SEQUENT ASSET MANAGEMENT, LLC
Adviser information for SEQUENT ASSET MANAGEMENT, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 312 | $884.8M |
| Non-Discretionary | 0 | $0 |
| Total | 312 | $884.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $3.0M |
| HNW Individuals | 267 | $798.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 22 | $83.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
952 ECHO LANE, SUITE 312HOUSTON
TX
United States
Monday - Friday, 8:30 - 5:30
Tel: 713-467-0008, Fax: 713-467-0081
Websites
Chief Compliance Officer
TIM HARTZELL
FOUNDER CIO CCO
952 ECHO LANE, SUITE 312
HOUSTON
TX
United States
Tel:
713-467-0008
Fax:
713-467-0081
T********@***************M
(Full email address available in API data)
Regulatory Contact
TIM HARTZELL
FOUNDER CIO CCO
952 ECHO LANE, SUITE 312
HOUSTON
TX
United States
Tel:
713-467-0008
Fax:
713-467-0081
T********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MADSENWATERS, LLC | Domestic Entity | – | MEMBER | 07/2008 | 50-75% |
| HARTZELL, LLC | Domestic Entity | – | MEMBER | 07/2008 | 50-75% |
| DOLL, DAVID, MATTHEW | Individual | – | FOUNDER AND CHIEF EXECUTIVE OFFICER | 07/2008 | < 5% |
| DOLL, DAVID, MATTHEW | Individual | MADSENWATERS, LLC | FOUNDER | 07/2008 | > 75% |
| HARTZELL, TIMOTHY, SHAWN | Individual | – | FOUNDER/CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2008 | < 5% |
| HARTZELL, TIMOTHY, SHAWN | Individual | HARTZELL, LLC | FOUNDER | 07/2008 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 22nd, 2020 for period ending September 30th, 2020
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC CL B | COM | 39K | 181K | – |
| SPDR S&P 500 ETF TR TR UNIT | UIE | 38K | 112K | – |
| VANGUARD INDEX FDS REAL ESTATE ETF | UIE | 26K | 324K | – |
| ISHARES TR CORE S&P500 ETF | UIE | 26K | 76K | – |
| ISHARES TR CORE S&P SCP ETF | UIE | 22K | 320K | – |
| SCHWAB STRATEGIC TR US LCAP VA ETF | UIE | 22K | 425K | – |
| VANGUARD SPECIALIZED FUNDS DIV APP ETF | UIE | 22K | 170K | – |
| ISHARES TR MSCI EMG MKT ETF | UIE | 21K | 471K | – |
| VANGUARD INDEX FDS SMALL CP ETF | UIE | 14K | 92K | – |
| ISHARES TR MSCI EAFE ETF | UIE | 13K | 197K | – |
| VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF | UIE | 10K | 245K | – |
| ISHARES TR EAFE SML CP ETF | UIE | 8K | 132K | – |
| VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | UIE | 8K | 174K | – |
| APPLE INC | COM | 6K | 56K | – |
| AMAZON COM INC | COM | 6K | 2K | – |
| VANGUARD INDEX FDS MID CAP ETF | UIE | 6K | 32K | – |
| ISHARES TR S&P 100 ETF | UIE | 5K | 34K | – |
| INVESCO QQQ TR UNIT SER 1 | UIE | 5K | 18K | – |
| WISDOMTREE TR ITL HDG QTLY DIV | UIE | 5K | 126K | – |
| SILICON LABORATORIES INC | COM | 4K | 45K | – |
