HOURGLASS CAPITAL, LLC
Adviser information for HOURGLASS CAPITAL, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 334 | $434.5M |
Non-Discretionary | 43 | $101.1M |
Total | 377 | $535.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 23 | $9.2M |
HNW Individuals | 69 | $509.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $1.6M |
Charitable organizations | <5 | $15.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING SERVICES |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
5020 MONTROSE BLVDSUITE 400
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 713-936-0440, Fax: 713-936-0441
Websites
Chief Compliance Officer
DEBRA GARDNER
PRINCIPAL/CONTROLLER
5020 MONTROSE BLVD
SUITE 400
HOUSTON
TX
United States
Tel:
713-936-0445
Fax:
713-936-0441
D*******@*******************M
(Full email address available in API data)
Regulatory Contact
JOHN H MOFFET
PRINCIPAL
5020 MONTROSE BLVD
SUITE 400
HOUSTON
TX
United States
Tel:
713-936-0443
Fax:
713-936-0441
J******@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MOFFET, JOHN, HARRIS | Individual | – | MEMBER/BOARD OF MANAGERS | 06/2008 | 25-50% |
MOFFET, KENNETH, ARCHER | Individual | – | MEMBER/BOARD OF MANAGERS | 06/2008 | 50-75% |
ANTON, ANDREW, THOMAS | Individual | – | MEMBER/BOARD OF MANAGERS | 06/2008 | 10-25% |
GARDNER, DEBRA, LINN | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 06/2008 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 5M | 52K | – |
ABBVIE INC | COM | 14M | 81K | – |
ALPHABET INC | CAP STK CL A | 8M | 43K | – |
ALPHABET INC | CAP STK CL C | 693K | 4K | – |
AMGEN INC | COM | 421K | 1K | – |
APPLE INC | COM | 8M | 36K | – |
ARCH RESOURCES INC | CL A | 765K | 5K | – |
AT&T INC | COM | 3M | 183K | – |
BAKER HUGHES COMPANY | CL A | 6M | 173K | – |
BANK AMERICA CORP | COM | 2M | 47K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
BHP GROUP LTD | SPONSORED ADS | 4M | 70K | – |
BROADCOM INC | COM | 5M | 3K | – |
CATERPILLAR INC | COM | 307K | 922 | – |
CHENIERE ENERGY INC | COM NEW | 2M | 11K | – |
CHEVRON CORP NEW | COM | 7M | 42K | – |
CISCO SYS INC | COM | 7M | 144K | – |
CITIGROUP INC | COM NEW | 8M | 127K | – |
COLGATE PALMOLIVE CO | COM | 223K | 2K | – |
COMCAST CORP NEW | CL A | 2M | 41K | – |
CONOCOPHILLIPS | COM | 229K | 2K | – |
CONSOL ENERGY INC NEW | COM | 3M | 33K | – |
CORECIVIC INC | COM | 2M | 119K | – |
COSTCO WHSL CORP NEW | COM | 277K | 326 | – |
COTERRA ENERGY INC | COM | 276K | 10K | – |
D R HORTON INC | COM | 995K | 7K | – |
DELTA AIR LINES INC DEL | COM NEW | 5M | 112K | – |
DOW INC | COM | 7M | 134K | – |
EAGLE MATLS INC | COM | 783K | 4K | – |
EATON CORP PLC | SHS | 753K | 2K | – |
EXXON MOBIL CORP | COM | 7M | 59K | – |
FEDERATED HERMES INC | CL B | 6M | 195K | – |
FIFTH THIRD BANCORP | COM | 2M | 52K | – |
FISERV INC | COM | 241K | 2K | – |
FORD MTR CO DEL | COM | 129K | 10K | – |
FREEPORT-MCMORAN INC | CL B | 7M | 150K | – |
GENERAL DYNAMICS CORP | COM | 263K | 906 | – |
