MASECO PRIVATE WEALTH
MASECO LLP Legal Name
Adviser information for MASECO PRIVATE WEALTH last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 92 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 43 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,383 | $1.9B |
| Non-Discretionary | 1,048 | $821.4M |
| Total | 3,431 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,675 | $1.2B |
| HNW Individuals | 433 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 4 | $22.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 74 |
| No. of Financial Planning Clients | 2000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-69385 |
|---|---|
| SEC ERA File Number | 801-69385 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147686 |
| Legal Entity Identifier | 213800YSN32VIQS3BE37 |
Principal Office
THE KODAK11 KEELEY STREET
LONDON
United Kingdom
Monday - Friday, 09.00AM TO 18.00PM
Tel: +44 20 7043 0455, Fax: +44 20 7043 0456
Chief Compliance Officer
MARC CANE
HEAD OF COMPLIANCE
THE KODAK
11 KEELEY STREET
LONDON
United Kingdom
Tel:
+44 20 7043 0455
Fax:
+44 20 7043 0456
M********@***********M
(Full email address available in API data)
Regulatory Contact
FIONA ALISON STOCKWELL
HEAD OF LEGAL AND COMPLIANCE
THE KODAK
11 KEELEY STREET
LONDON
United Kingdom
Tel:
+44 20 7043 0455
F**************@***********M
(Full email address available in API data)
Industry Affiliates
| MASECO ASIA LIMITED | Other investment adviser, including financial planners |
| MASECO ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SELLON, JAMES, ROBERT DUNDAS | Individual | – | MANAGING PARTNER, FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER | 06/2008 | 25-50% |
| MATTHEWS, JOSHUA, E | Individual | – | MANAGING PARTNER, FINANCIAL ADVISOR | 09/2008 | 5-10% |
| BLUE FIN PROPERTIES LIMITED | Foreign Entity | – | FOREIGN LIMITED COMPANY | 10/2011 | 25-50% |
| DORMAN, DAVID, RORY | Individual | – | PARTNER, FINANCIAL ADVISOR | 04/2015 | 5-10% |
| Findlater, Henry, Quentin Alexander | Individual | – | PARTNER, FINANCIAL ADVISOR | 04/2016 | < 5% |
| Vermeulen, Gert, Du Preez | Individual | BLUE FIN PROPERTIES LIMITED | FOREIGN LIMITED COMPANY | 05/2015 | |
| FLONAES, TORGEIR | Individual | – | PARTNER | 04/2020 | < 5% |
| SOLANA, ANDREA, LAUREN | Individual | – | PARTNER | 04/2020 | < 5% |
| Howison, Edward, Alistair | Individual | – | PARTNER | 04/2022 | < 5% |
| Benson, Andrew | Individual | – | PARTNER | 04/2022 | < 5% |