| ISHARES TR RUSSELL 2000 ETF | UIE | 3K | 22K | – |
| VANECK VECTORS ETF TR GOLD MINERS ETF | UIE | 3K | 84K | – |
| ALIBABA GROUP HLDG LTD ADS | COM | 3K | 11K | – |
| VANGUARD INDEX FDS S&P 500 ETF SHS | UIE | 3K | 10K | – |
| INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | UIE | 3K | 27K | – |
| MICROSOFT CORP | COM | 2K | 8K | – |
| ISHARES TR CORE S&P MCP ETF | UIE | 2K | 9K | – |
| FACEBOOK INC CL A | COM | 1K | 5K | – |
| ISHARES INC CORE MSCI EMKT | UIE | 1K | 21K | – |
| DOLLAR GEN CORP | COM | 998 | 5K | – |
| UNITEDHEALTH GROUP INC | COM | 912 | 3K | – |
| JPMORGAN CHASE & CO | COM | 899 | 9K | – |
| EXXON MOBIL CORP | COM | 778 | 23K | – |
| ALPHABET INC CAP STK CL C | COM | 747 | 508 | – |
| SCHWAB STRATEGIC TR US DIVIDEND EQ | UIE | 739 | 13K | – |
| ARK ETF TR INNOVATION ETF | UIE | 733 | 8K | – |
| HONEYWELL INTL INC | COM | 732 | 4K | – |
| ACCENTURE PLC IRELAND SHS CLASS A | COM | 628 | 3K | – |
| EXPEDITORS INTL WASH INC | COM | 627 | 7K | – |
| PEPSICO INC | COM | 624 | 5K | – |
| PELOTON INTERACTIVE INC CL A COM | COM | 622 | 6K | – |
| TJX COS INC | COM | 601 | 11K | – |
| PACCAR INC | COM | 591 | 7K | – |
| MASCO CORP | COM | 546 | 10K | – |
| DATADOG INC CL A COM | COM | 543 | 5K | – |
| MERCK & CO. INC | COM | 536 | 6K | – |
| ISHARES TR MSCI ACWI ETF | UIE | 482 | 6K | – |
| NICHOLAS FINL INC BC | COM | 436 | 60K | – |
| UNILEVER PLC ADR | COM | 424 | 7K | – |
| EXPEDIA GROUP INC | COM | 419 | 5K | – |
| ISHARES TR RUS 1000 ETF | UIE | 410 | 2K | – |
| UBER TECHNOLOGIES INC | COM | 406 | 11K | – |
| NVIDIA CORPORATION | COM | 389 | 718 | – |
| PINTEREST INC CL A | COM | 381 | 9K | – |
| GULFPORT ENERGY CORP | COM | 376 | 714K | – |
| ALPHABET INC CAP STK CL A | COM | 366 | 250 | – |
| PROGRESSIVE CORP | COM | 366 | 4K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 353 | 719 | – |
| MASTERCARD INCORPORATED CL A | COM | 343 | 1K | – |
| VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | UIE | 321 | 4K | – |
| VISA INC CL A | COM | 315 | 2K | – |
| PAYPAL HLDGS INC | COM | 312 | 2K | – |
| PFIZER INC | COM | 303 | 8K | – |
| TENCENT MUSIC ENTMT GROUP ADS | COM | 301 | 20K | – |
| SALESFORCE COM INC | COM | 287 | 1K | – |
| PPG INDS INC | COM | 282 | 2K | – |
| COMCAST CORP CL A | COM | 279 | 6K | – |
| EMERSON ELEC CO | COM | 272 | 4K | – |
| JOHNSON & JOHNSON | COM | 262 | 2K | – |
| QUEST DIAGNOSTICS INC | COM | 256 | 2K | – |
| NETFLIX INC | COM | 255 | 510 | – |
| SONY CORP ADR | COM | 246 | 3K | – |
| BROADCOM INC | COM | 241 | 662 | – |
| VERIZON COMMUNICATIONS INC | COM | 228 | 4K | – |
| VANGUARD INDEX FDS VALUE ETF | UIE | 219 | 2K | – |
| COLGATE PALMOLIVE CO | COM | 213 | 3K | – |
