Hedge Fund Database

SIGNALPOINT ASSET MANAGEMENT LLC

Adviser information for SIGNALPOINT ASSET MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,496 $514.7M
Non-Discretionary 16 $7.5M
Total 1,512 $522.3M

Clients

Type Number RAUM
Individuals 393 $93.6M
HNW Individuals 133 $417.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $11.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 522.3M
Portfolio Manager to Program Sponsor
SIGNALPOINT WRAP PROGRAM SIGNALPOINT ASSET MANAGEMENT LLC

Identifiers

SEC RIA File Number 801-69394
SEC ERA File Number 801-69394
SEC CIK Numbers 1566414
SEC CRD Numbers 147578
Legal Entity Identifier None

Principal Office

1201 E. WALNUT STREET
SPRINGFIELD
MO
United States
Monday - Friday, 8:30 A.M - 5 P.M.
Tel: 417-869-9980, Fax: 417-869-9987

Websites

www.signalpointinvest.com

Chief Compliance Officer

WALTER COSTENBADER
1201 E. WALNUT STREET
SPRINGFIELD
MO
United States
Tel: 860-997-4160
(Full email address available in API data)

Regulatory Contact

MATTHEW KITZI
ATTORNEY
ARMSTRONG TEASDALE, LLP
2405 W TRUMAN BLVD, STE 210
JEFFERSON CITY
MO
United States
Tel: 573-659-6707
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VEALE, THOMAS, MELDRUM Individual – MEMBER 01/2024 10-25%
ORZEL, MICHAEL, JAMES Individual – MANAGING MEMBER, CHIEF OPERATING OFFICER 08/2008 5-10%
GRIFFITHS, DAVID, JOHN Individual – MEMBER 01/2010 5-10%
TIMSON, GLENN, HILL Individual – MEMBER 12/2010 5-10%
HANDY, JOHN, WENDLAND Individual – MANAGING MEMBER, PORTFOLIO STRATEGIST 01/2014 10-25%
TIMSON, JONATHAN, CRAIG Individual – MANAGING MEMBER, CHIEF EXECUTIVE OFFICERR 09/2014 25-50%
WALKER, DENNIS, ROBIN Individual – MEMBER 06/2008 10-25%
COSTENBADER, WALTER, RUSSELL Individual – CHIEF COMPLIANCE OFFICER 02/2015 < 5%

No. Employees, Historic

10502020202120222023202420257 on 3/17/20207 on 5/11/20207 on 2/22/20217 on 2/22/20217 on 3/29/20227 on 7/15/20227 on 10/31/20227 on 3/13/20237 on 4/5/20237 on 9/1/20237 on 1/9/202410 on 3/28/2024

RAUM, Historic

600M300M0202020212022202320242025390982665 on 3/17/2020390982665 on 5/11/2020435179876 on 2/22/2021435179876 on 2/22/2021514942326 on 3/29/2022514942326 on 7/15/2022514942326 on 10/31/2022441017499 on 3/13/2023441017499 on 4/5/2023441017499 on 9/1/2023441017499 on 1/9/2024522255956 on 3/28/2024

