SIHARUM ADVISORS, LLC
Adviser information for SIHARUM ADVISORS, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 285 | $409.5M |
| Non-Discretionary | 38 | $151.0M |
| Total | 323 | $560.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $6.3M |
| HNW Individuals | 76 | $483.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $64.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TRUSTEE SERVICES (IN RARE INSTANCES) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69495 |
|---|---|
| SEC ERA File Number | 801-69495 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147957 |
| Legal Entity Identifier | None |
Principal Office
20 PARK PLAZASUITE 510
BOSTON
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: (617) 428-7500, Fax: (617) 977-8900
Chief Compliance Officer
BALA CUMARESAN
CEO
20 PARK PLAZA
SUITE 510
BOSTON
MA
United States
Tel:
(617) 428-7500
Fax:
(617) 977-8900
B*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUMARESAN, BALAMURUGAN | Individual | – | BOARD MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 08/2008 | 50-75% |
| THAKORE, NAINOOR, CHANDRES | Individual | – | NON-EXECUTIVE MEMBER | 08/2008 | 10-25% |
| GOLDFARB, EDWARD, ROBERT | Individual | – | NON-EXECUTIVE MEMBER | 12/2008 | < 5% |
| THAKORE, VASANTI, PATEL | Individual | – | BOARD MEMBER | 01/2014 | < 5% |
| MUTTULINGAM, VAITHEHI | Individual | – | BOARD MEMBER, TREASURER, SECRETARY | 01/2014 | < 5% |
| MATHERWIEZ, PAUL, ROBERT | Individual | – | BOARD MEMBER | 01/2014 | 5-10% |
| CUMARESAN, BALAMURUGAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | 50-75% |