| MEDTRONIC PLC SHS | COM | 196 | 2K | – |
| AMGEN INC | COM | 193 | 759 | – |
| EATON CORP PLC SHS | COM | 193 | 2K | – |
| INTEL CORP | COM | 189 | 4K | – |
| QUALCOMM INC | COM | 182 | 2K | – |
| ISHARES TR MSCI USA MIN VOL | UIE | 164 | 3K | – |
| INTUITIVE SURGICAL INC | COM | 162 | 228 | – |
| ADVANCED MICRO DEVICES INC | COM | 152 | 2K | – |
| SERVICENOW INC | COM | 152 | 314 | – |
| KONINKLIJKE PHILIPS N V NY REG SH | COM | 147 | 3K | – |
| BOOKING HOLDINGS INC | COM | 144 | 84 | – |
| PERMIAN BASIN RTY TR UNIT BEN INT | UIE | 141 | 57K | – |
| ABBVIE INC | COM | 135 | 2K | – |
| DOLLAR TREE INC | COM | 127 | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | UIE | 127 | 374 | – |
| ISHARES TR MORTGE REL ETF | UIE | 121 | 5K | – |
| EASTGROUP PPTY INC | COM | 116 | 900 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 108 | 888 | – |
| SMITH & NEPHEW GROUP PLC SPDN ADR | COM | 107 | 3K | – |
| WELLS FARGO CO | COM | 107 | 5K | – |
| AUTODESK INC | COM | 106 | 460 | – |
| TWITTER INC | COM | 105 | 2K | – |
| DUKE ENERGY CORP | COM | 102 | 1K | – |
| BK OF AMERICA CORP | COM | 95 | 4K | – |
| NELNET INC CL A | COM | 90 | 2K | – |
| IQVIA HLDGS INC | COM | 87 | 549 | – |
| ALIGN TECHNOLOGY INC | COM | 86 | 262 | – |
| MICRON TECHNOLOGY INC | COM | 86 | 2K | – |
| WILLIAMS COS INC | COM | 86 | 4K | – |
| SCHLUMBERGER LTD | COM | 85 | 5K | – |
| DISCOVER FINL SVCS | COM | 82 | 1K | – |
| PPL CORP | COM | 82 | 3K | – |
| WELLTOWER INC | COM | 82 | 1K | – |
| FIRSTENERGY CORP | COM | 77 | 3K | – |
| REALTY INCOME CORP | COM | 77 | 1K | – |
| VENTAS INC | COM | 77 | 2K | – |
| AES CORP | COM | 76 | 4K | – |
| SIMON PPTY GROUP INC | COM | 76 | 1K | – |
| PHILLIPS 66 | COM | 75 | 1K | – |
| HEALTHPEAK PROPERTIES INC | COM | 74 | 3K | – |
| VIACOMCBS INC CL B | COM | 74 | 3K | – |
| LANDMARK INFRASTRCTUR PARTR UNIT LTD | COM | 71 | 8K | – |
| LUMEN TECHNOLOGIES INC | COM | 70 | 7K | – |
| PRUDENTIAL FINL INC | COM | 67 | 1K | – |
| ROYAL CARIBBEAN GROUP | COM | 66 | 1K | – |
| CITIZENS FINL GROUP INC | COM | 65 | 3K | – |
| CONCHO RES INC | COM | 65 | 1K | – |
| SYNCHRONY FINANCIAL | COM | 65 | 2K | – |
| CHARTER COMMUNICATIONS INC N CL A | COM | 64 | 103 | – |
| CHUBB LIMITED | COM | 61 | 525 | – |
| FIDELITY NATL INFORMATION SV | COM | 60 | 409 | – |
| CARNIVAL CORP UNIT 99/99/9999 | UIE | 59 | 4K | – |
| DISNEY WALT CO | COM | 59 | 473 | – |
| DXC TECHNOLOGY CO | COM | 57 | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 57 | 128 | – |
| ALLIANT ENERGY CORP | COM | 54 | 1K | – |
| GLAXOSMITHKLINE PLC ADR | COM | 53 | 1K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 53 | 514 | – |
| MARATHON PETE CORP | COM | 51 | 2K | – |
