Hedge Fund Database

WESPAC ADVISORS, LLC

Adviser information for WESPAC ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 632 $926.3M
Non-Discretionary 0 $0
Total 632 $926.3M

Clients

Type Number RAUM
Individuals 262 $61.5M
HNW Individuals 28 $50.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 340 $813.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-69552
SEC ERA File Number 801-69552
SEC CIK Numbers 1484540
SEC CRD Numbers 148242
Legal Entity Identifier None

Principal Office

4 ORINDA WAY
SUITE 100-B
ORINDA
CA
United States
Monday - Friday, 8:30 AM- 5:30 PM
Tel: 510-287-5255, Fax: 510-287-5282

Websites

www.wespacadvisorsllc.net www.wespac.net focusfinancialpartners.com/ linkedin.com/company/2064318/ twitter.com/focusfinancial

Chief Compliance Officer

JOHN C. WILLIAMS, III
CHIEF COMPLIANCE OFFICER
4 ORINDA WAY
SUITE 100-B
ORINDA
CA
United States
Tel: (510) 740-4178
Fax: 510-287-5282
(Full email address available in API data)

Regulatory Contact

TIM CHAN
4 ORINDA WAY
SUITE 100-B
ORINDA
CA
United States
Tel: 510-740-4164
Fax: 510-287-5282
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS OPERATING, LLC Domestic Entity – MEMBER 07/2008 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
SZU, RENEE, TAILING Individual – PRESIDENT 08/2008 < 5%
WILLIAMS, JOHN, COLE Individual – CHIEF COMPLIANCE OFFICER 05/2011 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

1050201920202021202220232024202510 on 5/2/201910 on 11/15/201910 on 1/16/202010 on 3/31/202010 on 6/29/202010 on 1/21/202110 on 1/28/202110 on 2/18/202110 on 3/31/202110 on 8/5/202110 on 3/30/202210 on 6/30/202210 on 10/18/202210 on 3/30/202310 on 4/11/202310 on 4/24/202310 on 5/2/202310 on 5/3/202310 on 9/18/202310 on 9/18/202310 on 9/26/202310 on 9/29/202310 on 3/29/2024

RAUM, Historic

2B1B02019202020212022202320242025908298266 on 5/2/2019908298266 on 11/15/2019908298266 on 1/16/20201041667846 on 3/31/20201041667846 on 6/29/20201041667846 on 1/21/20211041667846 on 1/28/20211041667846 on 2/18/2021842241079 on 3/31/2021842241079 on 8/5/2021923695601 on 3/30/2022923695601 on 6/30/2022923695601 on 10/18/2022800064104 on 3/30/2023800064104 on 4/11/2023800064104 on 4/24/2023800064104 on 5/2/2023800064104 on 5/3/2023800064104 on 9/18/2023800064104 on 9/18/2023800064104 on 9/26/2023800064104 on 9/29/2023926337523 on 3/29/2024

