Hedge Fund Database

PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC

PRAETORIAN WEALTH MANAGEMENT, INC. Legal Name

Adviser information for PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC last updated from Form ADV on January 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,479 $427.9M
Non-Discretionary 0 $0
Total 1,479 $427.9M

Clients

Type Number RAUM
Individuals 236 $83.0M
HNW Individuals 125 $332.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $2.9M
Charitable organizations 10 $6.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $2.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-69431
SEC ERA File Number 801-69431
SEC CIK Numbers 1818940
SEC CRD Numbers 147814
Legal Entity Identifier None

Principal Office

3775 VIA NONA MARIE
SUITE 220
CARMEL
CA
United States
Monday - Friday, 8:30 AM-5:00 PM
Tel: 831-622-9600, Fax: 831-622-9002

Websites

www.praetorianguard.biz

Chief Compliance Officer

RICHARD A HEWITT
PRESIDENT
3775 VIA NONA MARIE
SUITE 220
CARMEL
CA
United States
Tel: 831-622-9600
Fax: 831-622-9002
(Full email address available in API data)

Regulatory Contact

RICHARD A HEWITT
PRESIDENT
3775 VIA NONA MARIE
SUITE 220
CARMEL
CA
United States
Tel: 831-622-9600
Fax: 831-622-9002
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HEWITT, RICHARD, ALAN Individual – PRESIDENT&CHIEF COMPLIANCE OFFICER 07/2008 25-50%
LEDZINSKI, II, JEROME, MICHAEL Individual – MANAGING DIRECTOR 07/2008 25-50%
MCNULTY, JAMES, FRANCIS Individual – SHAREHOLDER 10/2008 < 5%

No. Employees, Historic

10502020202120222023202420256 on 1/8/20206 on 5/4/20207 on 1/6/20217 on 1/6/20217 on 6/30/20217 on 1/11/20227 on 1/11/20238 on 1/10/2024

RAUM, Historic

500M250M0202020212022202320242025244186888 on 1/8/2020244186888 on 5/4/2020323520789 on 1/6/2021323520789 on 1/6/2021323520789 on 6/30/2021384048054 on 1/11/2022347821815 on 1/11/2023427867619 on 1/10/2024

No. Clients, Historic

4002000202020212022202320242025283 on 1/8/2020283 on 5/4/2020322 on 1/6/2021322 on 1/6/2021322 on 6/30/2021359 on 1/11/2022376 on 1/11/2023375 on 1/10/2024

Holdings

From latest 13F, filed July 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
PROSPECT CAP CORP 6.375 03/01/2025 Convertible 10K 10K –
MIRA PHARMACEUTICALS INC COM Stock 18K 28K –
POWERSHARES QQQ TR ETF 210K 439 –
VPU - VANGUARD UTILITIES ETF ETF 217K 1K –
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 228K 2K –
VANGUARD MEGA CAP GROWTH ETF ETF 236K 750 –
ISHARES CORE S&P MID-CAP ETF ETF 243K 4K –
MCDONALDS CORP COM Stock 251K 984 –
JOHNSON & JOHNSON COM Stock 256K 2K –
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 278K 3K –
VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 282K 4K –
ACCENTURE PLC IRELAND SHS CLASS A Stock 293K 966 –
MICROSOFT Stock 328K 734 –
VANGUARD GROWTH ETF ETF 349K 934 –
NVIDIA CORPORATION COM Stock 352K 3K –
SCHWAB US MID-CAP ETF ETF 361K 5K –
SCHWAB US LARGE CAP GROWTH ETF ETF 402K 4K –
ISHARES RUSSELL 1000 GROWTH ETF ETF 484K 1K –
VANGUARD MATERIALS ETF ETF 496K 3K –
VANGUARD DIVIDEND APPRECIATION ETF ETF 526K 3K –
AMAZON COM INC COM Stock 597K 3K –
VANGUARD TOTAL STK MKT ETF 686K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF ETF 786K 12K –
VDC - VANGUARD CONSUMER STAPLES ETF ETF 797K 4K –
VSS - VANGUARD FTSE ALL WORLD EX-US SMALL CAP ETF ETF 1M 9K –
VANGUARD FINANCIALS ETF ETF 2M 22K –
VIS - VANGUARD INDUSTRIALS ETF ETF 3M 11K –
IBMR - ISHARES I BONDS DEC 2029 TERM MUNI BOND ETF ETF 3M 107K –
ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 3M 119K –
IBDV - ISHARES IBONDS DEC 2030 TERM CORPORATE ETF ETF 3M 154K –
VHT - VANGUARD HEALTH CARE ETF ETF 4M 14K –
APPLE INC Stock 4M 18K –
VDE - VANGUARD ENERGY ETF ETF 4M 32K –
SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF ETF 4M 62K –
ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF ETF 4M 162K –
IBDU - ISHARES IBONDS DEC 2029 TERM CORPORATE ETF ETF 4M 188K –
ISHARES IBONDS DEC 2028 TERM CORPORATE ETF ETF 5M 188K –
ISHARES IBONDS DEC 2027 TERM CORPORATE ETF ETF 5M 203K –
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 5M 205K –
ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 5M 200K –
ISHARES IBONDS DEC 2028 TERM MUNI BOND ETF ETF 6M 230K –
ISHARES IBONDS DEC 2025 TERM MUNI BOND ETF ETF 6M 224K –
ISHARES IBONDS DEC 2026 TERM MUNI BOND ETF ETF 6M 243K –
ISHARES IBONDS DEC 2027 TERM MUNI BOND ETF ETF 6M 247K –
VANGUARD COMMUNICATION SERVICES ETF ETF 6M 46K –
VCR - VANGUARD CONSUMER DISCRETIONARY ETF ETF 6M 20K –
VANGUARD SMALL CAP ETF ETF 8M 35K –
VANGUARD SMALL CAP GROWTH ETF ETF 10M 42K –
VGT - VANGUARD INFORMATION TECHNOLOGY ETF ETF 11M 18K –
VANGUARD SMALL CAP VALUE ETF ETF 11M 60K –
VANGUARD FTSE EMERGING MARKETS ETF ETF 13M 300K –
ISHARES S&P 500 INDEX ETF 16M 30K –
VANGUARD MID CAP ETF 17M 69K –
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 21M 138K –
VANGUARD MID CAP GROWTH ETF ETF 23M 100K –
VANGUARD FTSE DEVELOPED MARKETS ETF ETF 28M 564K –
IVE - ISHARES S&0 500 VALUE ETF ETF 60M 332K –
IVW - ISHARES S&P 500 GROWTH ETF ETF 69M 746K –