| WALMART INC | COM | 48 | 345 | – |
| INTUIT | COM | 46 | 142 | – |
| LYONDELLBASELL INDUSTRIES N SHS | COM | 46 | 659 | – |
| AVALARA INC | COM | 45 | 355 | – |
| KINDER MORGAN INC | COM | 44 | 4K | – |
| DTE ENERGY CO | COM | 43 | 374 | – |
| LOWES COS INC | COM | 43 | 259 | – |
| BAKER HUGHES COMPANY CL A | COM | 41 | 3K | – |
| BOSTON SCIENTIFIC CORP | COM | 41 | 1K | – |
| AT&T INC | COM | 39 | 1K | – |
| DOW INC | COM | 39 | 836 | – |
| YELP INC CL A | COM | 39 | 2K | – |
| GLOBAL PMTS INC | COM | 36 | 202 | – |
| ORACLE CORP | COM | 35 | 587 | – |
| HOME DEPOT INC | COM | 34 | 124 | – |
| ILLUMINA INC | COM | 34 | 109 | – |
| ABBOTT LABS | COM | 33 | 306 | – |
| CITIGROUP INC | COM | 32 | 750 | – |
| GILEAD SCIENCES INC | COM | 32 | 514 | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 32 | 550 | – |
| HP INC | COM | 31 | 2K | – |
| HOLLYFRONTIER CORP | COM | 31 | 2K | – |
| STARBUCKS CORP | COM | 31 | 361 | – |
| T-MOBILE US INC | COM | 31 | 268 | – |
| TEXAS INSTRS INC | COM | 31 | 218 | – |
| UNION PAC CORP | COM | 31 | 157 | – |
| DANAHER CORPORATION | COM | 30 | 137 | – |
| KEYCORP | COM | 30 | 3K | – |
| MOTOROLA SOLUTIONS INC | COM | 30 | 193 | – |
| MGM RESORTS INTERNATIONAL | COM | 29 | 1K | – |
| LILLY ELI & CO | COM | 27 | 182 | – |
| MCDONALDS CORP | COM | 27 | 122 | – |
| FEDERAL RLTY INVT TR SH BEN INT | COM | 26 | 357 | – |
| KROGER CO | COM | 26 | 763 | – |
| COCA COLA CO | COM | 25 | 500 | – |
| GENERAL MLS INC | COM | 25 | 402 | – |
| NORWEGIAN CRUISE LINE HLDG L SHS | COM | 25 | 1K | – |
| AIR PRODS & CHEMS INC | COM | 24 | 79 | – |
| AMERICAN EXPRESS CO | COM | 24 | 243 | – |
| CINTAS CORP | COM | 24 | 71 | – |
| DEERE & CO | COM | 24 | 108 | – |
| DOMINION ENERGY INC | COM | 24 | 299 | – |
| FIRST REP BK SAN FRANCISCO C | COM | 23 | 211 | – |
| MORGAN STANLEY | COM | 23 | 474 | – |
| PROCTER AND GAMBLE CO | COM | 23 | 167 | – |
| REPUBLIC SVCS INC | COM | 23 | 244 | – |
| AMERICAN TOWER CORP | COM | 22 | 91 | – |
| FIFTH THIRD BANCORP | COM | 22 | 1K | – |
| CAPITAL ONE FINL CORP | COM | 21 | 290 | – |
| PROLOGIS INC. | COM | 21 | 206 | – |
| SKYWORKS SOLUTIONS INC | COM | 21 | 145 | – |
| STRYKER CORPORATION | COM | 21 | 102 | – |
| CROWN CASTLE INTL CORP | COM | 20 | 123 | – |
| PULTE GROUP INC | COM | 20 | 436 | – |
| VERTEX PHARMACEUTICALS INC | COM | 20 | 73 | – |
| LAM RESEARCH CORP | COM | 19 | 57 | – |
| SYSCO CORP | COM | 19 | 311 | – |
| WATSCO INC | COM | 19 | 82 | – |
| BECTON DICKINSON & CO | COM | 18 | 79 | – |
| EDWARDS LIFESCIENCES CORP | COM | 18 | 220 | – |
| EQUINIX INC | COM | 18 | 24 | – |
| EVERGY INC | COM | 18 | 346 | – |
| FREEPORT-MCMORAN INC CL B | COM | 18 | 1K | – |
