Hedge Fund Database

BELLWETHER INVESTMENT GROUP, LLC

Adviser information for BELLWETHER INVESTMENT GROUP, LLC last updated from Form ADV on February 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 315 $123.7M
Non-Discretionary 0 $0
Total 315 $123.7M

Clients

Type Number RAUM
Individuals 274 $43.7M
HNW Individuals 32 $77.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $341,175
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $2.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-69529
SEC ERA File Number 801-69529
SEC CIK Numbers 1682454
SEC CRD Numbers 148114
Legal Entity Identifier None

Principal Office

5502 HIXSON PIKE
SUITE G
HIXSON
TN
United States
Monday - Friday, 9:00 - 5:00
Tel: 423-698-6256, Fax: 423-698-6257

Websites

www.focuspointfinancial.com www.focuspointefinancial.com www.linkedin.com/in/lanceray/ www.linkedin.com/in/jay-adivaraha/ www.bellwetherinv.com

Chief Compliance Officer

JOHN LINDSEY
MEMBER AND CHIEF COMPLIANCE OFFICER
5502 HIXSON PIKE
SUITE G
HIXSON
TN
United States
Tel: 423-698-6256
Fax: 423-698-6257
(Full email address available in API data)

Regulatory Contact

MARTIN SUMMITT
MANAGING PARTNER
633 CHESTNUT STREET
REPUBLIC CENTRE, SUITE 1020
CHATTANOOGA
TN
United States
Tel: 423-698-6256
Fax: 423-698-6257
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SUMMITT, MARTIN, DYER Individual – MANAGING MEMBER 08/2008 25-50%
WEST, CONNIE, LEE Individual – MEMBER 08/2008 25-50%
LINDSEY, JOHN, ALLEN Individual – MEMBER CHIEF COMPLIANCE OFFICER 08/2008 25-50%
RAY, LANCE, ROBERT Individual – MEMBER 01/2017 25-50%

No. Employees, Historic

10502020202120222023202420254 on 3/26/20204 on 5/27/20204 on 10/7/20204 on 10/30/20204 on 2/24/20214 on 2/25/20214 on 2/15/20224 on 2/16/20224 on 2/23/20224 on 3/14/20234 on 3/21/20235 on 7/19/20235 on 8/21/20235 on 9/29/20236 on 2/23/20246 on 2/24/2024

RAUM, Historic

200M100M0202020212022202320242025107463686 on 3/26/2020107463686 on 5/27/2020107463686 on 10/7/2020107463686 on 10/30/2020121810960 on 2/24/2021121810960 on 2/25/2021140045000 on 2/15/2022140045000 on 2/16/2022140045000 on 2/23/2022118755211 on 3/14/2023118755211 on 3/21/2023118755211 on 7/19/2023118755211 on 8/21/2023118755211 on 9/29/2023123690732 on 2/23/2024123690732 on 2/24/2024

No. Clients, Historic

6003000202020212022202320242025598 on 3/26/2020598 on 5/27/2020598 on 10/7/2020598 on 10/30/2020558 on 2/24/2021558 on 2/25/2021299 on 2/15/2022299 on 2/16/2022299 on 2/23/2022251 on 3/14/2023251 on 3/21/2023251 on 7/19/2023251 on 8/21/2023251 on 9/29/2023314 on 2/23/2024314 on 2/24/2024

Holdings

From latest 13F, filed February 2nd, 2018 for period ending December 31st, 2017
Name Class Value $USD # Shares Private Fund
ALASKA AIR GROUP INCORPORATED COM 252 3K –
ALIBABA GROUP HLDG LTD SPONSORED ADS COM 344 2K –
ALTRIA GROUP INCORPORATED COM 301 4K –
APPLE INCORPORATED COM 650 4K –
AT&T INCORPORATED COM 312 8K –
BANK AMER CORPORATION COM 269 9K –
BECTON DICKINSON & COMPANY COM 442 2K –
BERKSHIRE HATHAWAY INC DEL CLASS B NEW COM 323 2K –
BROADCOM LIMITED SHS COM 250 974 –
COCA COLA COMPANY COM 523 11K –
CONTINENTAL RESOURCES INCORPORATED COM 263 5K –
DOLLAR TREE INCORPORATED COM 233 2K –
DOWDUPONT INCORPORATED COM 202 3K –
DUKE ENERGY CORPORATION NEW COM NEW COM 257 3K –
ENTERPRISE PRODUCTS PARTNERS L P COM 355 13K –
EXXON MOBIL CORPORATION COM 286 3K –
FASTENAL COMPANY COM 228 4K –
FIRST HORIZON NATL CORPORATION COM 227 11K –
FIRST TR ENHANCED EQTY INCORPORATED FD ETF 510 32K –
FIRST TR EXCH TRD FD VI DORSEY WRIGHT FOCUS 5 ETF 2K 61K –
FIRST TR NASDAQ100 TECH INDEX SHS ETF 619 9K –
FIRST TRUST DOW JONES INTERNET ETF 640 6K –
FIRST TRUST ETF II INDLS PROD DURABLE ETF 551 14K –
FIRST TRUST ETF II TECHNOLOGY ALPHADEX ETF 584 11K –
FIRST TRUST ETF VI NASDAQ BK ETF ETF 604 21K –
FIRST TRUST MULTI CAP GRO ALPHADEX FD ETF 368 6K –
FLIR SYSTEMS INCORPORATED COM 272 6K –
FORTRESS TRANS INFRST INVS LLC COM 221 11K –
GABELLI DIVD & INCOME TR ClosedEnd Fd 774 33K –
GENTEX CORPORATION COM 251 12K –
HOME DEPOT INCORPORATED COM 1K 6K –
ICU MED INCORPORATED COM 248 1K –
INTEL CORPORATION COM 236 5K –
INTERNATIONAL BUSINESS MACHINES COM 272 2K –
ISHARES TR CORE S&P500 ETF ETF 241 897 –
ISHARES TR RUSSELL 2000 ETF ETF 455 3K –
JOHNSON & JOHNSON COM 988 7K –
JPMORGAN CHASE & COMPANY COM 223 2K –
LOCKHEED MARTIN CORPORATION COM 356 1K –
MASTERCARD INCORPORATED CLASS A COM 227 2K –
MCDONALDS CORPORATION COM 388 2K –
MICROSOFT CORPORATION COM 808 9K –
NORFOLK SOUTHERN CORPORATION COM 264 2K –
NUVEEN DOW 30 DYN OVERWRITE SHS ClosedEnd Fd 246 13K –
PFIZER INCORPORATED COM 532 15K –
PHILIP MORRIS INTERNATIONAL INCORPORATED COM 242 2K –
POWERSHARES ETF DWA TECHNICAL LEADERS ETF 296 6K –
POWERSHARES QQQ TRUST UNIT SERIES 1 ETF 300 2K –
PROGRESSIVE CORPORATION OHIO COM 232 4K –
ROPER TECHNOLOGIES INCORPORATED COM 246 951 –
SALESFORCE COM INCORPORATED COM 537 5K –
SERVICENOW INCORPORATED COM 252 2K –
SOUTHERN COMPANY COM 234 5K –
SPROTT PHYSICAL GOLD TRUST UNIT ETF 193 18K –
SS&C TECHNOLOGIES HLDGS INCORPORATED COM 221 5K –
SVB FINL GROUP COM 242 1K –
TEXAS INSTRS INCORPORATED COM 301 3K –
UNITED TECHNOLOGIES CORPORATION COM 252 2K –
UNITEDHEALTH GROUP INCORPORATED COM 682 3K –
VANGUARD TOTAL STOCK MARKET ETF ETF 463 3K –
VERIZON COMMUNICATIONS INCORPORATED COM 222 4K –
VISA INCORPORATED COM CLASS A COM 277 2K –
WEYERHAEUSER COMPANY REIT COM 247 7K –