Hedge Fund Database

GM ADVISORY GROUP, LLC

Adviser information for GM ADVISORY GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 42
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,801 $2.1B
Non-Discretionary 409 $986.7M
Total 2,210 $3.0B

Clients

Type Number RAUM
Individuals 277 $77.6M
HNW Individuals 337 $2.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 32 $52.0M
Charitable organizations 10 $19.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $9.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 666

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed feesWRAP FEE

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 2.2B
Portfolio Manager to Program Sponsor
GM ADVISORY GROUP, LLC GM ADVISORY GROUP, LLC

Identifiers

SEC RIA File Number 801-69418
SEC ERA File Number 801-69418
SEC CIK Numbers 1598304
SEC CRD Numbers 147592
Legal Entity Identifier None

Principal Office

400 BROADHOLLOW ROAD
SUITE 301
MELVILLE
NY
United States
Monday - Friday, 8:30 AM-5:30 PM
Tel: 631-227-3900, Fax: 631-227-3909

Websites

www.gmadvisorygroup.com www.linkedin.com/company/gmadvisorygroup www.instagram.com/gmadvisorygroup/ www.facebook.com/gmadvisorygroup gmagwealth.com/

Chief Compliance Officer

MICHAEL DEL PRIORE
400 BROADHOLLOW ROAD
SUITE 301
MELVILLE
NY
United States
Tel: 4145091330
(Full email address available in API data)

Regulatory Contact

OLIVIA CACCIATORE
COMPLIANCE ASSOCIATE
477 MADISON AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel: 6312273900
(Full email address available in API data)

Industry Affiliates

NFP RETIREMENT INC. Other investment adviser, including financial planners
WEALTHSPIRE ADVISORS Other investment adviser, including financial planners
WEALTHSPIRE ADVISORS Other investment adviser, including financial planners
WEALTHSPIRE ADVISORS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
IAMUNNO, MARGARET, ANN Individual – SENIOR VICE PRESIDENT, MELVILLE OFFICE LEAD 11/2023 < 5%
SCHNEIDER, BRETT, RONALD Individual – DIRECTOR 11/2023 < 5%
LIESER, LORI, MICHELL Individual – VICE PRESIDENT 11/2023 < 5%
SONTAG, ERIC, MATTHEW Individual – PRESIDENT & CHIEF OPERATIONS OFFICER 11/2023 < 5%
O'MALLEY, EDWARD, GEORGE Individual – DIRECTOR 11/2023 < 5%
MORIARTY, MICHAEL, JOSEPH Individual – CHIEF INVESTMENT OFFICER 11/2023 < 5%
MOO, VERONICA, EI CHUN Individual – DIRECTOR 11/2023 < 5%
STASTNEY, HOYT, RONALD Individual – CHIEF LEGAL OFFICER 11/2023 < 5%
POWERS, BRIAN, DAVID Individual – CHIEF FINANCIAL OFFICER 11/2023 < 5%
LAMENA, MICHAEL, ANTHONY Individual – CHIEF EXECUTIVE OFFICER 11/2023 < 5%
DEL PRIORE, MICHAEL, J Individual – CHIEF COMPLIANCE OFFICER 11/2023 < 5%
WEALTHSPIRE ADVISORS Domestic Entity – OWNER 11/2023 > 75%
WEALTHSPIRE HOLDINGS, LLC Domestic Entity WEALTHSPIRE ADVISORS MEMBER 11/2017 > 75%
NFP CORP. Domestic Entity WEALTHSPIRE HOLDINGS, LLC OWNER 11/2017 > 75%
NFP INTERMEDIATE HOLDINGS B. CORP. Domestic Entity NFP CORP. OWNER 07/2013 > 75%
NFP INTERMEDIATE HOLDINGS A. CORP. Domestic Entity NFP INTERMEDIATE HOLDINGS B. CORP. OWNER 07/2013 > 75%
NFP PARENT CO, LLC Domestic Entity NFP INTERMEDIATE HOLDINGS A. CORP. OWNER 10/2014 > 75%
NFP HOLDINGS, LLC Domestic Entity NFP PARENT CO, LLC OWNER 07/2013 > 75%
NFP ULTIMATE HOLDINGS, LLC Domestic Entity NFP HOLDINGS, LLC OWNER 02/2017 > 75%
PATRIOT SPV, L.P. Domestic Entity NFP ULTIMATE HOLDINGS, LLC OWNER 03/2021 > 75%
PATRIOT SPV GP, L.P. Domestic Entity PATRIOT SPV, L.P. GENERAL PARTNER 03/2021
MADISON DEARBORN PARTNERS Domestic Entity PATRIOT SPV GP, L.P. GENERAL PARTNER 03/2021

No. Employees, Historic

5025020202021202220232024202537 on 3/28/202037 on 5/29/202037 on 6/1/202037 on 9/5/202037 on 9/6/202037 on 9/9/202037 on 10/2/202037 on 10/2/202042 on 3/29/202142 on 4/26/202142 on 4/27/202145 on 3/31/202249 on 3/30/202349 on 7/3/202349 on 12/21/202342 on 3/29/2024

RAUM, Historic

4B2B02020202120222023202420252108181128 on 3/28/20202108181128 on 5/29/20202108181128 on 6/1/20202108181128 on 9/5/20202108181128 on 9/6/20202108181128 on 9/9/20202108181128 on 10/2/20202108181128 on 10/2/20202804042703 on 3/29/20212804042703 on 4/26/20212804042703 on 4/27/20213141397822 on 3/31/20222514704958 on 3/30/20232514704958 on 7/3/20232514704958 on 12/21/20233046087569 on 3/29/2024

No. Clients, Historic

7003500202020212022202320242025451 on 3/28/2020451 on 5/29/2020451 on 6/1/2020451 on 9/5/2020451 on 9/6/2020451 on 9/9/2020451 on 10/2/2020451 on 10/2/2020512 on 3/29/2021512 on 4/26/2021512 on 4/27/2021559 on 3/31/2022584 on 3/30/2023584 on 7/3/2023584 on 12/21/2023666 on 3/29/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 615K 6K –
ABBOTT LABS COM 517K 5K –
ABBVIE INC COM 387K 2K –
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K –
ADVANCED MICRO DEVICES INC COM 3M 18K –
AFLAC INC COM 250K 3K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 297K 4K –
ALPHABET INC CAP STK CL A 10M 56K –
ALPHABET INC CAP STK CL C 9M 47K –
ALTRIA GROUP INC COM 2M 35K –
AMAZON COM INC COM 18M 94K –
AMERICAN CENTY ETF TR US EQT ETF 202K 2K –
AMERICAN EXPRESS CO COM 15M 64K –
AMERICAN TOWER CORP NEW COM 489K 3K –
AMGEN INC COM 299K 957 –
AMPHENOL CORP NEW CL A 897K 13K –
AON PLC SHS CL A 31M 104K –
APPLE INC COM 43M 206K –
ASML HOLDING N V N Y REGISTRY SHS 2M 2K –
ASTRAZENECA PLC SPONSORED ADR 378K 5K –
AT&T INC COM 1M 71K –
AUTOMATIC DATA PROCESSING IN COM 844K 4K –
AXON ENTERPRISE INC COM 681K 2K –
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 106K 11K –
BANK AMERICA CORP COM 1M 36K –
BANK NEW YORK MELLON CORP COM 232K 4K –
BANKWELL FINL GROUP INC COM 2M 89K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BLACKROCK MUNIHLDGS NY QLTY COM 430K 40K –
BLACKROCK MUNIYIELD N Y QUAL COM 201K 19K –
BNY MELLON ETF TRUST CORE BOND ETF 5M 132K –
BNY MELLON ETF TRUST US LRG CP CORE 23M 222K –
BOEING CO COM 766K 4K –
BOOKING HOLDINGS INC COM 297K 75 –
BRITISH AMERN TOB PLC SPONSORED ADR 264K 9K –
BROADCOM INC COM 7M 4K –
CADENCE DESIGN SYSTEM INC COM 204K 663 –
CANADIAN PACIFIC KANSAS CITY COM 649K 8K –
CHEVRON CORP NEW COM 3M 21K –
CIMPRESS PLC SHS EURO 237K 3K –
CINTAS CORP COM 427K 610 –
CISCO SYS INC COM 737K 16K –
CME GROUP INC COM 620K 3K –
COCA COLA CO COM 1M 16K –
COMCAST CORP NEW CL A 407K 10K –
CONOCOPHILLIPS COM 237K 2K –
COSTCO WHSL CORP NEW COM 3M 3K –
COUPANG INC CL A 312K 15K –
CROWDSTRIKE HLDGS INC CL A 672K 2K –
CROWN CASTLE INC COM 220K 2K –
CVS HEALTH CORP COM 655K 11K –
DANAHER CORPORATION COM 1M 4K –
DEXCOM INC COM 1M 13K –
DISNEY WALT CO COM 2M 18K –
EBAY INC. COM 1M 22K –
ELI LILLY & CO COM 10M 11K –
ENERGY TRANSFER L P COM UT LTD PTN 298K 18K –
ENTERPRISE PRODS PARTNERS L COM 2M 79K –
ETFS GOLD TR PHYSCL GOLD SHS 463K 21K –
EXXON MOBIL CORP COM 5M 44K –
FEDEX CORP COM 1M 4K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 8M 166K –
FISERV INC COM 737K 5K –
GENERAL MTRS CO COM 212K 5K –
GLOBALSTAR INC COM 11K 10K –
GOLDMAN SACHS GROUP INC COM 268K 592 –
GSK PLC SPONSORED ADR 259K 7K –
HEALTHEQUITY INC COM 8M 89K –
HEICO CORP NEW COM 443K 2K –
HESS MIDSTREAM LP CL A SHS 456K 13K –
HOME DEPOT INC COM 2M 5K –
HONEYWELL INTL INC COM 1M 6K –
INTEL CORP COM 224K 7K –
INTERNATIONAL BUSINESS MACHS COM 892K 5K –
INTERNATIONAL FLAVORS&FRAGRA COM 686K 7K –
INTUIT COM 2M 3K –
INTUITIVE SURGICAL INC COM NEW 2M 4K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 31M 2M –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 281K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 18K –
INVESCO QQQ TR UNIT SER 1 924K 2K –
IRON MTN INC DEL COM 723K 8K –
ISHARES GOLD TR ISHARES NEW 88M 2M –
ISHARES TR 0-3 MNTH TREASRY 77M 761K –
ISHARES TR 1 3 YR TREAS BD 51M 619K –
ISHARES TR 20 YR TR BD ETF 34M 371K –
ISHARES TR 7-10 YR TRSY BD 245K 3K –
ISHARES TR CHINA LG-CAP ETF 1M 46K –
ISHARES TR CORE MSCI EAFE 328K 5K –
ISHARES TR CORE S&P MCP ETF 1M 23K –
ISHARES TR CORE S&P SCP ETF 276K 3K –
ISHARES TR CORE S&P TTL STK 11M 90K –
ISHARES TR CORE S&P US GWT 680K 5K –
ISHARES TR CORE S&P500 ETF 7M 13K –
ISHARES TR CORE TOTAL USD 34M 751K –
ISHARES TR CORE US AGGBD ET 9M 91K –
ISHARES TR EXPND TEC SC ETF 28M 294K –
ISHARES TR HIGH YLD SYSTM B 4M 86K –
ISHARES TR IBOXX INV CP ETF 326K 3K –
ISHARES TR ISHARES SEMICDTR 23M 92K –
ISHARES TR MSCI ACWI ETF 351K 3K –
ISHARES TR MSCI ACWI EX US 33M 627K –
ISHARES TR MSCI EAFE ETF 664K 8K –
ISHARES TR MSCI EMG MKT ETF 1M 26K –
ISHARES TR NATIONAL MUN ETF 10M 93K –
ISHARES TR RUS 1000 ETF 4M 12K –
ISHARES TR RUS 1000 GRW ETF 11M 31K –