GENERAL MTRS CO | COM | 3M | 69K | – |
GOLDMAN SACHS GROUP INC | COM | 9M | 20K | – |
HCA HEALTHCARE INC | COM | 7M | 23K | – |
HEWLETT PACKARD ENTERPRISE C | COM | 3M | 133K | – |
HOME DEPOT INC | COM | 5M | 15K | – |
HONEYWELL INTL INC | COM | 219K | 1K | – |
HP INC | COM | 5M | 134K | – |
INTERNATIONAL BUSINESS MACHS | COM | 5M | 31K | – |
INTEL CORP | COM | 409K | 13K | – |
IRON MTN INC DEL | COM | 5M | 59K | – |
ISHARES TR | RUS 1000 VAL ETF | 221K | 1K | – |
ISHARES TR | S&P 100 ETF | 633K | 2K | – |
SMUCKER J M CO | COM NEW | 3M | 26K | – |
JOHNSON & JOHNSON | COM | 1M | 9K | – |
JPMORGAN CHASE & CO. | COM | 755K | 4K | – |
KINDER MORGAN INC DEL | COM | 6M | 318K | – |
KIRBY CORP | COM | 5M | 41K | – |
KRAFT HEINZ CO | COM | 5M | 149K | – |
LABORATORY CORP AMER HLDGS | COM NEW | 204K | 1K | – |
LOCKHEED MARTIN CORP | COM | 467K | 1K | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 7M | 69K | – |
MAIN STR CAP CORP | COM | 6M | 123K | – |
MARATHON PETE CORP | COM | 347K | 2K | – |
MCKESSON CORP | COM | 3M | 5K | – |
MICROSOFT CORP | COM | 6M | 14K | – |
MOLSON COORS BEVERAGE CO | CL B | 1M | 24K | – |
MORGAN STANLEY | COM NEW | 7M | 77K | – |
NEW YORK CMNTY BANCORP INC | COM | 862K | 268K | – |
NEWMONT CORP | COM | 11M | 259K | – |
NOVO-NORDISK A S | ADR | 2M | 15K | – |
NRG ENERGY INC | COM NEW | 4M | 57K | – |
O-I GLASS INC | COM | 882K | 79K | – |
ORACLE CORP | COM | 10M | 68K | – |
PAN AMERN SILVER CORP | COM | 398K | 20K | – |
PFIZER INC | COM | 8M | 287K | – |
PHILIP MORRIS INTL INC | COM | 8M | 75K | – |
PHILLIPS 66 | COM | 250K | 2K | – |
PROCTER AND GAMBLE CO | COM | 346K | 2K | – |
QUALCOMM INC | COM | 5M | 23K | – |
ROSS STORES INC | COM | 378K | 3K | – |
RTX CORPORATION | COM | 301K | 3K | – |
SCHLUMBERGER LTD | COM STK | 9M | 182K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 324K | 1K | – |
SOFI TECHNOLOGIES INC | COM | 734K | 111K | – |
SPDR S&P 500 ETF TR | TR UNIT | 680K | 1K | – |
SPDR SER TR | S&P DIVID ETF | 1M | 12K | – |
SYSCO CORP | COM | 5M | 75K | – |
TOYOTA MOTOR CORP | ADS | 287K | 1K | – |
TRAVEL PLUS LEISURE CO | COM | 2M | 35K | – |
UBER TECHNOLOGIES INC | COM | 233K | 3K | – |
UGI CORP NEW | COM | 2M | 80K | – |
UNITED AIRLS HLDGS INC | COM | 263K | 5K | – |
URANIUM ENERGY CORP | COM | 60K | 10K | – |
VALERO ENERGY CORP | COM | 5M | 31K | – |
VALLEY NATL BANCORP | COM | 3M | 400K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 859K | 3K | – |
VERIZON COMMUNICATIONS INC | COM | 2M | 38K | – |
VICI PPTYS INC | COM | 5M | 164K | – |
WALMART INC | COM | 6M | 82K | – |
WELLS FARGO CO NEW | COM | 297K | 5K | – |
WILLIAMS COS INC | COM | 7M | 157K | – |
WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 4M | 199K | – |
ZIMMER BIOMET HOLDINGS INC | COM | 5M | 44K | – |
UNITED STS 12 MONTH NAT GAS | UNIT BEN INT | 83K | 10K | – |
ISHARES TR | CORE S&P500 ETF | 219K | 400 | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 42K | – |