| VANGUARD INDEX FDS TOTAL STK MKT | UIE | 18 | 104 | – |
| ACTIVISION BLIZZARD INC | COM | 17 | 216 | – |
| CONSOLIDATED EDISON INC | COM | 17 | 221 | – |
| DARDEN RESTAURANTS INC | COM | 17 | 170 | – |
| HCA HEALTHCARE INC | COM | 17 | 138 | – |
| INTERNATIONAL PAPER CO | COM | 17 | 424 | – |
| METLIFE INC | COM | 17 | 457 | – |
| WILLIAMS SONOMA INC | COM | 17 | 191 | – |
| ANALOG DEVICES INC | COM | 16 | 134 | – |
| CROWDSTRIKE HLDGS INC CL A | COM | 16 | 114 | – |
| INTERPUBLIC GROUP COS INC | COM | 16 | 942 | – |
| OMNICOM GROUP INC | COM | 16 | 317 | – |
| PAYCHEX INC | COM | 16 | 196 | – |
| UNITED AIRLS HLDGS INC | COM | 16 | 451 | – |
| WEYERHAEUSER CO MTN BE | COM | 16 | 563 | – |
| ALEXION PHARMACEUTICALS INC | COM | 15 | 130 | – |
| BLACK KNIGHT INC | COM | 15 | 172 | – |
| CVS HEALTH CORP | COM | 15 | 253 | – |
| CABOT OIL & GAS CORP | COM | 15 | 886 | – |
| CENTERPOINT ENERGY INC | COM | 15 | 784 | – |
| CHEVRON CORP | COM | 15 | 203 | – |
| CYRUSONE INC | COM | 15 | 217 | – |
| DISH NETWORK CORPORATION CL A | COM | 15 | 507 | – |
| FOX CORP CL A COM | COM | 15 | 550 | – |
| HOLOGIC INC | COM | 15 | 233 | – |
| LOCKHEED MARTIN CORP | COM | 15 | 38 | – |
| METTLER TOLEDO INTERNATIONAL | COM | 15 | 16 | – |
| NATIONAL OILWELL VARCO INC | COM | 15 | 2K | – |
| NEXTERA ENERGY INC | COM | 15 | 53 | – |
| NIKE INC CL B | COM | 15 | 121 | – |
| NORTHERN TR CORP | COM | 15 | 192 | – |
| TRAVELERS COMPANIES INC | COM | 15 | 142 | – |
| VARIAN MED SYS INC | COM | 15 | 85 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 15 | 111 | – |
| AMERICAN INTL GROUP INC | COM | 14 | 524 | – |
| ARISTA NETWORKS INC | COM | 14 | 66 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 14 | 225 | – |
| CADENCE DESIGN SYSTEM INC | COM | 14 | 129 | – |
| COGNIZANT TECHNOLOGY SOLUTIO CL A | COM | 14 | 198 | – |
| FISERV INC | COM | 14 | 133 | – |
| HANESBRANDS INC | COM | 14 | 915 | – |
| JEFFERIES FINL GROUP INC | COM | 14 | 769 | – |
| SBA COMMUNICATIONS CORP CL A | COM | 14 | 45 | – |
| US BANCORP | COM | 14 | 380 | – |
| AMEREN CORP | COM | 13 | 160 | – |
| CATALENT INC | COM | 13 | 147 | – |
| COSTCO WHSL CORP | COM | 13 | 38 | – |
| DENTSPLY SIRONA INC | COM | 13 | 295 | – |
| EQUITY RESIDENTIAL SH BEN INT | COM | 13 | 256 | – |
| ETSY INC | COM | 13 | 109 | – |
| IDEXX LABS INC | COM | 13 | 34 | – |
| IRON MTN INC | COM | 13 | 481 | – |
| JUNIPER NETWORKS INC | COM | 13 | 584 | – |
| PERKINELMER INC | COM | 13 | 105 | – |
| PUBLIC STORAGE | COM | 13 | 59 | – |
| TERADYNE INC | COM | 13 | 160 | – |
| VICI PPTYS INC | COM | 13 | 557 | – |
| AGILENT TECHNOLOGIES INC | COM | 12 | 123 | – |
| ANSYS INC | COM | 12 | 38 | – |
| APARTMENT INVT & MGMT CO CL A | COM | 12 | 354 | – |
