EAGLE RIDGE INVESTMENT MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	878	$1.1B
Non-Discretionary	41	$81.1M
Total	919	$1.2B

Clients

Type	Number	RAUM
Individuals	141	$57.5M
HNW Individuals	232	$1.0B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	5	$20.0M
Charitable organizations	11	$75.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$5.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	5
No. of Non-U.S. Clients	2
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsCOMMENTARIES, BLOGPOSTS
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-69450
SEC ERA File Number	801-69450
SEC CIK Numbers	1445891
SEC CRD Numbers	147824
Legal Entity Identifier	None

Principal Office

4 HIGH RIDGE PARK
3RD FLOOR
STAMFORD
CT
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic