MAINLINE WEST FUND MANAGER LLC
Adviser information for MAINLINE WEST FUND MANAGER LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 109 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 109 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 103 | $395.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-69444 |
|---|---|
| SEC ERA File Number | 801-69444 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147532 |
| Legal Entity Identifier | None |
Principal Office
2237 W. 30TH AVENUEDENVER
CO
United States
Monday - Friday, 7:00 AM TO 3:00 PM
Tel: 720-536-3380, Fax: 303-531-8260
Websites
Chief Compliance Officer
ANTHONY CASELLI
CFO
2237 W. 30TH AVENUE
DENVER
CO
United States
Tel:
720-536-3380
A*******@***************T
(Full email address available in API data)
Regulatory Contact
BRADLEY J. KREIDLE
PRESIDENT
2237 W. 30TH AVENUE
DENVER
CO
United States
Tel:
720-536-3380
B*******@***************T
(Full email address available in API data)
Industry Affiliates
| MAINLINE WEST MUNICIPAL SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MAINLINE WEST PRIVATE CLIENT TRUST I LLC | POOLED INVESTMENT FUND | $85.6M | $1.0M | 3 |
| MAINLINE WEST PRIVATE CLIENT TRUST II LLC | POOLED INVESTMENT FUND | $184.6M | $1.0M | 1 |
| MAINLINE WEST TAX ADVANTAGED OPPORTUNITY FUND V LLC | POOLED INVESTMENT FUND | $340.1M | $0.1M | 74 |
| MAINLINE WEST TAX ADVANTAGED OPPORTUNITY FUND VI LLC | POOLED INVESTMENT FUND | $314.7M | $0.1M | 98 |
| MAINLINE WEST TAX ADVANTAGED OPPORTUNITY FUND VI-5 | POOLED INVESTMENT FUND | $179.4M | $0.1M | 99 |
| MAINLINE WEST TAX ADVANTAGED OPPORTUNITY FUND VII LLC | POOLED INVESTMENT FUND | $270.1M | $0.1M | 122 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAINLINE WEST LLC | Domestic Entity | – | SOLE MEMBER | 01/2008 | > 75% |
| KREIDLE, BRADLEY, JAMES | Individual | – | PRESIDENT | 01/2008 | < 5% |
| MACIOLEK, MICHAEL, CARL | Individual | – | SENIOR VICE PRESIDENT | 03/2008 | < 5% |
| MAINLINE CAPITAL LLC | Domestic Entity | MAINLINE WEST LLC | MEMBER | 01/2008 | > 75% |
| CASELLI, ANTHONY, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| DANNENHAUER, PAUL, WILHELM | Individual | – | SENIOR VICE PRESIDENT | 07/2009 | < 5% |
| KREIDLE, BRADLEY, JAMES | Individual | MAINLINE CAPITAL LLC | MANAGING PARTNER | 01/2008 | > 75% |