No. Clients, Historic

70035002019202020212022202320242025643 on 5/2/2019643 on 11/15/2019643 on 1/16/2020650 on 3/31/2020650 on 6/29/2020650 on 1/21/2021650 on 1/28/2021650 on 2/18/2021645 on 3/31/2021645 on 8/5/2021645 on 3/30/2022645 on 6/30/2022645 on 10/18/2022633 on 3/30/2023633 on 4/11/2023633 on 4/24/2023633 on 5/2/2023633 on 5/3/2023633 on 9/18/2023633 on 9/18/2023633 on 9/26/2023633 on 9/29/2023632 on 3/29/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 426K 4K –
ADVANCED MICRO DEVICES INC COM 307K 2K –
ALLY FINL INC COM 377K 10K –
ALPHABET INC CAP STK CL A 2M 12K –
ALPHABET INC CAP STK CL C 455K 2K –
AMAZON COM INC COM 519K 3K –
AMGEN INC COM 999K 3K –
AMPHENOL CORP NEW CL A 525K 8K –
APPLE INC COM 4M 17K –
APPLIED MATLS INC COM 2M 6K –
ARES CAPITAL CORP COM 750K 36K –
ASTRAZENECA PLC SPONSORED ADR 846K 11K –
BANK AMERICA CORP COM 557K 14K –
BLUE OWL CAPITAL CORPORATION COM 2M 107K –
BOOKING HOLDINGS INC COM 321K 81 –
BROADCOM INC COM 962K 599 –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 137K 11K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 1M 45K –
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 551K 20K –
CHEVRON CORP NEW COM 1M 8K –
COCA COLA CO COM 1M 20K –
COSTCO WHSL CORP NEW COM 2M 2K –
COTERRA ENERGY INC COM 436K 16K –
DEVON ENERGY CORP NEW COM 413K 9K –
EA SERIES TRUST INTL QUAN VALUE 403K 16K –
ELI LILLY & CO COM 2M 2K –
ENBRIDGE INC COM 508K 14K –
ENOVIX CORPORATION COM 364K 24K –
EOG RES INC COM 651K 5K –
EQUINIX INC COM 774K 1K –
EXXON MOBIL CORP COM 921K 8K –
FEDEX CORP COM 859K 3K –
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 985K 22K –
FIRST TR EXCHNG TRADED FD VI FT ENERGY INCOME 560K 30K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 1M 55K –
FS KKR CAP CORP COM 349K 18K –
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 134K 33K –
GARMIN LTD SHS 813K 5K –
GLADSTONE LD CORP COM 585K 43K –
HERSHEY CO COM 781K 4K –
HORACE MANN EDUCATORS CORP N COM 660K 20K –
INTERNATIONAL BUSINESS MACHS COM 230K 1K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 222K 3K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 357K 17K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 352K 16K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 355K 17K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 354K 15K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 421K 17K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 277K 14K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 411K 18K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 407K 17K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 276K 12K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 345K 8K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 315K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 964K 15K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES INC MSCI EURZONE ETF 1M 22K –
ISHARES S&P GSCI COMMODITY- UNIT BEN INT 534K 24K –
ISHARES SILVER TR ISHARES 571K 22K –
ISHARES TR 0-5YR HI YL CP 943K 22K –
ISHARES TR 20 YR TR BD ETF 750K 8K –
ISHARES TR CORE S&P500 ETF 4M 7K –
ISHARES TR EXPND TEC SC ETF 1M 15K –
ISHARES TR IBONDS 24 TRM TS 477K 20K –
ISHARES TR MSCI INDIA ETF 1M 23K –
ISHARES TR RUSSELL 2000 ETF 360K 2K –
ISHARES TR S&P 500 GRWT ETF 2M 21K –
ISHARES TR TRS FLT RT BD 5M 89K –
ISHARES TR U.S. FINLS ETF 777K 8K –
ISHARES TR U.S. INSRNCE ETF 1M 9K –
ISHARES TR U.S. MED DVC ETF 2M 29K –
ISHARES TR U.S. TECH ETF 907K 6K –
ISHARES TR U.S. UTILITS ETF 260K 3K –
ISHARES TR US AER DEF ETF 2M 17K –
ISHARES TR US HLTHCARE ETF 1M 17K –
ISHARES TR US INDUSTRIALS 601K 5K –
JANUS DETROIT STR TR HENDRSON AAA CL 704K 14K –
JPMORGAN CHASE & CO. COM 341K 2K –
KRANESHARES TRUST QUADRTC INT RT 2M 93K –
LAM RESEARCH CORP COM 795K 747 –
LEIDOS HOLDINGS INC COM 552K 4K –
MARATHON PETE CORP COM 725K 4K –
MASTERCARD INCORPORATED CL A 496K 1K –
MCKESSON CORP COM 1M 3K –
MERCK & CO INC COM 1M 10K –
META PLATFORMS INC CL A 437K 867 –
MICRON TECHNOLOGY INC COM 471K 4K –
MICROSOFT CORP COM 1M 3K –
NATIONAL HEALTHCARE CORP COM 1M 12K –
NETAPP INC COM 665K 5K –
NETFLIX INC COM 256K 380 –
NUVEEN MUN CR OPPORTUNITIES COM 278K 25K –
NUVEEN MUN HIGH INCOME OPPOR COM 272K 25K –
NVENT ELECTRIC PLC SHS 417K 5K –
NVIDIA CORPORATION COM 2M 13K –
ONEOK INC NEW COM 1M 14K –
PARKER-HANNIFIN CORP COM 567K 1K –
PHILLIPS 66 COM 526K 4K –
PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 142K 11K –
PROCTER AND GAMBLE CO COM 661K 4K –
PROSHARES TR S&P 500 DV ARIST 933K 10K –
PRUDENTIAL FINL INC COM 1M 9K –
PURECYCLE TECHNOLOGIES INC COM 215K 36K –
QUALCOMM INC COM 3M 14K –
REGENERON PHARMACEUTICALS COM 233K 222 –
RITHM CAPITAL CORP COM NEW 861K 79K –
RTX CORPORATION COM 977K 10K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 409K 12K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 470K 7K –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 14K –
SELECT SECTOR SPDR TR ENERGY 502K 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 15K –
SELECT SECTOR SPDR TR SBI MATERIALS 378K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 957K 4K –
SHELL PLC SPON ADS 636K 9K –
SPDR GOLD TR GOLD SHS 7M 33K –
SPDR S&P 500 ETF TR TR UNIT 872K 2K –
SPDR SER TR BLOOMBERG 1-3 MO 640K 7K –
STAG INDL INC COM 674K 19K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 283K 2K –
TERADYNE INC COM 641K 4K –
TESLA INC COM 316K 2K –
TEXAS INSTRS INC COM 1M 5K –
T-MOBILE US INC COM 885K 5K –
TOLL BROTHERS INC COM 566K 5K –
TOTALENERGIES SE SPONSORED ADS 503K 8K –
UNITED STS COMMODITY INDEX F CM REP COPP FD 606K 22K –
VALERO ENERGY CORP COM 296K 2K –
VALUED ADVISERS TR REGAN FLTG RATE 2M 74K –
VANECK ETF TRUST CLO ETF 3M 53K –
VANECK ETF TRUST SEMICONDUCTR ETF 275K 1K –
VANECK MERK GOLD TR GOLD TRUST 1M 47K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 220K 440 –
VANGUARD INDEX FDS TOTAL STK MKT 289K 1K –
VISA INC COM CL A 392K 1K –
WALMART INC COM 516K 8K –
WASTE MGMT INC DEL COM 376K 2K –
WESTERN DIGITAL CORP. COM 787K 10K –
WESTROCK CO COM 700K 14K –
WILLIAMS SONOMA INC COM 689K 2K –
WOODSIDE ENERGY GROUP LTD SPONSORED ADR 445K 24K –