| APPLIED MATLS INC | COM | 12 | 195 | – |
| AVALONBAY CMNTYS INC | COM | 12 | 78 | – |
| BAXTER INTL INC | COM | 12 | 148 | – |
| BIO RAD LABS INC CL A | COM | 12 | 24 | – |
| CMS ENERGY CORP | COM | 12 | 201 | – |
| CARDINAL HEALTH INC | COM | 12 | 262 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 12 | 10 | – |
| CITRIX SYS INC | COM | 12 | 86 | – |
| ESSEX PPTY TR INC | COM | 12 | 58 | – |
| FLEETCOR TECHNOLOGIES INC | COM | 12 | 50 | – |
| GENERAL ELECTRIC CO | COM | 12 | 2K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 12 | 1K | – |
| MOODYS CORP | COM | 12 | 40 | – |
| NRG ENERGY INC | COM | 12 | 391 | – |
| NISOURCE INC | COM | 12 | 551 | – |
| PNC FINL SVCS GROUP INC | COM | 12 | 108 | – |
| REGIONS FINANCIAL CORP | COM | 12 | 1K | – |
| SELECT SECTOR SPDR TR SBI INT-UTILS | UIE | 12 | 203 | – |
| SMILEDIRECTCLUB INC CL A COM | COM | 12 | 1K | – |
| XCEL ENERGY INC | COM | 12 | 177 | – |
| XEROX HOLDINGS CORP | COM | 12 | 641 | – |
| ZOETIS INC CL A | COM | 12 | 75 | – |
| TECHNIPFMC PLC | COM | 12 | 2K | – |
| UBS GROUP AG SHS | COM | 12 | 1K | – |
| BANK NEW YORK MELLON CORP | COM | 11 | 332 | – |
| CIGNA CORP | COM | 11 | 64 | – |
| GOLDMAN SACHS GROUP INC | COM | 11 | 57 | – |
| HOST HOTELS & RESORTS INC | COM | 11 | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 11 | 1K | – |
| KIMCO RLTY CORP | COM | 11 | 988 | – |
| LIVE NATION ENTERTAINMENT IN | COM | 11 | 210 | – |
| SAP SE ADR | COM | 11 | 71 | – |
| TRANSDIGM GROUP INC | COM | 11 | 24 | – |
| TRUIST FINL CORP | COM | 11 | 293 | – |
| UNITED PARCEL SERVICE INC CL B | COM | 11 | 68 | – |
| WERNER ENTERPRISES INC | COM | 11 | 257 | – |
| WYNN RESORTS LTD | COM | 11 | 147 | – |
| AMERIPRISE FINL INC | COM | 10 | 68 | – |
| CISCO SYS INC | COM | 10 | 250 | – |
| PRA HEALTH SCIENCES INC | COM | 10 | 94 | – |
| PHILIP MORRIS INTL INC | COM | 10 | 136 | – |
| SOUTHERN CO | COM | 10 | 188 | – |
| SCHWAB STRATEGIC TR INTL EQTY ETF | UIE | 9 | 275 | – |
| SHERWIN WILLIAMS CO | COM | 9 | 13 | – |
| SNAP INC CL A | COM | 9 | 358 | – |
| 3M CO | COM | 9 | 58 | – |
| AMERICAN ELEC PWR CO INC | COM | 8 | 101 | – |
| CENTENE CORP | COM | 8 | 144 | – |
| MONDELEZ INTL INC CL A | COM | 8 | 133 | – |
| NVR INC | COM | 8 | 2 | – |
| PIONEER NAT RES CO | COM | 8 | 96 | – |
| ALTRIA GROUP INC | COM | 7 | 173 | – |
| BOEING CO | COM | 7 | 40 | – |
| CIENA CORP | COM | 7 | 184 | – |
| COMERICA INC | COM | 7 | 174 | – |
| DUPONT DE NEMOURS INC | COM | 7 | 129 | – |
| GAP INC | COM | 7 | 382 | – |
| NEWMONT CORP | COM | 7 | 111 | – |
| NORTHROP GRUMMAN CORP | COM | 7 | 21 | – |
| SVB FINANCIAL GROUP | COM | 7 | 31 | – |
| SMUCKER J M CO | COM | 7 | 62 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 7 | 200 | – |
