HOURGLASS CAPITAL, LLC

Adviser information for HOURGLASS CAPITAL, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 334 $434.5M
Non-Discretionary 43 $101.1M
Total 377 $535.6M

Clients

Type Number RAUM
Individuals 23 $9.2M
HNW Individuals 69 $509.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.6M
Charitable organizations <5 $15.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCONSULTING SERVICES
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-69395
SEC ERA File Number 801-69395
SEC CIK Numbers 1442573
SEC CRD Numbers 147754
Legal Entity Identifier None

Principal Office

5020 MONTROSE BLVD
SUITE 400
HOUSTON
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 713-936-0440, Fax: 713-936-0441

Chief Compliance Officer

DEBRA GARDNER
PRINCIPAL/CONTROLLER
5020 MONTROSE BLVD
SUITE 400
HOUSTON
TX
United States
Tel: 713-936-0445
Fax: 713-936-0441
(Full email address available in API data)

Regulatory Contact

JOHN H MOFFET
PRINCIPAL
5020 MONTROSE BLVD
SUITE 400
HOUSTON
TX
United States
Tel: 713-936-0443
Fax: 713-936-0441
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOFFET, JOHN, HARRIS Individual MEMBER/BOARD OF MANAGERS 06/2008 25-50%
MOFFET, KENNETH, ARCHER Individual MEMBER/BOARD OF MANAGERS 06/2008 50-75%
ANTON, ANDREW, THOMAS Individual MEMBER/BOARD OF MANAGERS 06/2008 10-25%
GARDNER, DEBRA, LINN Individual MEMBER/CHIEF COMPLIANCE OFFICER 06/2008 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/31/20206 on 6/24/20206 on 3/23/20216 on 3/22/20226 on 3/23/20236 on 4/14/20236 on 3/18/2024

RAUM, Historic

600M300M0202020212022202320242025498399000 on 3/31/2020498399000 on 6/24/2020446177000 on 3/23/2021406928000 on 3/22/2022467634000 on 3/23/2023467634000 on 4/14/2023535598000 on 3/18/2024

No. Clients, Historic

100500202020212022202320242025100 on 3/31/2020100 on 6/24/202097 on 3/23/202190 on 3/22/202292 on 3/23/202392 on 4/14/202392 on 3/18/2024

