CHICAGO PARTNERS INVESTMENT GROUP LLC
Adviser information for CHICAGO PARTNERS INVESTMENT GROUP LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 41 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,809 | $4.2B |
| Non-Discretionary | 1,124 | $409.8M |
| Total | 6,933 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,066 | $889.3M |
| HNW Individuals | 992 | $3.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $37.4M |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 20 | $263.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $7.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $118.0M |
| Other | <5 | $307,472 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 2090 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)401K PLAN OPTION REVIEW & MONITORING |
|---|---|
| Compensation | % of AUMFixed feesROBOADVISORY OFFERING |
Principal Office
1 NORTH WACKER DRIVESUITE 4075
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 312 284 6363, Fax: 312 275 7885
Chief Compliance Officer
JIM HAGEDORN
MANAGING MEMBER
1 NORTH WACKER DRIVE
STE 4075
CHICAGO
IL
United States
Tel:
312 284 6363
J**@*********************M
(Full email address available in API data)
Regulatory Contact
NICK GUIDO
PARTNER
1 NORTH WACKER DRIVE
STE 4075
CHICAGO
IL
United States
Tel:
3122846363
J**@*********************M
(Full email address available in API data)
Industry Affiliates
| CP INSURANCE GROUP, LLC | Insurance company or agency |
| N&A GUIDO GROUP LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DIVERSIFIED EQUITY FUND LLC | POOLED INVESTMENT VEHICLE | $36.0M | $0.3M | 1 |
| DIVERSIFIED INCOME FUND LLC | POOLED INVESTMENT VEHICLE | $22.0M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAGEDORN, JAMES, GERARD | Individual | – | MANAGING MEMBER | 08/2008 | > 75% |
| HAGEDORN, JAMES, GERARD | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2008 | > 75% |
| HALPIN, ANTHONY, JOSEPH | Individual | – | FOUNDING PARTNER | 01/2012 | < 5% |
| GUIDO, NICHOLAS, A | Individual | – | PARTNER | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 639K | 5K | – |
| ABBOTT LABS | COM | 3M | 32K | – |
| ABBVIE INC | COM | 6M | 31K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 14M | 42K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 10M | 75K | – |
| AFFIRM HLDGS INC | COM CL A | 965K | 35K | – |
| AFLAC INC | COM | 215K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 300K | 1K | – |
| AIRBNB INC | COM CL A | 978K | 7K | – |
| AKERO THERAPEUTICS INC | COM | 671K | 25K | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 237K | 7K | – |
| ALLSTATE CORP | COM | 794K | 5K | – |
| ALPHA TAU MEDICAL LTD | W EXP 99/99/999 | 37K | 216K | – |
| ALPHABET INC | CAP STK CL A | 11M | 63K | – |
| ALPHABET INC | CAP STK CL C | 10M | 59K | – |
| ALPS ETF TR | ALERIAN MLP | 3M | 56K | – |
| ALTRIA GROUP INC | COM | 587K | 12K | – |
| AMAZON COM INC | COM | 22M | 120K | – |
| AMERICAN AIRLS GROUP INC | COM | 109K | 10K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 5M | 79K | – |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 5M | 98K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 5M | 77K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 17M | 174K | – |
| AMERICAN CENTY ETF TR | AVANTIS US LARG | 834K | 13K | – |
| AMERICAN CENTY ETF TR | AVANTIS US MID C | 828K | 13K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 5M | 71K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 17M | 269K | – |
| AMERICAN CENTY ETF TR | AVANTIS US SMALL | 3M | 46K | – |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | 4M | 88K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 17M | 184K | – |
| AMERICAN CENTY ETF TR | AVANTIS US MID C | 2M | 25K | – |
| AMERICAN ELEC PWR CO INC | COM | 243K | 2K | – |
| AMERICAN EXPRESS CO | COM | 1M | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 13M | 60K | – |
| AMETEK INC | COM | 336K | 2K | – |
| AMGEN INC | COM | 2M | 5K | – |
| ANALOG DEVICES INC | COM | 235K | 1K | – |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 1M | 113K | – |
| AON PLC | SHS CL A | 201K | 610 | – |
| APOLLO GLOBAL MGMT INC | COM | 365K | 3K | – |
| APPIAN CORP | CL A | 888K | 24K | – |
| APPLE INC | COM | 52M | 238K | – |
| APPLIED MATLS INC | COM | 987K | 5K | – |
| ARCH RESOURCES INC | CL A | 2M | 17K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 38K | – |
| ARCHROCK INC | COM | 795K | 37K | – |
| ARES CAPITAL CORP | COM | 10M | 460K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 943K | 6K | – |
| ARISTA NETWORKS INC | COM | 777K | 2K | – |
| ARK ETF TR | INNOVATION ETF | 222K | 5K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 834K | 6K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 998K | 1K | – |
| AST SPACEMOBILE INC | COM CL A | 849K | 48K | – |
| AT&T INC | COM | 985K | 52K | – |
| ATMOS ENERGY CORP | COM | 722K | 6K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 853K | 3K | – |
| AUTOZONE INC | COM | 277K | 89 | – |
| AVERY DENNISON CORP | COM | 313K | 1K | – |
| BANK AMERICA CORP | 7.25 CNV PFD L | 516K | 429 | – |
| BANK AMERICA CORP | COM | 2M | 39K | – |
| BARINGS BDC INC | COM | 121K | 12K | – |