ISHARES TR RUS 1000 VAL ETF 269K 2K –
ISHARES TR RUS MID CAP ETF 868K 11K –
ISHARES TR RUSSELL 2000 ETF 3M 17K –
ISHARES TR RUSSELL 3000 ETF 55M 177K –
ISHARES TR S&P 500 GRWT ETF 432K 5K –
ISHARES TR SELECT DIVID ETF 203K 2K –
ISHARES TR SHORT TREAS BD 46M 418K –
ISHARES TR U.S. TECH ETF 224K 1K –
ISHARES TR US HLTHCARE ETF 206K 3K –
JOHNSON & JOHNSON COM 2M 13K –
JPMORGAN CHASE & CO. COM 5M 27K –
KENVUE INC COM 3M 152K –
KLA CORP COM NEW 3M 4K –
KRANESHARES TRUST CSI CHI INTERNET 276K 10K –
LAS VEGAS SANDS CORP COM 221K 5K –
LAUDER ESTEE COS INC CL A 209K 2K –
LISTED FD TR ROUNDHILL BALL 2M 185K –
LISTED FD TR ROUNDHILL MAGNIF 311K 7K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 27K 10K –
LOWES COS INC COM 250K 1K –
LUCID GROUP INC COM 448K 172K –
LULULEMON ATHLETICA INC COM 599K 2K –
LYONDELLBASELL INDUSTRIES N SHS - A - 221K 2K –
MARRIOTT INTL INC NEW CL A 211K 874 –
MARSH & MCLENNAN COS INC COM 851K 4K –
MARVELL TECHNOLOGY INC COM 2M 30K –
MASTERCARD INCORPORATED CL A 1M 3K –
MCDONALDS CORP COM 500K 2K –
MCKESSON CORP COM 314K 537 –
MERCADOLIBRE INC COM 204K 124 –
MERCK & CO INC COM 5M 42K –
META PLATFORMS INC CL A 7M 14K –
METTLER TOLEDO INTERNATIONAL COM 214K 153 –
MICROSOFT CORP COM 23M 52K –
MORGAN STANLEY COM NEW 471K 5K –
MUELLER INDS INC COM 205K 4K –
NETFLIX INC COM 3M 4K –
NEXTERA ENERGY INC COM 1M 19K –
NIKE INC CL B 651K 9K –
NORFOLK SOUTHN CORP COM 228K 1K –
NORTHERN TR CORP COM 611K 7K –
NUCOR CORP COM 223K 1K –
NUVEEN FLOATING RATE INCOME COM 103K 12K –
NVIDIA CORPORATION COM 32M 255K –
OCCIDENTAL PETE CORP COM 271K 4K –
ORACLE CORP COM 2M 13K –
PALO ALTO NETWORKS INC COM 430K 1K –
PARAMOUNT GLOBAL CLASS B COM 170K 16K –
PAYPAL HLDGS INC COM 2M 34K –
PFIZER INC COM 860K 31K –
PIMCO ETF TR 0-5 HIGH YIELD 3M 31K –
PIMCO ETF TR ACTIVE BD ETF 10M 105K –
PIMCO ETF TR ENHAN SHRT MA AC 201K 2K –
PROCTER AND GAMBLE CO COM 2M 14K –
RESMED INC COM 434K 2K –
RH COM 221K 905 –
RTX CORPORATION COM 359K 4K –
S&P GLOBAL INC COM 1M 3K –
SABLE OFFSHORE CORP COM SHS 2M 108K –
SALESFORCE INC COM 227K 882 –
SCHLUMBERGER LTD COM STK 305K 6K –
SCHWAB CHARLES CORP COM 2M 20K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 31K –
SEA LTD SPONSORD ADS 329K 5K –
SELECT SECTOR SPDR TR ENERGY 575K 6K –
SELECT SECTOR SPDR TR SBI CONS STPLS 14M 179K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 18M 120K –
SELECT SECTOR SPDR TR TECHNOLOGY 979K 4K –
SHELL PLC SPON ADS 2M 22K –
SHIFT4 PMTS INC CL A 367K 5K –
SHOPIFY INC CL A 833K 13K –
SIRIUS XM HOLDINGS INC COM 57K 20K –
SNOWFLAKE INC CL A 481K 4K –
SPDR GOLD TR GOLD SHS 981K 5K –
SPDR INDEX SHS FDS EURO STOXX 50 1M 21K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 14M 409K –
SPDR S&P 500 ETF TR TR UNIT 24M 44K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
SPDR SER TR BLOOMBERG 1-3 MO 5M 58K –
SPDR SER TR PORTFLI INTRMDIT 12M 444K –
SPDR SER TR PORTFOLI S&P1500 30M 450K –
SPDR SER TR PORTFOLIO AGRGTE 31M 1M –
SPDR SER TR PORTFOLIO LN TSR 19M 691K –
SPDR SER TR PORTFOLIO S&P500 216M 3M –
SPDR SER TR PORTFOLIO SH TSR 62M 2M –
SPDR SER TR PRTFLO S&P500 GW 7M 92K –
SPDR SER TR PRTFLO S&P500 VL 639K 13K –
SPDR SER TR S&P BK ETF 952K 21K –
SPDR SER TR S&P DIVID ETF 260K 2K –
SPDR SER TR S&P REGL BKG 415K 8K –
STANLEY BLACK & DECKER INC COM 342K 4K –
STERIS PLC SHS USD 385K 2K –
SUPER MICRO COMPUTER INC COM 279K 341 –
SYSCO CORP COM 289K 4K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 2M 10K –
TARGET CORP COM 514K 3K –
TERAWULF INC COM 8M 2M –
TESLA INC COM 2M 9K –
THE CIGNA GROUP COM 3M 11K –
THE TRADE DESK INC COM CL A 666K 7K –
THERMO FISHER SCIENTIFIC INC COM 1M 2K –
TJX COS INC NEW COM 434K 4K –
TOPGOLF CALLAWAY BRANDS CORP COM 1M 87K –
TWILIO INC CL A 2M 42K –
UBER TECHNOLOGIES INC COM 7M 95K –
ULTA BEAUTY INC COM 3M 7K –
UNDER ARMOUR INC CL C 200K 31K –
UNION PAC CORP COM 2M 8K –
UNITED PARCEL SERVICE INC CL B 573K 4K –
UNITEDHEALTH GROUP INC COM 5M 9K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 5M 15K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 201K 3K –
VANGUARD INDEX FDS GROWTH ETF 433K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 9M 18K –
VANGUARD INDEX FDS TOTAL STK MKT 72M 268K –
VANGUARD INDEX FDS VALUE ETF 884K 6K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 221K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 1M 8K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 359K 3K –
VEEVA SYS INC CL A COM 223K 1K –
VERIZON COMMUNICATIONS INC COM 1M 25K –
VERTEX PHARMACEUTICALS INC COM 237K 506 –
VISA INC COM CL A 3M 11K –
WALMART INC COM 409K 6K –
WASTE MGMT INC DEL COM 312K 1K –
WELLS FARGO CO NEW COM 1M 17K –
WELLTOWER INC COM 209K 2K –
WILLIAMS COS INC COM 649K 15K –
WISDOMTREE TR US LARGECAP DIVD 798K 11K –
WISDOMTREE TR US LARGECAP FUND 1M 22K –
WISDOMTREE TR YIELD ENHANCD US 214K 5K –
YUM BRANDS INC COM 273K 2K –
ZOETIS INC CL A 243K 1K –