Hedge Fund Database

CARTICA MANAGEMENT, LLC

Adviser information for CARTICA MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $1.7M
Non-Discretionary 0 $0
Total 2 $1.7M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $1.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-69467
SEC ERA File Number 801-69467
SEC CIK Numbers 1600011
SEC CRD Numbers 147792
Legal Entity Identifier None

Principal Office

2770 INDIAN RIVER BLVD
VERO BEACH
FL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 202-367-3015, Fax: None

Websites

www.cartica.com www.linkedin.com/company/cartica/

Chief Compliance Officer

STEVE QUAMME
PRESIDENT & CHIEF OPERATING OFFICER
2770 INDIAN RIVER BLVD
VERO BEACH
FL
United States
Tel: 202-367-3003
(Full email address available in API data)

Industry Affiliates

CARTICA CAPITAL PARTNERS GP, LTD. Sponsor, GP, manager of pooled investment vehicles
CARTICA INVESTORS II GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CARTICA INVESTORS II, LP Hedge Fund $0.6M $0.0M 2
CARTICA INVESTORS, L.P. Hedge Fund $1.1M $10.0M 10

Control Persons

Name Type Entity Title Since Ownership
BARGER, TERESA, CLARE Individual – CEO & MEMBER 12/2007 50-75%
KHAMBATA, FARIDA Individual – CHIEF STRATEGIST 09/2009 < 5%
QUAMME, STEVEN, JEROME Individual – PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER & MEMBER 12/2007 50-75%
SJQ CARTICA LLC Domestic Entity – MEMBER 09/2009 50-75%
QUAMME, STEVEN, JEROME Individual SJQ CARTICA LLC OWNER & MANAGING MEMBER 09/2009 50-75%

No. Employees, Historic

4020020202021202220232024202531 on 3/27/202024 on 3/23/202124 on 7/1/202124 on 8/19/202124 on 8/20/202124 on 9/20/202125 on 3/29/202225 on 8/1/20227 on 3/30/20234 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251241200364 on 3/27/20201017073335 on 3/23/20211017073335 on 7/1/20211017073335 on 8/19/20211017073335 on 8/20/20211017073335 on 9/20/2021875574957 on 3/29/2022875574957 on 8/1/2022444750852 on 3/30/20231662094 on 3/27/2024

No. Clients, Historic

10502020202120222023202420255 on 3/27/20202 on 3/23/20212 on 7/1/20212 on 8/19/20212 on 8/20/20212 on 9/20/20212 on 3/29/20222 on 8/1/20222 on 3/30/20232 on 3/27/2024

Holdings

From latest 13F, filed May 12th, 2023 for period ending March 31st, 2023
Name Class Value $USD # Shares Private Fund
CARTICA ACQUISITION CORP UNIT 04/30/2028 21M 2M 1,2