SAGENT WEALTH MANAGEMENT
Adviser information for SAGENT WEALTH MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 233 | $86.1M |
| Non-Discretionary | 18 | $4.1M |
| Total | 251 | $90.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 57 | $17.0M |
| HNW Individuals | 32 | $73.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Real estate broker, dealer, or agentInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-69446 |
|---|---|
| SEC ERA File Number | 801-69446 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147890 |
| Legal Entity Identifier | None |
Principal Office
1489 GLENNEYRE STREETLAGUNA BEACH
CA
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: (949) 756-2226, Fax: (949) 756-2233
Chief Compliance Officer
MARSHALL EICHENAUER, JR.
PRESIDENT
1489 GLENNEYRE STREET
LAGUNA BEACH
CA
United States
Tel:
949-756-2226
Fax:
949-756-2233
M******************@***********M
(Full email address available in API data)
Industry Affiliates
| SAGENT INSURANCE SERVICES | Insurance company or agency |
| SAGENT REAL ESTATE SERVICES | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EICHENAUER, TERI, ANN | Individual | SAGENT CAPITAL, LLC | CO-TRUSTEE, THE EICHENAUER FAMILY TRUST | 08/2008 | 50-75% |
| EICHENAUER, MARSHALL, GLEN | Individual | SAGENT CAPITAL, LLC | CO-TRUSTEE, THE EICHENAUER FAMILY TRUST | 08/2008 | 50-75% |
| EICHENAUER, MARSHALL, GLEN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2008 | < 5% |
| SAGENT CAPITAL, LLC. | Domestic Entity | – | CONTROLLING ENTITY | 06/2010 | > 75% |