EAST COAST ASSET MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	342	$615.7M
Non-Discretionary	0	$0
Total	342	$615.7M

Clients

Type	Number	RAUM
Individuals	78	$23.5M
HNW Individuals	117	$273.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$71.6M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$8.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	<5	$238.9M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	3
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-69456
SEC ERA File Number	801-69456
SEC CIK Numbers	1579254
SEC CRD Numbers	147910
Legal Entity Identifier	254900PW0HJJ7WOUVA09

Principal Office

16 MARTIN STREET
ESSEX
MA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic