BARON SILVER STEVENS FINANCIAL ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	8
Registered State Investment Advisers	8
Licensed Agents of an Insurance Company	5
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,466	$755.1M
Non-Discretionary	178	$111.1M
Total	1,644	$866.2M

Clients

Type	Number	RAUM
Individuals	117	$103.9M
HNW Individuals	423	$744.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	9	$10.7M
Charitable organizations	<5	$6.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	5
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation	% of AUMHourly chargesFixed feesCommissionsSHARES IN FEES CHARGED BY THIRD PARTY MONEY MANAGERS
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	840.3M
Both for Same	0

Portfolio Manager to Program	Sponsor
VISION2020 WEALTH MANAGEMENT PLATFORM	OSAIC WEALTH, INC.

Identifiers

SEC RIA File Number	801-69482
SEC ERA File Number	801-69482
SEC CIK Numbers	1851395
SEC CRD Numbers	126767
Legal Entity Identifier	None

Principal Office

4800 N. FEDERAL HIGHWAY
SUITE 210-A
BOCA RATON
FL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic