NORTH PIER FIDUCIARY MANAGEMENT, LLC
Adviser information for NORTH PIER FIDUCIARY MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 133 | $463.8M |
| Non-Discretionary | 9 | $567.2M |
| Total | 142 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $4.3M |
| HNW Individuals | 17 | $57.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $969.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)FIDUCIARY CONSULTING; INSTITUTIONAL INVESTMENT & RETIREMENT PLAN ADVISORY AND MANAGEMENT SERVICES; EMPLOYEE EDUCATION AND COMM. |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69545 |
|---|---|
| SEC ERA File Number | 801-69545 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148128 |
| Legal Entity Identifier | None |
Principal Office
4333 ADMIRALTY WAYUNIT G1
MARINA DEL REY
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 800-403-7065, Fax: 800-403-7065
Chief Compliance Officer
BRANT GRIFFIN
PARTNER
4333 ADMIRALTY WAY
UNIT G1
MARINA DEL REY
CA
United States
Tel:
800-403-7065X211
Fax:
800-403-7065
B************@********M
(Full email address available in API data)
Regulatory Contact
HUGO BIGGEMANN
DIRECTOR OF CLIENT RELATIONS
4333 ADMIRALTY WAY
UNIT G1
MARINA DEL REY
CA
United States
Tel:
323-420-3555
H*************@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIFFIN, BRANT, JACKSON | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 10/2008 | 50-75% |
| SCHEINBERG, JAMES, IRA | Individual | – | MEMBER | 10/2008 | 50-75% |