Hedge Fund Database

ROSEMAN WAGNER WEALTH MANAGEMENT

RWWM, INC. Legal Name

Adviser information for ROSEMAN WAGNER WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,379 $1.1B
Non-Discretionary 0 $0
Total 1,379 $1.1B

Clients

Type Number RAUM
Individuals 238 $41.9M
HNW Individuals 267 $889.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $112.5M
Pension and profit sharing plans 33 $44.1M
Charitable organizations <5 $6.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $16.4M
Other <5 $31,575
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 753.5M
Portfolio Manager 0
Both for Same 753.5M
Portfolio Manager to Program Sponsor
RWWM, INC. WRAP FEE PROGRAM ROSEMAN WAGNER WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-69561
SEC ERA File Number 801-69561
SEC CIK Numbers 1507683
SEC CRD Numbers 148221
Legal Entity Identifier None

Principal Office

4970 ROCKLIN ROAD
SUITE 200
ROCKLIN
CA
United States
Monday - Friday, 8AM TO 4PM
Tel: (916) 652-1525, Fax: None

Websites

www.linkedin.com/in/rexroseman/ www.rosemanwagner.com www.linkedin.com/in/michaeldidio www.linkedin.com/in/blakecallison

Chief Compliance Officer

AARON WAGNER
PRESIDENT & CORPORATE SECRETARY
4970 ROCKLIN ROAD
SUITE 200
ROCKLIN
CA
United States
Tel: (916) 652-1525
Fax: (916) 652-1525
(Full email address available in API data)

Industry Affiliates

ROSEMAN WAGNER GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ROSEMAN WAGNER PARTNERS, L.P. Hedge Fund $112.5M $0.0M 68

Control Persons

Name Type Entity Title Since Ownership
WAGNER, AARON, JOHN Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 09/2008 < 5%
ROSEMAN FAMILY TRUST 12/26/2018 Domestic Entity – MEMBER 12/2022 < 5%
ROSEMAN, SCOTT, PATRICK Individual ROSEMAN FAMILY TRUST 12/26/2018 TRUSTEE 08/2022
ROSEMAN, TARA, GAYE Individual ROSEMAN FAMILY TRUST 12/26/2018 TRUSTEE 08/2022
TGR 2022 IRREVOCABLE TRUST DTD. 12/15/22 Domestic Entity – MEMBER 12/2022 25-50%
SPR 2023 IRREVOCABLE TRUST DTD. 10/02/23 Domestic Entity – OWNER 10/2023 25-50%
WAGNER FAMILY TRUST 10/18/2022 Domestic Entity – MEMBER 03/2023 25-50%
WAGNER, AARON, JOHN Individual WAGNER FAMILY TRUST 10/18/2022 TRUSTEE 03/2023
Wagner, Quin, F. Individual WAGNER FAMILY TRUST 10/18/2022 TRUSTEE 03/2023

No. Employees, Historic

10502020202120222023202420254 on 3/20/20204 on 6/30/20204 on 3/19/20214 on 3/22/20214 on 4/15/20214 on 11/3/20214 on 12/1/20216 on 3/30/20226 on 4/26/20228 on 3/30/20238 on 4/11/20238 on 5/2/20238 on 3/27/2024

RAUM, Historic

2B1B0202020212022202320242025517538240 on 3/20/2020517538240 on 6/30/2020808460355 on 3/19/2021808460355 on 3/22/2021808460355 on 4/15/2021808460355 on 11/3/2021808460355 on 12/1/2021943326651 on 3/30/2022943326651 on 4/26/2022986399155 on 3/30/2023986399155 on 4/11/2023986399155 on 5/2/20231111205813 on 3/27/2024

No. Clients, Historic

6003000202020212022202320242025345 on 3/20/2020345 on 6/30/2020394 on 3/19/2021394 on 3/22/2021394 on 4/15/2021394 on 11/3/2021394 on 12/1/2021438 on 3/30/2022438 on 4/26/2022496 on 3/30/2023496 on 4/11/2023496 on 5/2/2023546 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALIBABA GROUP HLDG LTD SPONSORED ADS 213M 3M –
AMC NETWORKS INC CL A 5M 568K –
APPLE INC COM 2M 12K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 103M 254K –
CARTERS INC COM 24M 382K –
CHEVRON CORP NEW COM 536K 3K –
DAILY JOURNAL CORP COM 126M 320K –
EXXON MOBIL CORP COM 116M 1M –
FIRST AMERN FINL CORP COM 832K 15K –
FOX FACTORY HLDG CORP COM 13M 269K –
INTERNATIONAL BUSINESS MACHS COM 2M 13K –
KRAFT HEINZ CO COM 78M 2M –
MCDONALDS CORP COM 216K 849 –
MICROSOFT CORP COM 43M 96K –
NVIDIA CORPORATION COM 831K 7K –
POLARIS INC COM 21M 272K –
REPUBLIC SVCS INC COM 2M 10K –
WABASH NATL CORP COM 8M 380K –
WELLS FARGO CO NEW COM 130M 2M –
WHIRLPOOL CORP COM 30M 295K –