| JOHNSON CTLS INTL PLC SHS | COM | 7 | 181 | – |
| BEST BUY INC | COM | 6 | 55 | – |
| DOVER CORP | COM | 6 | 58 | – |
| ECOLAB INC | COM | 6 | 32 | – |
| FORTIVE CORP | COM | 6 | 79 | – |
| GENERAL DYNAMICS CORP | COM | 6 | 45 | – |
| KIMBERLY CLARK CORP | COM | 6 | 40 | – |
| LAUDER ESTEE COS INC CL A | COM | 6 | 29 | – |
| MARATHON OIL CORP | COM | 6 | 2K | – |
| VERISK ANALYTICS INC | COM | 6 | 33 | – |
| CONOCOPHILLIPS | COM | 5 | 138 | – |
| DIGITAL RLTY TR INC | COM | 5 | 35 | – |
| EXELON CORP | COM | 5 | 134 | – |
| IDEX CORP | COM | 5 | 25 | – |
| ONEOK INC | COM | 5 | 198 | – |
| REGENERON PHARMACEUTICALS | COM | 5 | 9 | – |
| SCHWAB CHARLES CORP | COM | 5 | 144 | – |
| SEMPRA ENERGY | COM | 5 | 41 | – |
| 3-D SYS CORP | COM | 5 | 1K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 4 | 22 | – |
| ALLSTATE CORP | COM | 4 | 39 | – |
| CLOROX CO | COM | 4 | 18 | – |
| EOG RES INC | COM | 4 | 105 | – |
| EASTMAN CHEM CO | COM | 4 | 54 | – |
| LINCOLN NATL CORP IND | COM | 4 | 126 | – |
| MAXIM INTEGRATED PRODS INC | COM | 4 | 59 | – |
| MCKESSON CORP | COM | 4 | 29 | – |
| NUCOR CORP | COM | 4 | 84 | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 4 | 91 | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 4 | 73 | – |
| ROSS STORES INC | COM | 4 | 48 | – |
| WILLIS TOWERS WATSON PLC LTD SHS | COM | 4 | 20 | – |
| TE CONNECTIVITY LTD REG SHS | COM | 4 | 38 | – |
| AMERISOURCEBERGEN CORP | COM | 3 | 28 | – |
| AMETEK INC | COM | 3 | 31 | – |
| BOSTON PROPERTIES INC | COM | 3 | 32 | – |
| CELANESE CORP | COM | 3 | 28 | – |
| DAVITA INC | COM | 3 | 32 | – |
| ELECTRONIC ARTS INC | COM | 3 | 26 | – |
| MARKETAXESS HLDGS INC | COM | 3 | 7 | – |
| NORFOLK SOUTHN CORP | COM | 3 | 14 | – |
| QORVO INC | COM | 3 | 21 | – |
| SPDR GOLD TR GOLD SHS | UIE | 3 | 16 | – |
| UNDER ARMOUR INC CL C | COM | 3 | 253 | – |
| WABTEC | COM | 3 | 42 | – |
| ABIOMED INC | COM | 2 | 7 | – |
| AKAMAI TECHNOLOGIES INC | COM | 2 | 14 | – |
| AMPHENOL CORP CL A | COM | 2 | 14 | – |
| ATMOS ENERGY CORP | COM | 2 | 21 | – |
| BALL CORP | COM | 2 | 20 | – |
| BORGWARNER INC | COM | 2 | 44 | – |
| CBOE GLOBAL MARKETS INC | COM | 2 | 22 | – |
| C H ROBINSON WORLDWIDE INC | COM | 2 | 17 | – |
| CATERPILLAR INC | COM | 2 | 12 | – |
| CERNER CORP | COM | 2 | 25 | – |
| CONAGRA BRANDS INC | COM | 2 | 47 | – |
| CONSTELLATION BRANDS INC CL A | COM | 2 | 12 | – |
| COPART INC | COM | 2 | 15 | – |
| DELTA AIR LINES INC DEL | COM | 2 | 69 | – |
| DUKE REALTY CORP | COM | 2 | 66 | – |
| EBAY INC. | COM | 2 | 34 | – |
| EDISON INTL | COM | 2 | 44 | – |
| FOX CORP CL B | COM | 2 | 62 | – |
| HUMANA INC | COM | 2 | 6 | – |
| HUNTINGTON INGALLS INDS INC | COM | 2 | 12 | – |
| IPG PHOTONICS CORP | COM | 2 | 9 | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 2 | 18 | – |
| LEGGETT & PLATT INC | COM | 2 | 41 | – |
| NEWS CORP CL A | COM | 2 | 115 | – |
| NEWS CORP CL B | COM | 2 | 115 | – |
| RAYMOND JAMES FINL INC | COM | 2 | 21 | – |
| ROLLINS INC | COM | 2 | 28 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 2 | 11 | – |
| TAPESTRY INC | COM | 2 | 105 | – |
| TARGET CORP | COM | 2 | 15 | – |
| TELEFLEX INCORPORATED | COM | 2 | 5 | – |
| TRACTOR SUPPLY CO | COM | 2 | 12 | – |
| VANECK VECTORS ETF TR FALLEN ANGEL HG | UIE | 2 | 77 | – |
| WESTERN UN CO | COM | 2 | 71 | – |
| WHIRLPOOL CORP | COM | 2 | 12 | – |
| YUM BRANDS INC | COM | 2 | 21 | – |
| ZEBRA TECHNOLOGIES CORPORATI CL A | COM | 2 | 6 | – |
| AMCOR PLC ORD | COM | 2 | 174 | – |
| CAPRI HOLDINGS LIMITED SHS | COM | 2 | 111 | – |
| ALLIANCE DATA SYSTEMS CORP | COM | 1 | 32 | – |
| AMERICAN WTR WKS CO INC | COM | 1 | 9 | – |
| AVERY DENNISON CORP | COM | 1 | 10 | – |
| BLACKSTONE GROUP INC CL A | COM | 1 | 10 | – |
| CBRE GROUP INC CL A | COM | 1 | 28 | – |
| CME GROUP INC | COM | 1 | 8 | – |
| CSX CORP | COM | 1 | 19 | – |
| CARDIOVASCULAR SYS INC | COM | 1 | 20 | – |
| CHURCH & DWIGHT INC | COM | 1 | 16 | – |
| DEVON ENERGY CORP | COM | 1 | 154 | – |
| F5 NETWORKS INC | COM | 1 | 10 | – |
| FORD MTR CO | COM | 1 | 202 | – |
| FORTINET INC | COM | 1 | 10 | – |
| GLOBE LIFE INC | COM | 1 | 15 | – |
| HASBRO INC | COM | 1 | 18 | – |
| HENRY JACK & ASSOC INC | COM | 1 | 8 | – |
| HORMEL FOODS CORP | COM | 1 | 21 | – |
| HUNT J B TRANS SVCS INC | COM | 1 | 11 | – |
| INCYTE CORP | COM | 1 | 16 | – |
| KANSAS CITY SOUTHERN | COM | 1 | 8 | – |
| KELLOGG CO | COM | 1 | 23 | – |
| KRAFT HEINZ CO | COM | 1 | 42 | – |
| LAS VEGAS SANDS CORP | COM | 1 | 30 | – |
| MACYS INC | COM | 1 | 255 | – |
| MCCORMICK & CO INC NON VTG | COM | 1 | 7 | – |
| MOHAWK INDS INC | COM | 1 | 15 | – |
| NEWELL BRANDS INC | COM | 1 | 80 | – |
| NORTONLIFELOCK INC | COM | 1 | 66 | – |
| OLD DOMINION FREIGHT LINE IN | COM | 1 | 8 | – |
| REGENCY CTRS CORP | COM | 1 | 28 | – |
| RESMED INC | COM | 1 | 7 | – |
| SL GREEN RLTY CORP | COM | 1 | 31 | – |
| HENRY SCHEIN INC | COM | 1 | 20 | – |
| UNIVERSAL HLTH SVCS INC CL B | COM | 1 | 14 | – |
| VORNADO RLTY TR SH BEN INT | COM | 1 | 42 | – |
| WATERS CORP | COM | 1 | 5 | – |
| XILINX INC | COM | 1 | 13 | – |
| STERIS PLC SHS | COM | 1 | 7 | – |
| GARMIN LTD SHS | COM | 1 | 14 | – |
| MYLAN NV SHS | COM | 1 | 69 | – |
| ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS | UIE | 0 | 26 | – |
| AURORA CANNABIS INC | COM | 0 | 35 | – |
| PHUNWARE INC W EXP 12/26/202 | W EXP 12/26/202 | 0 | 200 | – |