Holdings

From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 5M 52K
ABBVIE INC COM 14M 81K
ALPHABET INC CAP STK CL A 8M 43K
ALPHABET INC CAP STK CL C 693K 4K
AMGEN INC COM 421K 1K
APPLE INC COM 8M 36K
ARCH RESOURCES INC CL A 765K 5K
AT&T INC COM 3M 183K
BAKER HUGHES COMPANY CL A 6M 173K
BANK AMERICA CORP COM 2M 47K
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K
BHP GROUP LTD SPONSORED ADS 4M 70K
BROADCOM INC COM 5M 3K
CATERPILLAR INC COM 307K 922
CHENIERE ENERGY INC COM NEW 2M 11K
CHEVRON CORP NEW COM 7M 42K
CISCO SYS INC COM 7M 144K
CITIGROUP INC COM NEW 8M 127K
COLGATE PALMOLIVE CO COM 223K 2K
COMCAST CORP NEW CL A 2M 41K
CONOCOPHILLIPS COM 229K 2K
CONSOL ENERGY INC NEW COM 3M 33K
CORECIVIC INC COM 2M 119K
COSTCO WHSL CORP NEW COM 277K 326
COTERRA ENERGY INC COM 276K 10K
D R HORTON INC COM 995K 7K
DELTA AIR LINES INC DEL COM NEW 5M 112K
DOW INC COM 7M 134K
EAGLE MATLS INC COM 783K 4K
EATON CORP PLC SHS 753K 2K
EXXON MOBIL CORP COM 7M 59K
FEDERATED HERMES INC CL B 6M 195K
FIFTH THIRD BANCORP COM 2M 52K
FISERV INC COM 241K 2K
FORD MTR CO DEL COM 129K 10K
FREEPORT-MCMORAN INC CL B 7M 150K
GENERAL DYNAMICS CORP COM 263K 906
GENERAL MTRS CO COM 3M 69K
GOLDMAN SACHS GROUP INC COM 9M 20K
HCA HEALTHCARE INC COM 7M 23K
HEWLETT PACKARD ENTERPRISE C COM 3M 133K
HOME DEPOT INC COM 5M 15K
HONEYWELL INTL INC COM 219K 1K
HP INC COM 5M 134K
INTERNATIONAL BUSINESS MACHS COM 5M 31K
INTEL CORP COM 409K 13K
IRON MTN INC DEL COM 5M 59K
ISHARES TR RUS 1000 VAL ETF 221K 1K
ISHARES TR S&P 100 ETF 633K 2K
SMUCKER J M CO COM NEW 3M 26K
JOHNSON & JOHNSON COM 1M 9K
JPMORGAN CHASE & CO. COM 755K 4K
KINDER MORGAN INC DEL COM 6M 318K
KIRBY CORP COM 5M 41K
KRAFT HEINZ CO COM 5M 149K
LABORATORY CORP AMER HLDGS COM NEW 204K 1K
LOCKHEED MARTIN CORP COM 467K 1K
LYONDELLBASELL INDUSTRIES N SHS - A - 7M 69K
MAIN STR CAP CORP COM 6M 123K
MARATHON PETE CORP COM 347K 2K
MCKESSON CORP COM 3M 5K
MICROSOFT CORP COM 6M 14K
MOLSON COORS BEVERAGE CO CL B 1M 24K
MORGAN STANLEY COM NEW 7M 77K
NEW YORK CMNTY BANCORP INC COM 862K 268K
NEWMONT CORP COM 11M 259K
NOVO-NORDISK A S ADR 2M 15K
NRG ENERGY INC COM NEW 4M 57K
O-I GLASS INC COM 882K 79K
ORACLE CORP COM 10M 68K
PAN AMERN SILVER CORP COM 398K 20K
PFIZER INC COM 8M 287K
PHILIP MORRIS INTL INC COM 8M 75K
PHILLIPS 66 COM 250K 2K
PROCTER AND GAMBLE CO COM 346K 2K
QUALCOMM INC COM 5M 23K
ROSS STORES INC COM 378K 3K
RTX CORPORATION COM 301K 3K
SCHLUMBERGER LTD COM STK 9M 182K
SELECT SECTOR SPDR TR TECHNOLOGY 324K 1K
SOFI TECHNOLOGIES INC COM 734K 111K
SPDR S&P 500 ETF TR TR UNIT 680K 1K
SPDR SER TR S&P DIVID ETF 1M 12K
SYSCO CORP COM 5M 75K
TOYOTA MOTOR CORP ADS 287K 1K
TRAVEL PLUS LEISURE CO COM 2M 35K
UBER TECHNOLOGIES INC COM 233K 3K
UGI CORP NEW COM 2M 80K
UNITED AIRLS HLDGS INC COM 263K 5K
URANIUM ENERGY CORP COM 60K 10K
VALERO ENERGY CORP COM 5M 31K
VALLEY NATL BANCORP COM 3M 400K
VANGUARD INDEX FDS TOTAL STK MKT 859K 3K
VERIZON COMMUNICATIONS INC COM 2M 38K
VICI PPTYS INC COM 5M 164K
WALMART INC COM 6M 82K
WELLS FARGO CO NEW COM 297K 5K
WILLIAMS COS INC COM 7M 157K
WOODSIDE ENERGY GROUP LTD SPONSORED ADR 4M 199K
ZIMMER BIOMET HOLDINGS INC COM 5M 44K
UNITED STS 12 MONTH NAT GAS UNIT BEN INT 83K 10K
ISHARES TR CORE S&P500 ETF 219K 400
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 2M 42K