MARKETRIDERS
MARKETRIDERS, INC. Legal Name
Adviser information for MARKETRIDERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 99 | $19.9M |
| Non-Discretionary | 235 | $536.1M |
| Total | 334 | $556.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 332 | $545.8M |
| HNW Individuals | <5 | $10.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 235 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersSOFTWARE USED TO SELF-MANAGE ACCOUNTS |
|---|---|
| Compensation | % of AUMSubscription fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MARKETRIDERS | MARKETRIDERS |
Identifiers
| SEC RIA File Number | 801-69514 |
|---|---|
| SEC ERA File Number | 801-69514 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147963 |
| Legal Entity Identifier | None |
Principal Office
1 MCBRIDE & SON CENTER DR.SUITE 288
CHESTERFIELD
MO
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (866) 990-3837, Fax: 636-778-9423
Chief Compliance Officer
KRISTOPHER WALLACE
CHIEF EXECUTIVE OFFICER, PRESIDENT
1 MCBRIDE & SON CENTER DR.
SUITE 288
CHESTERFIELD
MO
United States
Tel:
866-990-3837
K*******@***************M
(Full email address available in API data)
Industry Affiliates
| SOGOTRADE, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALLACE, KRISTOPHER, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/PRESIDENT | 01/2016 | < 5% |
| SOGO FINANCIAL GROUP, INC. | Domestic Entity | – | OWNER | 01/2016 | > 75% |
| 288 VENTURES, LLC | Domestic Entity | SOGO FINANCIAL GROUP, INC. | OWNER | 12/2015 | > 75% |
| Monaco, Kris, E | Individual | 288 VENTURES, LLC | MEMBER | 12/2022 | 25-50% |