% |
| NORTHSTAR EVERGREEN LLC | Domestic Entity | NORTHSTAR MEMORIAL GROUP LLC | MEMBER | 11/2006 | > 75% |
| EVERGREEN MEMORIAL LLC | Domestic Entity | NORTHSTAR EVERGREEN LLC | MEMBER | 11/2006 | 25-50% |
| EVERGREEN REAL ESTATE PARTNERS LLC | Domestic Entity | EVERGREEN MEMORIAL LLC | MEMBER | 11/2006 | > 75% |
| HALE, JOHN, ANTHONY | Individual | – | VICE PRESIDENT | 06/2008 | < 5% |
| ZISLIS, MICHAEL | Individual | – | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | 02/2011 | < 5% |
| EVERGREEN INVESTMENT ADVISORS | Domestic Entity | EVERGREEN REAL ESTATE PARTNERS LLC | MEMBER AND ELECTED MANAGER | 03/2005 | |
| M3 CAPITAL PARTNERS LLC | Domestic Entity | EVERGREEN INVESTMENT ADVISORS LLC | OWNER | 03/2005 | > 75% |
| LUDWIG, STEVEN, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 2M | 20K | – |
| ABBVIE INC | COM | 3M | 20K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 7K | – |
| ADOBE INC | COM | 3M | 5K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 19K | – |
| AFLAC INC | COM | 580K | 6K | – |
| AGILENT TECHNOLOGIES INC | COM | 451K | 3K | – |
| AIRBNB INC | COM CL A | 779K | 5K | – |
| ALIGN TECHNOLOGY INC | COM | 205K | 849 | – |
| ALLSTATE CORP | COM | 492K | 3K | – |
| ALPHABET INC | CAP STK CL C | 23M | 125K | – |
| AMAZON COM INC | COM | 20M | 104K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN INTL GROUP INC | COM NEW | 694K | 9K | – |
| AMERIPRISE FINL INC | COM | 525K | 1K | – |
| AMGEN INC | COM | 2M | 6K | – |
| AMPHENOL CORP NEW | CL A | 932K | 14K | – |
| ANALOG DEVICES INC | COM | 1M | 6K | – |
| ANSYS INC | COM | 321K | 998 | – |
| AON PLC | SHS CL A | 690K | 2K | – |
| APPLE INC | COM | 36M | 170K | – |
| APPLIED MATLS INC | COM | 2M | 10K | – |
| APTIV PLC | SHS | 224K | 3K | – |
| ARCH CAP GROUP LTD | ORD | 431K | 4K | – |
| ARISTA NETWORKS INC | COM | 996K | 3K | – |
| AT&T INC | COM | 2M | 82K | – |
| AUTODESK INC | COM | 620K | 3K | – |
| AUTOZONE INC | COM | 643K | 217 | – |
| BANK AMERICA CORP | COM | 3M | 82K | – |
| BANK NEW YORK MELLON CORP | COM | 514K | 9K | – |
| BECTON DICKINSON & CO | COM | 766K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 21K | – |
| BIOGEN INC | COM | 385K | 2K | – |
| BLACKROCK INC | COM | 1M | 2K | – |
| BLACKSTONE INC | COM | 1M | 8K | – |
| BOOKING HOLDINGS INC | COM | 2M | 421 | – |
| BOSTON SCIENTIFIC CORP | COM | 1M | 17K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 25K | – |
| BROADCOM INC | COM | 8M | 5K | – |
| BROWN & BROWN INC | COM | 242K | 3K | – |
| CADENCE DESIGN SYSTEM INC | COM | 970K | 3K | – |
| CAPITAL ONE FINL CORP | COM | 618K | 4K | – |
| CARDINAL HEALTH INC | COM | 294K | 3K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 220K | 12K | – |
| CBOE GLOBAL MKTS INC | COM | 206K | 1K | – |
| CDW CORP | COM | 351K | 2K | – |
| CENCORA INC | COM | 424K | 2K | – |
| CENTENE CORP DEL | COM | 427K | 6K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 364K | 1K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 999K | 16K | – |
| CHUBB LIMITED | COM | 1M | 5K | – |
| CINCINNATI FINL CORP | COM | 215K | 2K | – |
| CISCO SYS INC | COM | 2M | 47K | – |
| CITIGROUP INC | COM NEW | 2M | 27K | – |
| CITIZENS FINL GROUP INC | COM | 212K | 6K | – |
| CME GROUP INC | COM | 810K | 4K | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 402K | 6K | – |
| COMCAST CORP NEW | CL A | 2M | 48K | – |
| COOPER COS INC | COM | 200K | 2K | – |
| CORNING INC | COM | 346K | 9K | – |
| CORPAY INC | COM SHS | 232K | 869 | – |
| CVS HEALTH CORP | COM | 891K | 15K | – |
| D R HORTON INC | COM | 514K | 4K | – |
| DANAHER CORPORATION | COM | 2M | 8K | – |
| DARDEN RESTAURANTS INC | COM | 211K | 1K | – |
| DECKERS OUTDOOR CORP | COM | 287K | 296 | – |
| DELL TECHNOLOGIES INC | CL C | 290K | 2K | – |
| DEXCOM INC | COM | 508K | 4K | – |
| DISCOVER FINL SVCS | COM | 409K | 3K | – |
| DISNEY WALT CO | COM | 2M | 21K | – |
| DOMINOS PIZZA INC | COM | 211K | 409 | – |
| EBAY INC. | COM | 339K | 6K | – |
| EDWARDS LIFESCIENCES CORP | COM | 665K | 7K | – |
| ELECTRONIC ARTS INC | COM | 417K | 3K | – |
| ELEVANCE HEALTH INC | COM | 1M | 3K | – |
| ELI LILLY & CO | COM | 8M | 9K | – |
| EXPEDIA GROUP INC | COM NEW | 221K | 2K | – |
| FAIR ISAAC CORP | COM | 435K | 292 | – |
| FIDELITY NATL INFORMATION SV | COM | 529K | 7K | – |
| FIFTH THIRD BANCORP | COM | 295K | 8K | – |
| FIRST SOLAR INC | COM | 264K | 1K | – |
| FISERV INC | COM | 1M | 7K | – |
| FORD MTR CO DEL | COM | 731K | 58K | – |
| FORTINET INC | COM | 450K | 7K | – |
| GALLAGHER ARTHUR J & CO | COM | 623K | 2K | – |
| GARMIN LTD | SHS | 291K | 2K | – |
| GARTNER INC | COM | 414K | 923 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 336K | 4K | – |
| GENERAL MTRS CO | COM | 799K | 17K | – |
| GENUINE PARTS CO | COM | 230K | 2K | – |
| GILEAD SCIENCES INC | COM | 979K | 14K | – |
| GLOBAL PMTS INC | COM | 297K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 368K | 4K | – |
| HCA HEALTHCARE INC | COM | 790K | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 315K | 15K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 685K | 3K | – |
| HOLOGIC INC | COM | 212K | 3K | – |
| HOME DEPOT INC | COM | 4M | 12K | – |
| HOWMET AEROSPACE INC | COM | 259K | 3K | – |
| HP INC | COM | 352K | 10K | – |
| HUMANA INC | COM | 546K | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 224K | 17K | – |
| IDEXX LABS INC | COM | 474K | 973 | – |
| INTEL CORP | COM | 1M | 47K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 885K | 6K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 10K | – |
| INTUIT | COM | 2M | 3K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
| IQVIA HLDGS INC | COM | 464K | 2K | – |
| JOHNSON & JOHNSON | COM | 4M | 28K | – |
| JPMORGAN CHASE & CO. | COM | 7M | 34K | – |
| KEYCORP | COM | 163K | 12K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 284K | 2K | – |
| KLA CORP | COM NEW | 1M | 2K | – |
| LABCORP HOLDINGS INC | COM SHS | 209K | 1K | – |
| LAM RESEARCH CORP | COM | 2M | 2K | – |
| LENNAR CORP | CL A | 442K | 3K | – |
| LOWES COS INC | COM | 2M | 7K | – |
| LULULEMON ATHLETICA INC | COM | 395K | 1K | – |
| M & T BK CORP | COM | 308K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 762K | 3K | – |
| MARSH & MCLENNAN COS INC | COM | 1M | 6K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MCDONALDS CORP | COM | 2M | 8K | – |
| MCKESSON CORP | COM | 927K | 2K | – |
| MEDTRONIC PLC | SHS | 1M | 16K | – |
| MERCK & CO INC | COM | 4M | 29K | – |
| META PLATFORMS INC | CL A | 13M | 26K | – |
| METLIFE INC | COM | 546K | 8K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 362K | 259 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 582K | 6K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 13K | – |
| MICROSOFT CORP | COM | 38M | 86K | – |
| MODERNA INC | COM | 455K | 4K | – |
| MONOLITHIC PWR SYS INC | COM | 424K | 516 | – |
| MOODYS CORP | COM | 766K | 2K | – |
| MORGAN STANLEY | COM NEW | 1M | 15K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 749K | 2K | – |
| MSCI INC | COM | 443K | 919 | – |
| NASDAQ INC | COM | 236K | 4K | – |
| NETAPP INC | COM | 325K | 3K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| NIKE INC | CL B | 1M | 14K | – |
| NORTHERN TR CORP | COM | 203K | 2K | – |
| NVIDIA CORPORATION | COM | 35M | 284K | – |
| NVR INC | COM | 266K | 35 | – |
| NXP SEMICONDUCTORS N V | COM | 802K | 3K | – |
| OMNICOM GROUP INC | COM | 210K | 2K | – |
| ON SEMICONDUCTOR CORP | COM | 345K | 5K | – |
| ORACLE CORP | COM | 3M | 18K | – |
| OREILLY AUTOMOTIVE INC | COM | 758K | 718 | – |
| PALO ALTO NETWORKS INC | COM | 1M | 4K | – |
| PAYPAL HLDGS INC | COM | 773K | 13K | – |
| PFIZER INC | COM | 2M | 65K | – |
| PNC FINL SVCS GROUP INC | COM | 733K | 5K | – |
| PRICE T ROWE GROUP INC | COM | 301K | 3K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 210K | 3K | – |
| PROGRESSIVE CORP | COM | 1M | 7K | – |
| PRUDENTIAL FINL INC | COM | 506K | 4K | – |
| PTC INC | COM | 223K | 1K | – |
| PULTE GROUP INC | COM | 289K | 3K | – |
| QUALCOMM INC | COM | 3M | 13K | – |
| RAYMOND JAMES FINL INC | COM | 279K | 2K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| REGIONS FINANCIAL CORP NEW | COM | 222K | 11K | – |
| RESMED INC | COM | 327K | 2K | – |
| ROPER TECHNOLOGIES INC | COM | 694K | 1K | – |
| ROSS STORES INC | COM | 582K | 4K | – |
| ROYAL CARIBBEAN GROUP | COM | 404K | 3K | – |
| S&P GLOBAL INC | COM | 2M | 4K | – |
| SALESFORCE INC | COM | 3M | 11K | – |
| SCHWAB CHARLES CORP | COM | 1M | 18K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 229K | 2K | – |
| SELECT SECTOR SPDR TR | INDL | 43M | 356K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 11M | 129K | – |
| SELECT SECTOR SPDR TR | ENERGY | 19M | 213K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 30M | 398K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 11M | 294K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 12M | 169K | – |
| SERVICENOW INC | COM | 2M | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 663M | 1M | – |
| STARBUCKS CORP | COM | 1M | 13K | – |
| STATE STR CORP | COM | 301K | 4K | – |
| STERIS PLC | SHS USD | 253K | 1K | – |
| STRYKER CORPORATION | COM | 1M | 4K | – |
| SUPER MICRO COMPUTER INC | COM | 459K | 560 | – |
| SYNCHRONY FINANCIAL | COM | 243K | 5K | – |
| SYNOPSYS INC | COM | 1M | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 285K | 2K | – |
| TE CONNECTIVITY LTD | SHS | 551K | 4K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 211K | 544 | – |
| TERADYNE INC | COM | 266K | 2K | – |
| TESLA INC | COM | 6M | 32K | – |
| TEXAS INSTRS INC | COM | 2M | 10K | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | – |
| TJX COS INC NEW | COM | 1M | 13K | – |
| T-MOBILE US INC | COM | 1M | 6K | – |
| TRACTOR SUPPLY CO | COM | 344K | 1K | – |
| TRAVELERS COMPANIES INC | COM | 546K | 3K | – |
| TRUIST FINL CORP | COM | 613K | 16K | – |
| TYLER TECHNOLOGIES INC | COM | 242K | 482 | – |
| ULTA BEAUTY INC | COM | 224K | 581 | – |
| UNITEDHEALTH GROUP INC | COM | 5M | 11K | – |
| US BANCORP DEL | COM NEW | 648K | 16K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 48K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 3K | – |
| VIATRIS INC | COM | 151K | 14K | – |
| VISA INC | COM CL A | 5M | 19K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 193K | 26K | – |
| WATERS CORP | COM | 203K | 700 | – |
| WELLS FARGO CO NEW | COM | 3M | 47K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 281K | 853 | – |
| WESTERN DIGITAL CORP. | COM | 282K | 4K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 322K | 1K | – |
| YUM BRANDS INC | COM | 428K | 3K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 262K | 2K | – |
| ZOETIS INC | CL A | 947K | 5K | – |