No. Clients, Historic

6003000202020212022202320242025489 on 3/17/2020489 on 5/11/2020571 on 2/22/2021571 on 2/22/2021515 on 3/29/2022515 on 7/15/2022515 on 10/31/2022549 on 3/13/2023549 on 4/5/2023549 on 9/1/2023549 on 1/9/2024536 on 3/28/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
EATON CORP PLC SHS 230K 735 –
LINDE PLC SHS 275K 627 –
AT&T INC COM 345K 18K –
ARK ETF TR INNOVATION ETF 361K 8K –
ABBOTT LABS COM 622K 6K –
ABBVIE INC COM 2M 10K –
ADVANCED MICRO DEVICES INC COM 351K 2K –
ALLIANCEBERNSTEIN GLOBAL HIG COM 429K 41K –
ALPHABET INC CAP STK CL C 4M 23K –
ALPHABET INC CAP STK CL A 4M 22K –
ALTRIA GROUP INC COM 266K 6K –
AMAZON COM INC COM 6M 33K –
AMERICAN EXPRESS CO COM 731K 3K –
AMGEN INC COM 382K 1K –
APPLE INC COM 37M 174K –
ARK 21SHARES BITCOIN ETF SHS BEN INT 253K 4K –
AUTOMATIC DATA PROCESSING IN COM 219K 919 –
AUTOZONE INC COM 207K 70 –
BANK AMERICA CORP COM 1M 35K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
BOEING CO COM 515K 3K –
BROADCOM INC COM 1M 932 –
THE CIGNA GROUP COM 291K 880 –
CARDINAL HEALTH INC COM 226K 2K –
CATERPILLAR INC COM 1M 3K –
CHEVRON CORP NEW COM 2M 15K –
CHIPOTLE MEXICAN GRILL INC COM 235K 4K –
CISCO SYS INC COM 546K 12K –
CLOVER HEALTH INVESTMENTS CO COM CL A 171K 139K –
COCA COLA CO COM 478K 8K –
COMCAST CORP NEW CL A 370K 9K –
COMMERCE BANCSHARES INC COM 242K 4K –
CONOCOPHILLIPS COM 1M 10K –
COSTCO WHSL CORP NEW COM 774K 911 –
CROWDSTRIKE HLDGS INC CL A 253K 661 –
DNP SELECT INCOME FD INC COM 113K 14K –
DECKERS OUTDOOR CORP COM 373K 385 –
DEERE & CO COM 216K 578 –
DOW INC COM 212K 4K –
DUKE ENERGY CORP NEW COM NEW 444K 4K –
EDWARDS LIFESCIENCES CORP COM 618K 7K –
EMERSON ELEC CO COM 622K 6K –
ENTERPRISE PRODS PARTNERS L COM 444K 15K –
EXACT SCIENCES CORP COM 285K 7K –
EXXON MOBIL CORP COM 3M 28K –
META PLATFORMS INC CL A 1M 3K –
FASTENAL CO COM 431K 7K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 3M 30K –
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 984K 6K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 359K 2K –
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 261K 9K –
FIRST TR VALUE LINE DIVID IN SHS 2M 52K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 666K 11K –
FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 616K 10K –
FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 546K 30K –
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 976K 21K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 1M 14K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 833K 12K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 297K 5K –
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 2M 13K –
FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 304K 9K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 256K 3K –
FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 307K 14K –
FIRST TR LRG CP VL ALPHADEX COM SHS 2M 23K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 881K 7K –
FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 825K 29K –
FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 1M 29K –
FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 604K 34K –
FIRST TR EXCH TRD ALPHDX FD JAPAN ALPHADEX 863K 17K –
FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 2M 28K –
FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 1M 50K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 550K 18K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 2M 73K –
FIRST TR EXCHANGE-TRADED FD INTERMEDIATE DUR 898K 44K –
FIRST TR EXCHANGE-TRADED FD LIMITED DURATION 735K 39K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 1M 17K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 369K 7K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 817K 17K –
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 369K 6K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 984K 20K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 4M 96K –
FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 466K 16K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 1M 32K –
FORD MTR CO DEL COM 211K 17K –
GE AEROSPACE COM NEW 317K 2K –
GENERAL MTRS CO COM 248K 5K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 227K 4K –
HELMERICH & PAYNE INC COM 230K 6K –
HENRY JACK & ASSOC INC COM 1M 8K –
HERSHEY CO COM 310K 2K –
HOME DEPOT INC COM 770K 2K –
HONEYWELL INTL INC COM 211K 990 –
IDEXX LABS INC COM 686K 1K –
INTEL CORP COM 341K 11K –
INTERNATIONAL BUSINESS MACHS COM 665K 4K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 673K 11K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 4M 91K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 1M 20K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 8M 227K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 982K 30K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 633K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 951K 28K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 3M 72K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 4M 123K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 4M 59K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 285K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 2M 21K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 1M 47K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 3M 62K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT BASC 292K 3K –
INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 402K 6K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT UTIL 286K 8K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT CSMR 872K 9K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT TECH 2M 33K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT INDS 1M 8K –
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT HE 991K 23K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT FINL 818K 17K –
INVESCO EXCHANGE TRADED FD T DORSEY WRGT CSMR 526K 5K –
INVESCO EXCHANGE TRADED FD T S&P 500A EQL 2M 76K –
INVESCO EXCH TRADED FD TR II PFD ETF 223K 19K –
INVESCO EXCH TRADED FD TR II SR LN ETF 339K 16K –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 255K 11K –
ISHARES GOLD TR ISHARES NEW 2M 41K –
ISHARES INC MSCI EURZONE ETF 375K 8K –
ISHARES INC MSCI PAC JP ETF 202K 5K –
ISHARES TR SELECT DIVID ETF 1M 9K –
ISHARES TR TIPS BD ETF 2M 17K –
ISHARES TR CORE S&P500 ETF 322K 589 –
ISHARES TR CORE US AGGBD ET 236K 2K –
ISHARES TR IBOXX INV CP ETF 2M 16K –
ISHARES TR 20 YR TR BD ETF 1M 15K –
ISHARES TR 7-10 YR TRSY BD 1M 15K –
ISHARES TR 1 3 YR TREAS BD 797K 10K –
ISHARES TR MSCI EAFE ETF 535K 7K –
ISHARES TR RUS MID CAP ETF 248K 3K –
ISHARES TR RUSSELL 2000 ETF 346K 2K –
ISHARES TR IBOXX HI YD ETF 2M 20K –
ISHARES TR MBS ETF 403K 4K –
ISHARES INC MSCI JPN ETF NEW 430K 6K –
ISHARES TR CORE DIV GRWTH 642K 11K –
JPMORGAN CHASE & CO. COM 2M 8K –
J P MORGAN EXCHANGE TRADED F JPMORGAN DIVER 708K 6K –
J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 224K 4K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 571K 11K –
JOHNSON & JOHNSON COM 1M 10K –
KIMBERLY-CLARK CORP COM 490K 4K –
KINDER MORGAN INC DEL COM 588K 30K –
KROGER CO COM 315K 6K –
LAM RESEARCH CORP COM 470K 441 –
LIBERTY ALL STAR EQUITY FD SH BEN INT 74K 11K –
ELI LILLY & CO COM 1M 1K –
LOCKHEED MARTIN CORP COM 628K 1K –
LOWES COS INC COM 783K 4K –
MFS CHARTER INCOME TR SH BEN INT 70K 11K –
MFS INTER INCOME TR SH BEN INT 38K 14K –
MASTERCARD INCORPORATED CL A 711K 2K –
MCDONALDS CORP COM 1M 5K –
MERCK & CO INC COM 930K 8K –
MICROSOFT CORP COM 6M 14K –
MONDELEZ INTL INC CL A 216K 3K –
NETFLIX INC COM 616K 913 –
NEXTERA ENERGY INC COM 291K 4K –
NORFOLK SOUTHN CORP COM 579K 3K –
NVIDIA CORPORATION COM 7M 56K –
OREILLY AUTOMOTIVE INC COM 54M 51K –
OCCIDENTAL PETE CORP COM 647K 10K –
