WESTCO ADVISORY SERVICES, INC.
Adviser information for WESTCO ADVISORY SERVICES, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 310 | $213.6M |
| Non-Discretionary | 4 | $1.3M |
| Total | 314 | $214.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 243 | $71.1M |
| HNW Individuals | 70 | $141.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69387 |
|---|---|
| SEC ERA File Number | 801-69387 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120755 |
| Legal Entity Identifier | None |
Principal Office
77 HEMPSTEAD AVELYNBROOK
NY
United States
FRIDAY 9AM-4PM, 9:00AM-5:00PM
Tel: 516-593-5070, Fax: 516-593-8152
Chief Compliance Officer
JAMES G. WESTMACOTT
PRESIDENT
77 HEMPSTEAD AVENUE
LYNBROOK
NY
United States
Tel:
(516)590-5070
Fax:
(516)593-8152
J**********@***********************M
(Full email address available in API data)
Regulatory Contact
KATHRYN W. DOMACK
77 HEMPSTEAD AVENUE
LYNBROOK
NY
United States
Tel:
516-593-5070
Fax:
516-593-8152
K**********@***********************M
(Full email address available in API data)
Industry Affiliates
| WESTCO AGENCY, INC. | Insurance company or agency |
| WESTCO FINANCIAL SERVICES, INC. | Accountant or accounting firm |
| WESTCO INVESTMENT CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WESTMACOTT, JAMES, GERARD | Individual | – | PRESIDENT, CCO | 05/1995 | > 75% |