CQS (US), LLC
Adviser information for CQS (US), LLC last updated from Form ADV on August 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $143.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 94 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSEPARATELY MANAGED ACCOUNTS |
|---|---|
| Compensation | % of AUMPerformance-based feesFROM AFFILIATES ON AN ARM'S LENGTH STANDARD AND LEGISLATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
152 WEST 57TH STREET40TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 212-259-2900, Fax: 212-259-2699
Websites
Chief Compliance Officer
MARIA PICCOLINO
152 WEST 57TH STREET
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-259-2617
Fax:
212-259-2699
M**************@********M
(Full email address available in API data)
Industry Affiliates
| CQS (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CQS (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CQS INVESTMENT MANAGEMENT (AUSTRALIA) PTY LIMITED | Other investment adviser, including financial planners |
| CQS RCR FUND I GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CQS US FEEDER FUNDS (GP) LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CQS ABS MASTER FUND LIMITED | Hedge Fund | $1,228.0M | $5.0M | 711 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HINTZE, MICHAEL | Individual | CQS HOLDINGS (JERSEY) LIMITED | SHAREHOLDER | 07/2018 | > 75% |
| CQS MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2014 | > 75% |
| CQS JERSEY LIMITED | Foreign Entity | CQS MANAGEMENT LIMITED | SHAREHOLDER | 12/2018 | > 75% |
| CQS HOLDINGS (JERSEY) LIMITED | Foreign Entity | CQS JERSEY LIMITED | SHAREHOLDER | 09/2018 | > 75% |
| PICCOLINO, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| EQUINOX GOLD CORP | COM | 3M | 600K | – |
| ETSY INC | NOTE 0.125%10/0 | 1M | – | – |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 28M | – | – |
| FORD MTR CO DEL | NOTE 3/1 | 31M | – | – |
| GOLD RESOURCE CORP | COM | 118K | 316K | – |
| GREENFIRE RES LTD NEW | COM SHS | 75K | 11K | – |
| HUBSPOT INC | NOTE 0.375% 6/0 | 2M | – | – |
| JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 1M | – | – |
| JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 7M | – | – |
| LIVENT CORP | NOTE 4.125% 7/1 | 3M | – | – |
| MAG SILVER CORP | COM | 1M | 114K | – |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 689K | – | – |
| MIDDLEBY CORP | NOTE 1.000% 9/0 | 3M | – | – |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 33M | – | – |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 6M | – | – |
| OSISKO GOLD ROYALTIES LTD | COM | 2M | 100K | – |
| PEABODY ENERGY CORP | COM | 3M | 130K | – |
| PLATINUM GROUP METALS LTD | COM | 2M | 883K | – |
| SEMTECH CORP | NOTE 1.625%11/0 | 12M | – | – |
| SIGMA LITHIUM CORPORATION | COM | 3M | 215K | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 27M | – | – |
| AIRBNB INC | NOTE 3/1 | 1M | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 31M | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 6M | – | – |
| ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 9M | – | – |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 31M | – | – |
| BURLINGTON STORES INC | NOTE 2.250% 4/1 | 10M | – | – |
| CAMECO CORP | COM | 7M | 135K | – |
| DATADOG INC | NOTE 0.125% 6/1 | 9M | – | – |
| DEXCOM INC | NOTE 0.250%11/1 | 751K | – | – |
| DIAMONDBACK ENERGY INC | COM | 7M | 36K | – |
| EOG RES INC | COM | 5M | 43K | – |
| ENERGY FUELS INC | COM NEW | 4M | 603K | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 9M | – | – |
| SPOTIFY USA INC | NOTE 3/1 | 1M | – | – |
| BLOCK INC | NOTE 0.125% 3/0 | 4M | – | – |
| BLOCK INC | NOTE 5/0 | 3M | – | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 5M | – | – |
| UR-ENERGY INC | COM | 17M | 12M | – |
| URANIUM ENERGY CORP | COM | 10M | 2M | – |
| WAYFAIR INC | NOTE 0.625%10/0 | 13M | – | – |
| WHEATON PRECIOUS METALS CORP | COM | 4M | 76K | – |
| ZTO EXPRESS CAYMAN INC | NOTE 1.500% 9/0 | 5M | – | – |
| TRANSOCEAN LTD | REG SHS | 7M | 1M | – |