ONEOK INC NEW COM 719K 9K –
ORACLE CORP COM 826K 6K –
PAYCHEX INC COM 205K 2K –
PEPSICO INC COM 1M 8K –
PFIZER INC COM 370K 13K –
PHILIP MORRIS INTL INC COM 258K 3K –
PHILLIPS 66 COM 597K 4K –
PIMCO ETF TR MULTISECTOR BD 205K 8K –
PIMCO ETF TR ACTIVE BD ETF 1M 15K –
PIMCO ETF TR INTER MUN BD ACT 531K 10K –
PROCTER AND GAMBLE CO COM 2M 9K –
QUALCOMM INC COM 3M 14K –
RTX CORPORATION COM 699K 7K –
REALTY INCOME CORP COM 328K 6K –
REPUBLIC SVCS INC COM 250K 1K –
ROYCE SMALL CAP TRUST INC COM 155K 11K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR GOLD TR GOLD SHS 693K 3K –
SPDR SER TR ICE PFD SEC ETF 216K 6K –
SPDR SER TR BBG CONV SEC ETF 684K 9K –
SPDR DOW JONES INDL AVERAGE UT SER 1 3M 7K –
SCHWAB STRATEGIC TR US LCAP GR ETF 956K 9K –
SCHWAB STRATEGIC TR US SML CAP ETF 231K 5K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 481K 18K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 236K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 782K 10K –
SCHWAB STRATEGIC TR US REIT ETF 278K 14K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 1M 21K –
SCHWAB STRATEGIC TR SHT TM US TRES 2M 34K –
SCHWAB STRATEGIC TR US TIPS ETF 773K 15K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 466K 13K –
SELECT SECTOR SPDR TR ENERGY 611K 7K –
SELECT SECTOR SPDR TR FINANCIAL 227K 6K –
SELECT SECTOR SPDR TR TECHNOLOGY 496K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 308K 5K –
SERVICENOW INC COM 294K 374 –
SOUTHERN CO COM 1M 14K –
STARBUCKS CORP COM 284K 4K –
TARGET CORP COM 275K 2K –
TESLA INC COM 1M 7K –
TEXAS INSTRS INC COM 486K 2K –
3M CO COM 314K 3K –
US BANCORP DEL COM NEW 822K 21K –
UNITED PARCEL SERVICE INC CL B 280K 2K –
UNITEDHEALTH GROUP INC COM 547K 1K –
VALERO ENERGY CORP COM 460K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 452K 2K –
VANGUARD STAR FDS VG TL INTL STK F 216K 4K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 4M 11K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 3M 17K –
VANGUARD BD INDEX FDS LONG TERM BOND 3M 38K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 45K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 33K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 38K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 5M 111K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 638K 5K –
VANGUARD WHITEHALL FDS INTL DVD ETF 399K 5K –
VANGUARD MALVERN FDS STRM INFPROIDX 851K 18K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 562K 11K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 54K –
VANGUARD WORLD FD CONSUM DIS ETF 319K 1K –
VANGUARD WORLD FD CONSUM STP ETF 216K 1K –
VANGUARD WORLD FD FINANCIALS ETF 391K 4K –
VANGUARD WORLD FD HEALTH CAR ETF 405K 2K –
VANGUARD WORLD FD INDUSTRIAL ETF 305K 1K –
VANGUARD WORLD FD INF TECH ETF 841K 1K –
VANGUARD WORLD FD COMM SRVC ETF 332K 2K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 348K 9K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 42K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 611K 8K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 454K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 680K 7K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 272K 4K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1M 29K –
VANGUARD INDEX FDS S&P 500 ETF SHS 11M 22K –
VANGUARD INDEX FDS REAL ESTATE ETF 3M 38K –
VANGUARD INDEX FDS SM CP VAL ETF 397K 2K –
VANGUARD INDEX FDS MID CAP ETF 222K 918 –
VANGUARD INDEX FDS EXTEND MKT ETF 1M 8K –
VANGUARD INDEX FDS VALUE ETF 904K 6K –
VANGUARD INDEX FDS SMALL CP ETF 937K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 8M 30K –
VERIZON COMMUNICATIONS INC COM 629K 15K –
VISA INC COM CL A 1M 4K –
WALMART INC COM 7M 97K –
WASTE MGMT INC DEL COM 258K 1K –
WELLS FARGO CO NEW COM 236K 4K –
WISDOMTREE TR US LARGECAP DIVD 429K 6K –
WISDOMTREE TR INTL SMCAP DIV 451K 7K –
WISDOMTREE TR FLOATNG RAT TREA 480K 10K –