| BEACON ROOFING SUPPLY INC | COM | 223K | 2K | – |
| BECTON DICKINSON & CO | COM | 316K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 74M | 168K | – |
| BHP GROUP LTD | SPONSORED ADS | 449K | 8K | – |
| BILL HOLDINGS INC | COM | 593K | 11K | – |
| BIOGEN INC | COM | 298K | 1K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 942K | 87K | – |
| BLACKROCK ENHANCED GOVT FD I | COM | 537K | 56K | – |
| BLACKROCK INC | COM | 445K | 510 | – |
| BLACKROCK MUNIVEST FD INC | COM | 788K | 108K | – |
| BLACKROCK MUNIYIELD FD INC | COM | 1M | 93K | – |
| BLACKSTONE INC | COM | 25M | 179K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 214K | 7K | – |
| BLACKSTONE SENI FLTN RAT 202 | COM | 256K | 18K | – |
| BLOCK INC | CL A | 348K | 6K | – |
| BLUE OWL CAP CORP III | COM SHS | 286K | 19K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 8M | 519K | – |
| BLUE OWL CAPITAL INC | COM CL A | 6M | 327K | – |
| BLUELINX HLDGS INC | COM NEW | 222K | 2K | – |
| BOEING CO | COM | 2M | 13K | – |
| BP PLC | SPONSORED ADR | 606K | 17K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 788K | 16K | – |
| BROADCOM INC | COM | 2M | 13K | – |
| BROOKFIELD ASSET MANAGMT LTD | CL A LMT VTG SHS | 2M | 57K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 13M | 267K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 17M | 551K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 3M | 68K | – |
| BUTTERFLY NETWORK INC | COM CL A | 16K | 15K | – |
| BYLINE BANCORP INC | COM | 205K | 7K | – |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 239K | 21K | – |
| CALAMOS GBL DYN INCOME FUND | COM | 381K | 56K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 196K | 12K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 635K | 8K | – |
| CAPITAL ONE FINL CORP | COM | 263K | 2K | – |
| CARMAX INC | COM | 541K | 6K | – |
| CARRIER GLOBAL CORPORATION | COM | 381K | 6K | – |
| CATERPILLAR INC | COM | 750K | 2K | – |
| CBOE GLOBAL MKTS INC | COM | 458K | 2K | – |
| CCC INTELLIGENT SOLUTIONS HL | COM | 139K | 13K | – |
| CDW CORP | COM | 205K | 880 | – |
| CHARTER COMMUNICATIONS INC N | CL A | 343K | 895 | – |
| CHENIERE ENERGY INC | COM NEW | 5M | 26K | – |
| CHEVRON CORP NEW | COM | 3M | 18K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 602K | 11K | – |
| CHUBB LIMITED | COM | 449K | 2K | – |
| CISCO SYS INC | COM | 1M | 24K | – |
| CITIGROUP INC | COM NEW | 1M | 17K | – |
| CLEARBRIDGE ENERGY MIDSTRM O | COM | 233K | 6K | – |
| CLEARWAY ENERGY INC | CL C | 284K | 11K | – |
| CLOUGH GLOBAL DIVID & INCOME | COM | 131K | 23K | – |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 83K | 16K | – |
| CME GROUP INC | COM | 5M | 26K | – |
| CNX RES CORP | COM | 430K | 16K | – |
| COCA COLA CO | COM | 2M | 35K | – |
| COHEN & STEERS LTD DURATION | COM | 9M | 446K | – |
| COLGATE PALMOLIVE CO | COM | 531K | 5K | – |
| COMCAST CORP NEW | CL A | 667K | 16K | – |
| CONAGRA BRANDS INC | COM | 232K | 8K | – |
| CONOCOPHILLIPS | COM | 562K | 5K | – |
| CONSTELLATION BRANDS INC | CL A | 481K | 2K | – |
| CONSTELLATION ENERGY CORP | COM | 796K | 5K | – |
| CORNERSTONE STRATEGIC VALUE | COM | 199K | 26K | – |
| CORNERSTONE TOTAL RETURN FD | COM | 537K | 69K | – |
| CORNING INC | COM | 2M | 40K | – |
| CORPAY INC | COM SHS | 311K | 1K | – |
| CORTEVA INC | COM | 723K | 13K | – |
| COSTAR GROUP INC | COM | 1M | 14K | – |
| COSTCO WHSL CORP NEW | COM | 4M | 5K | – |
| CROWDSTRIKE HLDGS INC | CL A | 696K | 3K | – |
| CROWN CASTLE INC | COM | 6M | 51K | – |
| CSX CORP | COM | 388K | 11K | – |
| CUMMINS INC | COM | 265K | 919 | – |
| CVS HEALTH CORP | COM | 818K | 13K | – |
| CYTOSORBENTS CORP | COM NEW | 23K | 19K | – |
| DANAHER CORPORATION | COM | 3M | 9K | – |
| DARDEN RESTAURANTS INC | COM | 751K | 5K | – |
| DEERE & CO | COM | 518K | 1K | – |
| DELL TECHNOLOGIES INC | CL C | 381K | 4K | – |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 385K | 46K | – |
| DEVON ENERGY CORP NEW | COM | 303K | 7K | – |
| DIAGEO PLC | SPON ADR NEW | 229K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 890K | 4K | – |
| DIGITAL RLTY TR INC | COM | 225K | 2K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 58M | 977K | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 3M | 71K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 2M | 44K | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 586K | 17K | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 4M | 187K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 838K | 33K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 13M | 304K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 24M | 737K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 1M | 51K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 638K | 24K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 3M | 108K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 9M | 309K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 2M | 59K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VEC | 5M | 75K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 3M | 127K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 16M | 508K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 32M | 972K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 6M | 123K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 6M | 209K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 4M | 148K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 12M | 316K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 33M | 507K | – |
| DIMENSIONAL ETF TRUST | WORLD EQUITY ETF | 376K | 6K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 2M | 79K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 17M | 671K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 15M | 487K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 12M | 430K | – |
| DIMENSIONAL ETF TRUST | ULTRASHORT FIXED | 8M | 150K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 1M | 23K | – |
| DIREXION SHS ETF TR | DLY SCOND 3XBU | 297K | 8K | – |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 284K | 2K | – |
| DISCOVER FINL SVCS | COM | 3M | 22K | – |
| DISNEY WALT CO | COM | 688K | 7K | – |
| DOMINION ENERGY INC | COM | 227K | 4K | – |
| DONALDSON INC | COM | 233K | 3K | – |
| DOW INC | COM | 559K | 10K | – |
| DTE ENERGY CO | COM | 213K | 2K | – |
| DUFF & PHELPS UTLITY AND INF | COM | 133K | 13K | – |
| DUKE ENERGY CORP NEW | COM NEW | 5M | 46K | – |
| DUPONT DE NEMOURS INC | COM | 547K | 7K | – |
| DUTCH BROS INC | CL A | 335K | 9K | – |
| EA SERIES TRUST | STRIVE EMERGING | 14M | 459K | – |
| EA SERIES TRUST | STRIVE SML CAP | 653K | 21K | – |
| EA SERIES TRUST | STRIVE 500 ETF | 858K | 25K | – |
| EAGLE POINT CREDIT COMPANY I | COM | 823K | 83K | – |
| EASTMAN CHEM CO | COM | 225K | 2K | – |
| EATON CORP PLC | SHS | 440K | 2K | – |
| EATON VANCE LTD DURATION INC | COM | 8M | 857K | – |
| EATON VANCE MUNI INCOME TRUS | SH BEN INT | 206K | 19K | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 192K | 14K | – |
| ECOLAB INC | COM | 297K | 1K | – |
| EDWARDS LIFESCIENCES CORP | COM | 414K | 7K | – |
| ELEVANCE HEALTH INC | COM | 273K | 510 | – |
| ELI LILLY & CO | COM | 15M | 19K | – |
| ELLINGTON FINANCIAL INC | COM | 549K | 42K | – |
| EMERSON ELEC CO | COM | 938K | 8K | – |
| ENBRIDGE INC | COM | 3M | 69K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 50M | 3M | – |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 2M | 110K | – |
| ENTERGY CORP NEW | COM | 5M | 44K | – |
| ENTERPRISE FINL SVCS CORP | COM | 228K | 4K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 54M | 2M | – |
| EQT CORP | COM | 2M | 61K | – |
| EQUIFAX INC | COM | 395K | 1K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 966K | 14K | – |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 1M | 49K | – |
| EVERGY INC | COM | 423K | 7K | – |
| EVOLENT HEALTH INC | CL A | 240K | 10K | – |
| EXACT SCIENCES CORP | COM | 424K | 9K | – |
| EXCHANGE LISTED FDS TR | SABA INT RATE | 1M | 63K | – |
| EXCHANGE TRADED CONCEPTS TRU | VSPR US LC ETF | 410K | 14K | – |
| EXELON CORP | COM | 579K | 16K | – |
| EXXON MOBIL CORP | COM | 8M | 65K | – |
| FASTENAL CO | COM | 259K | 4K | – |
| FEDEX CORP | COM | 478K | 2K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 257K | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 3M | 20K | – |
| FIDELITY NATL INFORMATION SV | COM | 685K | 9K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 272K | 5K | – |
| FIRST MERCHANTS CORP | COM | 925K | 23K | – |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 12M | 182K | – |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 344K | 7K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 6M | 367K | – |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 204K | 4K | – |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 931K | 40K | – |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 283K | 2K | – |
| FIRST TR EXCHANGE-TRADED ALP | SML CAP VAL ALPH | 535K | 9K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 3M | 31K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 1M | 28K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 4M | 118K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 958K | 11K | – |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 2M | 20K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 2M | 41K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 270K | 5K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 2M | 30K | – |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 7M | 143K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 848K | 15K | – |
| FIRST TR EXCHANGE-TRADED FD | DOW 30 EQL WGT | 264K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST LADDERED | 243K | 8K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW SECURITIZED | 1M | 58K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 258K | 7K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 823K | 22K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 643K | 13K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NAS | 499K | 19K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S | 303K | 9K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 9M | 355K | – |
| FIRST TR LRG CP VL ALPHADEX | COM SHS | 1M | 17K | – |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 6M | 56K | – |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 7M | 59K | – |
| FIRST TR NASDAQ 100 TECH IND | SHS | 877K | 5K | – |
| FIRST TR S&P REIT INDEX FD | COM | 3M | 110K | – |
| FIRST TR SML CP CORE ALPHA F | COM SHS | 7M | 68K | – |
| FIRST TR VALUE LINE DIVID IN | SHS | 4M | 100K | – |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 470K | 4K | – |
| FIRSTENERGY CORP | COM | 309K | 7K | – |
| FISERV INC | COM | 250K | 2K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 219K | 5K | – |
| FLEXSHARES TR | FLEXSHARES ULTRA | 3M | 35K | – |
| FLEXSHARES TR | STOXX GLOBR INF | 1M | 24K | – |
| FLOOR & DECOR HLDGS INC | CL A | 789K | 8K | – |
| FORD MTR CO DEL | COM | 177K | 16K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 322K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 232K | 5K | – |
| FTAI AVIATION LTD | SHS | 314K | 3K | – |
| GALLAGHER ARTHUR J & CO | COM | 3M | 11K | – |
| GE AEROSPACE | COM NEW | 2M | 14K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 437K | 5K | – |
| GE VERNOVA INC | COM | 548K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 449K | 2K | – |
| GENERAL MLS INC | COM | 274K | 4K | – |
| GENERAL MTRS CO | COM | 434K | 10K | – |
| GENUINE PARTS CO | COM | 528K | 4K | – |
| GERON CORP | COM | 108K | 23K | – |
| GILEAD SCIENCES INC | COM | 493K | 6K | – |
| GLOBAL E ONLINE LTD | SHS | 1M | 33K | – |
| GLOBAL X FDS | RUSSELL 2000 | 551K | 34K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 439K | 26K | – |
| GOLDMAN SACHS ETF TR | ACCESS HIG YLD | 239K | 5K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 5M | 47K | – |
| GOLDMAN SACHS GROUP INC | COM | 586K | 1K | – |
| GOLUB CAP BDC INC | COM | 542K | 35K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 432K | 8K | – |
| HANESBRANDS INC | COM | 103K | 17K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 245K | 2K | – |
| HCA HEALTHCARE INC | COM | 340K | 942 | – |
| HERCULES CAPITAL INC | COM | 295K | 14K | – |
| HERSHEY CO | COM | 236K | 1K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 50K | 13K | – |
| HOME DEPOT INC | COM | 3M | 7K | – |
| HONEYWELL INTL INC | COM | 603K | 3K | – |
| HUBSPOT INC | COM | 1M | 3K | – |
| HUMANA INC | COM | 216K | 534 | – |
| ICON PLC | SHS | 502K | 2K | – |
| IDEXX LABS INC | COM | 273K | 576 | – |
| ILLINOIS TOOL WKS INC | COM | 360K | 1K | – |
| INGERSOLL RAND INC | COM | 231K | 2K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR JAN | 550K | 12K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR MAY | 1M | 37K | – |
| INNOVATOR ETFS TRUST | IBD 50 ETF | 2M | 86K | – |
| INNOVATOR ETFS TRUST | US EQUITY ACCELE | 429K | 13K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 343K | 9K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 726K | 21K | – |
| INNOVATOR ETFS TRUST | US EQT ACLRTD ET | 417K | 13K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUL | 228K | 5K | – |
| INNOVATOR ETFS TRUST | US EQUT BUFR AUG | 424K | 10K | – |
| INNOVATOR ETFS TRUST | NASDAQ 100 MANA | 2M | 82K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 710K | 19K | – |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 510K | 18K | – |
| INNOVATOR ETFS TRUST | US EQTY BUF SEP | 702K | 17K | – |
| INNOVATOR ETFS TRUST | US EQT ACLRTD 9 | 2M | 63K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 460K | 12K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 413K | 12K | – |
| INNOVATOR ETFS TRUST | US EQTY BUFR FEB | 337K | 8K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 26K | – |
| INNOVATOR ETFS TRUST | EQUITY DEFI 2026 | 235K | 9K | – |
| INNOVATOR ETFS TRUST | QUITY MANAGD FLR | 28M | 921K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 744K | 22K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 651K | 18K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 267K | 7K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BFR | 236K | 7K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 1M | 36K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 1M | 33K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 2M | 42K | – |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 392K | 12K | – |
| INNOVATOR ETFS TRUST | S&P INVT GRD PFD | 495K | 27K | – |
| INNOVATOR ETFS TRUST | INTRNL DEV JULY | 238K | 8K | – |
| INTEL CORP | COM | 1M | 48K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 335K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 3M | 14K | – |
| INTUIT | COM | 2M | 4K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 331K | 2K | – |
| INVESCO EXCH TRADED FD TR II | CEF INM COMPSI | 478K | 25K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 12K | – |
| INVESCO EXCHANGE TRADED FD T | HIG YLD EQ DIV | 263K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP GROWTH | 401K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P SPIN OFF | 5M | 63K | – |
| INVESCO EXCHANGE TRADED FD T | PHARMACEUTICALS | 210K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 319K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 2M | 32K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 2M | 69K | – |
| INVESCO HIGH INCOME 2024 TAR | COM | 1M | 169K | – |
| INVESCO QQQ TR | UNIT SER 1 | 15M | 33K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 184K | 21K | – |
| IRIS ENERGY LTD | ORDINARY SHARES | 452K | 48K | – |
| IRON MTN INC DEL | COM | 333K | 3K | – |
| ISHARES BITCOIN TR | SHS | 643K | 17K | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 28K | – |
| ISHARES INC | MSCI WORLD ETF | 425K | 3K | – |
| ISHARES INC | MSCI EMRG CHN | 15M | 248K | – |
| ISHARES TR | MICRO-CAP ETF | 10M | 79K | – |
| ISHARES TR | MSCI ACWI ETF | 534K | 5K | – |
| ISHARES TR | ESG AWR MSCI USA | 1M | 12K | – |
| ISHARES TR | CORE US AGGBD ET | 10M | 101K | – |
| ISHARES TR | CORE MSCI INTL | 964K | 14K | – |
| ISHARES TR | RUS MD CP GR ETF | 1M | 12K | – |
| ISHARES TR | ESG SCRD S&P MID | 253K | 6K | – |
| ISHARES TR | CORE HIGH DV ETF | 412K | 4K | – |
| ISHARES TR | BROAD USD HIGH | 969K | 26K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 59K | – |
| ISHARES TR | RUS 1000 GRW ETF | 3M | 10K | – |
| ISHARES TR | RUSSELL 2000 ETF | 7M | 32K | – |
| ISHARES TR | EXPANDED TECH | 3M | 32K | – |
| ISHARES TR | CORE 1 5 YR USD | 478K | 10K | – |
| ISHARES TR | S&P MC 400VL ETF | 2M | 14K | – |
| ISHARES TR | MSCI INDIA ETF | 2M | 27K | – |
| ISHARES TR | S&P SML 600 GWT | 8M | 57K | – |
| ISHARES TR | IBDS DEC28 ETF | 291K | 12K | – |
| ISHARES TR | MSCI INTL QUALTY | 2M | 60K | – |
| ISHARES TR | MSCI USA MMENTM | 8M | 44K | – |
| ISHARES TR | CORE S&P500 ETF | 32M | 58K | – |
| ISHARES TR | GLOBAL 100 ETF | 1M | 16K | – |
| ISHARES TR | CORE S&P TTL STK | 6M | 49K | – |
| ISHARES TR | BLACKROCK ULTRA | 9M | 169K | – |
| ISHARES TR | CORE DIV GRWTH | 2M | 29K | – |
| ISHARES TR | U.S. FIN SVC ETF | 228K | 3K | – |
| ISHARES TR | US CONSUM DISCRE | 243K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 859K | 9K | – |
| ISHARES TR | IBOXX HI YD ETF | 875K | 11K | – |
| ISHARES TR | USD INV GRDE ETF | 307K | 6K | – |
| ISHARES TR | GLOBAL REIT ETF | 559K | 23K | – |
| ISHARES TR | MORNINGSTAR VALU | 285K | 4K | – |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 13K | – |
| ISHARES TR | ESG AWARE MSCI | 1M | 36K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 28K | – |
| ISHARES TR | CORE MSCI EAFE | 8M | 108K | – |
| ISHARES TR | RUS 1000 ETF | 4M | 13K | – |
| ISHARES TR | CORE S&P MCP ETF | 56M | 911K | – |
| ISHARES TR | S&P 500 VAL ETF | 4M | 23K | – |
| ISHARES TR | U.S. FINLS ETF | 691K | 7K | – |
| ISHARES TR | PFD AND INCM SEC | 2M | 56K | – |
| ISHARES TR | RUSSELL 3000 ETF | 5M | 17K | – |
| ISHARES TR | ISHS 5-10YR INVT | 8M | 144K | – |
| ISHARES TR | S&P 100 ETF | 486K | 2K | – |
| ISHARES TR | CORE S&P US GWT | 2M | 17K | – |
| ISHARES TR | SP SMCP600VL ETF | 8M | 73K | – |
| ISHARES TR | CORE MSCI TOTAL | 3M | 39K | – |
| ISHARES TR | U.S. TECH ETF | 323K | 2K | – |
| ISHARES TR | ESG AW MSCI EAFE | 1M | 17K | – |
| ISHARES TR | U.S. MED DVC ETF | 366K | 7K | – |
| ISHARES TR | NEW YORK MUN ETF | 1M | 20K | – |
| ISHARES TR | U.S. ENERGY ETF | 284K | 6K | – |
| ISHARES TR | INTL SEL DIV ETF | 226K | 8K | – |
| ISHARES TR | MSCI USA QLT FCT | 4M | 25K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 14K | – |
| ISHARES TR | NATIONAL MUN ETF | 5M | 44K | – |
| ISHARES TR | ISHARES SEMICDTR | 207K | 940 | – |
| ISHARES TR | RUS MDCP VAL ETF | 38M | 296K | – |
| ISHARES TR | RUS 1000 VAL ETF | 10M | 54K | – |
| ISHARES TR | CONSER ALLOC ETF | 352K | 9K | – |
| ISHARES TR | US REGNL BKS ETF | 245K | 5K | – |
| ISHARES TR | RUS 2000 VAL ETF | 573K | 3K | – |
| ISHARES TR | MSCI USA VALUE | 748K | 7K | – |
| ISHARES TR | MSCI KLD400 SOC | 2M | 24K | – |
| ISHARES TR | US HLTHCARE ETF | 302K | 5K | – |
| ISHARES TR | CORE S&P SCP ETF | 16M | 137K | – |
| ISHARES TR | 7-10 YR TRSY BD | 7M | 79K | – |
| ISHARES TR | US SML CP VALUE | 233K | 7K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 2M | 15K | – |
| ISHARES TR | TIPS BD ETF | 715K | 7K | – |
| ISHARES TR | MRNING SM CP ETF | 3M | 53K | – |
| ISHARES TR | ISHARES BIOTECH | 374K | 3K | – |
| ISHARES TR | SHRT NAT MUN ETF | 3M | 26K | – |
| ISHARES TR | HDG MSCI EAFE | 254K | 7K | – |
| ISHARES TR | ISHS 1-5YR INVS | 22M | 425K | – |
| ISHARES TR | MSCI EAFE ETF | 7M | 83K | – |
| ISHARES TR | INTERNATIONAL SL | 810K | 24K | – |
| ISHARES TR | EAFE GRWTH ETF | 806K | 8K | – |
| ISHARES TR | MORNINGSTR US EQ | 362K | 5K | – |
| ISHARES TR | 0-5YR HI YL CP | 866K | 20K | – |
| ISHARES TR | MSCI USA ESG SLC | 2M | 15K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 704K | 14K | – |
| ITT INC | COM | 461K | 3K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 5M | 99K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 480K | 8K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTOR MI | 2M | 33K | – |
| JOHNSON & JOHNSON | COM | 3M | 17K | – |
| JONES LANG LASALLE INC | COM | 249K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 18M | 85K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 261K | 25K | – |
| KIMBERLY-CLARK CORP | COM | 741K | 5K | – |
| KINDER MORGAN INC DEL | COM | 16M | 727K | – |
| KKR & CO INC | COM | 4M | 29K | – |
| KRANESHARES TRUST | QUADRTC INT RT | 2M | 107K | – |
| LAM RESEARCH CORP | COM | 906K | 1K | – |
| LEGEND BIOTECH CORP | SPONSORED ADS | 271K | 5K | – |
| LINDE PLC | SHS | 1M | 3K | – |
| LOCKHEED MARTIN CORP | COM | 898K | 2K | – |
| LOWES COS INC | COM | 619K | 3K | – |
| LUMEN TECHNOLOGIES INC | COM | 110K | 41K | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 31K | 19K | – |
| MACH NATURAL RESOURCES LP | COM UNIT LTD PAR | 4M | 201K | – |
| MARATHON PETE CORP | COM | 3M | 15K | – |
| MARTIN MARIETTA MATLS INC | COM | 254K | 435 | – |
| MARVELL TECHNOLOGY INC | COM | 228K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 5M | 12K | – |
| MATTHEWS ASIA FDS | EMERGING MARKETS | 781K | 26K | – |
| MCDONALDS CORP | COM | 5M | 18K | – |
| MCKESSON CORP | COM | 355K | 583 | – |
| MEDTRONIC PLC | SHS | 286K | 4K | – |
| MERCK & CO INC | COM | 3M | 23K | – |
| META PLATFORMS INC | CL A | 5M | 11K | – |
| MFS MUN INCOME TR | SH BEN INT | 112K | 21K | – |
| MICRON TECHNOLOGY INC | COM | 665K | 6K | – |
| MICROSOFT CORP | COM | 39M | 92K | – |
| MICROSTRATEGY INC | CL A NEW | 1M | 829 | – |
| MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 1M | 104K | – |
| MONDELEZ INTL INC | CL A | 373K | 6K | – |
| MOODYS CORP | COM | 4M | 9K | – |
| MORGAN STANLEY | COM NEW | 667K | 6K | – |
| MORGAN STANLEY ETF TRUST | EATON VANCE SHOR | 732K | 15K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 935K | 2K | – |
| MPLX LP | COM UNIT REP LTD | 21M | 478K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEXTERA ENERGY INC | COM | 2M | 21K | – |
| NIKE INC | CL B | 444K | 6K | – |
| NORFOLK SOUTHN CORP | COM | 853K | 3K | – |
| NORTHROP GRUMMAN CORP | COM | 262K | 538 | – |
| NOVO-NORDISK A S | ADR | 2M | 17K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 351K | 9K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 430K | 10K | – |
| NUVEEN FLOATING RATE INCOME | COM | 150K | 17K | – |
| NUVEEN MUN VALUE FD INC | COM | 6M | 716K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 310K | 25K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 2M | 304K | – |
| NUVEEN PFD & INCOME TERM FD | COM | 2M | 79K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 298K | 25K | – |
| NUVEEN REAL ASSET INCOME & G | COM | 434K | 35K | – |
| NVIDIA CORPORATION | COM | 39M | 380K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 505K | 28K | – |
| OCCIDENTAL PETE CORP | COM | 342K | 6K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 235K | 1K | – |
| ONEOK INC NEW | COM | 23M | 276K | – |
| OPEN LENDING CORP | COM | 254K | 40K | – |
| ORACLE CORP | COM | 2M | 18K | – |
| OREILLY AUTOMOTIVE INC | COM | 3M | 2K | – |
| OWENS CORNING NEW | COM | 209K | 1K | – |
| P10 INC | COM CL A | 316K | 32K | – |
| PACER FDS TR | GLOBL CASH ETF | 441K | 13K | – |
| PACER FDS TR | SWAN SOS FLEX AP | 240K | 9K | – |
| PACER FDS TR | METAURUS CAP 400 | 3M | 71K | – |
| PACER FDS TR | SWAN SOS FLEX JU | 522K | 19K | – |
| PACER FDS TR | PACER US SMALL | 800K | 17K | – |
| PACER FDS TR | US CASH COWS 100 | 8M | 146K | – |
| PACER FDS TR | SWAN SOS FD OF | 3M | 102K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 319K | 12K | – |
| PALO ALTO NETWORKS INC | COM | 631K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 265K | 481 | – |
| PAYCHEX INC | COM | 1M | 9K | – |
| PAYLOCITY HLDG CORP | COM | 327K | 2K | – |
| PAYPAL HLDGS INC | COM | 286K | 4K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 1M | 7K | – |
| PEPSICO INC | COM | 2M | 13K | – |
| PFIZER INC | COM | 3M | 81K | – |
| PHILIP MORRIS INTL INC | COM | 938K | 8K | – |
| PHILLIPS 66 | COM | 963K | 7K | – |
| PIMCO ACCESS INCOME FUND | SHS BENFIN INT | 396K | 26K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 331K | 17K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 4M | 36K | – |
| PIONEER MUNICIPAL HIGH INCOM | COM | 316K | 37K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 4M | 208K | – |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 3M | 167K | – |
| PNC FINL SVCS GROUP INC | COM | 364K | 2K | – |
| PNM RES INC | COM | 230K | 6K | – |
| POWERSHARES ACTIVELY MANAGED | ULTRA SHRT DUR | 761K | 15K | – |
| PPL CORP | COM | 279K | 9K | – |
| PROCORE TECHNOLOGIES INC | COM | 1M | 16K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 30K | – |
| PROGRESSIVE CORP | COM | 241K | 1K | – |
| PROSHARES TR | S&P 500 HIGH INC | 265K | 6K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 724K | 9K | – |
| PROSHARES TR | ULTRA FNCLS NEW | 476K | 7K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 207K | 3K | – |
| PRUDENTIAL FINL INC | COM | 499K | 4K | – |
| PUBLIC STORAGE OPER CO | COM | 208K | 684 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 463K | 6K | – |
| QORVO INC | COM | 310K | 3K | – |
| QUALCOMM INC | COM | 2M | 11K | – |
| QUANTA SVCS INC | COM | 3M | 11K | – |
| REALTY INCOME CORP | COM | 620K | 11K | – |
| RHYTHM PHARMACEUTICALS INC | COM | 229K | 5K | – |
| RITHM CAPITAL CORP | COM NEW | 533K | 46K | – |
| ROCKET LAB USA INC | COM | 495K | 94K | – |
| ROPER TECHNOLOGIES INC | COM | 2M | 3K | – |
| ROSS STORES INC | COM | 233K | 2K | – |
| RPM INTL INC | COM | 647K | 5K | – |
| RTX CORPORATION | COM | 1M | 9K | – |
| S&P GLOBAL INC | COM | 544K | 1K | – |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 991K | 137K | – |
| SAFE BULKERS INC | COM | 55K | 11K | – |
| SALESFORCE INC | COM | 2M | 7K | – |
| SCHWAB CHARLES CORP | COM | 2M | 33K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 11M | 215K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 232K | 7K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 10M | 162K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 499K | 7K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 6M | 62K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 394K | 5K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 531K | 20K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 2M | 70K | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 393K | 8K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 659K | 14K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 6M | 148K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 541K | 9K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 28M | 431K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 1M | 16K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 33K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 16M | 194K | – |
| SCYNEXIS INC | COM NEW | 61K | 29K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 16K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 409K | 9K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 538K | 7K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 637K | 4K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 203K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 15K | – |
| SELECT SECTOR SPDR TR | INDL | 267K | 2K | – |
| SEMPRA | COM | 501K | 6K | – |
| SERVICENOW INC | COM | 552K | 691 | – |
| SHERWIN WILLIAMS CO | COM | 597K | 2K | – |
| SHOPIFY INC | CL A | 989K | 17K | – |
| SIRIUS XM HOLDINGS INC | COM | 486K | 139K | – |
| SLR INVESTMENT CORP | COM | 491K | 31K | – |
| SNOWFLAKE INC | CL A | 537K | 4K | – |
| SOUTHERN CO | COM | 668K | 8K | – |
| SOUTHSTATE CORPORATION | COM | 262K | 3K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 612K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 527K | 2K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 298K | 8K | – |
| SPDR INDEX SHS FDS | PORTFLI MSCI GBL | 874K | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 46M | 84K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 28M | 50K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 7M | 102K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 15K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 3M | 60K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 3M | 33K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 3M | 34K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 457K | 11K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 2M | 23K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 2M | 23K | – |
| SPDR SER TR | DJ REIT ETF | 334K | 3K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 384K | 9K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 2M | 35K | – |
| SPDR SER TR | BBG CONV SEC ETF | 4M | 52K | – |
| SPDR SER TR | S&P SEMICNDCTR | 955K | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 3M | 24K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 4M | 48K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 4M | 70K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 216K | 12K | – |
| SPROUTS FMRS MKT INC | COM | 1M | 11K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 300K | 7K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 446K | 11K | – |
| ST JOE CO | COM | 663K | 11K | – |
| STARBUCKS CORP | COM | 1M | 20K | – |
| STRYKER CORPORATION | COM | 916K | 3K | – |
| SUPER MICRO COMPUTER INC | COM | 263K | 395 | – |
| SYNCHRONY FINANCIAL | COM | 311K | 6K | – |
| SYNOPSYS INC | COM | 380K | 722 | – |
| SYSCO CORP | COM | 636K | 8K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 472K | 3K | – |
| TARGA RES CORP | COM | 7M | 49K | – |
| TARGET CORP | COM | 978K | 7K | – |
| TAYSHA GENE THERAPIES INC | COM SHS | 263K | 117K | – |
| TESLA INC | COM | 4M | 18K | – |
| TEXAS INSTRS INC | COM | 417K | 2K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 338K | 409 | – |
| THE CIGNA GROUP | COM | 1M | 4K | – |
| THE REALREAL INC | COM | 130K | 36K | – |
| THE TRADE DESK INC | COM CL A | 549K | 6K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 437K | 711 | – |
| TIDAL ETF TR | SP DWJNS SUKUK | 283K | 16K | – |
| TIDAL ETF TR | SP FDS S&P 500 | 234K | 6K | – |
| TIDAL TR II | YIELDMAX NVDA | 221K | 9K | – |
| TIDEWATER INC NEW | COM | 457K | 5K | – |
| TJX COS INC NEW | COM | 270K | 2K | – |
| T-MOBILE US INC | COM | 1M | 8K | – |
| TOAST INC | CL A | 968K | 37K | – |
| TOMPKINS FINL CORP | COM | 684K | 11K | – |
| TORONTO DOMINION BK ONT | COM NEW | 301K | 5K | – |
| TRANE TECHNOLOGIES PLC | SHS | 854K | 3K | – |
| TRANSDIGM GROUP INC | COM | 3M | 2K | – |
| TRAVELERS COMPANIES INC | COM | 297K | 1K | – |
| TREACE MED CONCEPTS INC | COM | 144K | 19K | – |
| TRINITY CAP INC | COM | 741K | 50K | – |
| U S SILICA HLDGS INC | COM | 188K | 12K | – |
| UBER TECHNOLOGIES INC | COM | 778K | 12K | – |
| UNION PAC CORP | COM | 7M | 28K | – |
| UNITED PARCEL SERVICE INC | CL B | 524K | 4K | – |
| UNITED RENTALS INC | COM | 253K | 344 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNUM GROUP | COM | 217K | 4K | – |
| URANIUM ENERGY CORP | COM | 146K | 26K | – |
| US BANCORP DEL | COM NEW | 559K | 12K | – |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 1M | 63K | – |
| VALERO ENERGY CORP | COM | 601K | 4K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 2M | 96K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 252K | 11K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 391K | 4K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 334K | 4K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 11M | 145K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 5M | 108K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 2M | 21K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 5M | 18K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9M | 104K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 29M | 126K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 6M | 29K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 80M | 321K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 13M | 82K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 53M | 148K | – |
| VANGUARD INDEX FDS | VALUE ETF | 20M | 118K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 117M | 236K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 19M | 70K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 2M | 10K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 992K | 17K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 448K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 41K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 1M | 10K | – |
| VANGUARD MALVERN FDS | CORE BD ETF | 258K | 3K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 2M | 50K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 3M | 55K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 8M | 136K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 602K | 3K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 1M | 17K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 2M | 25K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 3M | 34K | – |
| VANGUARD SCOTTSDALE FDS | TOTAL CORP BND | 892K | 12K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 486K | 8K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 1M | 16K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 16K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 25K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 103K | – |
| VANGUARD WELLINGTON FD | US MOMENTUM | 315K | 2K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 977K | 8K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 2M | 22K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 442K | 5K | – |
| VANGUARD WORLD FD | INF TECH ETF | 4M | 7K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 1M | 17K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 319K | 3K | – |
| VAXCYTE INC | COM | 405K | 5K | – |
| VERALTO CORP | COM SHS | 205K | 2K | – |
| VERISK ANALYTICS INC | COM | 479K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 30K | – |
| VERTEX PHARMACEUTICALS INC | COM | 224K | 446 | – |
| VIRTUS CONVERTIBLE & INC 202 | COM | 1M | 124K | – |
| VISA INC | COM CL A | 10M | 37K | – |
| VOR BIOPHARMA INC | COM | 15K | 16K | – |
| WABTEC | COM | 239K | 1K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1M | 116K | – |
| WALMART INC | COM | 3M | 37K | – |
| WASTE MGMT INC DEL | COM | 2M | 8K | – |
| WELLS FARGO CO NEW | COM | 2M | 28K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 1M | 845 | – |
| WESTERN ASSET HIGH INCOM FD | COM | 155K | 36K | – |
| WESTERN ASSET HIGH INCOME OP | COM | 2M | 510K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 645K | 62K | – |
| WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 996K | 24K | – |
| WHITE MTNS INS GROUP LTD | COM | 796K | 451 | – |
| WILLIAMS COS INC | COM | 14M | 336K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 362K | 1K | – |
| WISDOMTREE TR | US LARGECAP FUND | 1M | 26K | – |
| WISDOMTREE TR | INTL LRGCAP DV | 239K | 5K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 296K | 5K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 262K | 9K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 2M | 25K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 2M | 24K | – |
| WISDOMTREE TR | US SMALLCAP FUND | 386K | 7K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 596K | 17K | – |
| WISDOMTREE TR | US MIDCAP FUND | 247K | 4K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 2M | 41K | – |
| WISDOMTREE TR | EMERGING MKT EXC | 3M | 108K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 275K | 5K | – |
| WORKDAY INC | CL A | 288K | 1K | – |
| XAI OCTAGN FLT RAT & ALT INM | COM | 1M | 196K | – |
| XCEL ENERGY INC | COM | 361K | 6K | – |
| YUM BRANDS INC | COM | 224K | 2K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 328K | 3K | – |
| ZIONS BANCORPORATION N A | COM | 231K | 4K | – |
| ZOETIS INC | CL A | 410K | 2K | – |