FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED
Adviser information for FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Japan |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $2.9B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $2.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $2.7B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $259.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 11 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesINVESTMENT CONSULTATION, RESEARCH AND PORTFOLIO MANAGEMENT ADVICE |
|---|---|
| Compensation | % of AUMPerformance-based fees110% OF REGISTRANT'S COSTS INCURRED FOR SERVICES TO AFFILIATES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
KAMIYACHO PRIME PLACE, 4-1-17TORANOMON
MINATO-KU, TOKYO
Japan
Monday - Friday, 9:00AM - 5:00PM JST
Tel: 81(0)3-4560-5800, Fax: 81(0)3-4560-5908
Websites
twitter.com/fidelitynews
www.instagram.com/fidelity
www.instagram.com/chet529/
www.reddit.com/u/fidelityinvestments
www.advisor.fidelity.com
www.fidelity.com
www.facebook.com/fidelityinvestments
www.youtube.com/c/fidelityinstitutional
www.linkedin.com/company/fidelity-investments
twitter.com/fidelityinst
twitter.com/plynkinvest/
www.linkedin.com/company/plynk-invest
www.facebook.com/plynkinvest/
twitter.com/timmerfidelity
www.linkedin.com/showcase/fidelity-institutional/
www.reddit.com/r/fidelityinvestments
twitter.com/chet529/
twitter.com/fidelitypolicy
www.facebook.com/chetcollegesavings
www.twitter.com/fidelity
www.facebook.com/chetlatino
www.youtube.com/fidelityinvestments
www.tiktok.com/@fidelity
www.instagram.com/plynkinvest/
Chief Compliance Officer
STEPHANIE BROWN
CHIEF COMPLIANCE OFFICER
ONE SPARTAN WAY
MERRIMACK
NH
United States
Tel:
603-791-1558
Fax:
603-579-2811
S****************@******M
(Full email address available in API data)
Regulatory Contact
JESSICA DUHAMEL
VICE PRESIDENT, ASSET MANAGEMENT COMPLIANCE
245 SUMMER STREET
BOSTON
MA
United States
Tel:
617-563-1064
J**************@******M
(Full email address available in API data)
Industry Affiliates
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | Sponsor, GP, manager of pooled investment vehicles |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| BALLYROCK INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
| DI CONSUMER ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| DI OPPORTUNITY ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| FIAM INDEX FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| FIDELITY CLEARING CANADA ULC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIGITAL ASSET SERVICES, LLC | Trust company |
| FIDELITY DISTRIBUTORS COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | Insurance company or agency |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorTrust companyPension consultant |
| FIDELITY INSTITUTIONAL WEALTH ADVISER LLC | Other investment adviser, including financial planners |
| FIDELITY INSURANCE AGENCY, INC. | Insurance company or agency |
| FIDELITY INVESTMENTS CANADA ULC | Other investment adviser, including financial planners |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | Other investment adviser, including financial planners |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT TRUST COMPANY | Other investment adviser, including financial plannersTrust company |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Other investment adviser, including financial planners |
| FIDELITY PERSONAL TRUST COMPANY, FSB | Other investment adviser, including financial plannersBanking or thrift institutionTrust company |
| FIDELITY PRIME FINANCING | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY REAL ESTATE PARTNERS V LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | Other investment adviser, including financial planners |
| FIDVEST US LLC | Insurance company or agency |
| FIL INVESTMENT ADVISORS | Other investment adviser, including financial planners |
| FIL INVESTMENT ADVISORS (UK) LTD. | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT MANAGEMENT (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENT SERVICES (UK) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS (JAPAN) LIMITED | Other investment adviser, including financial planners |
| FIL INVESTMENTS INTERNATIONAL | Other investment adviser, including financial planners |
| FIL LIMITED | Other investment adviser, including financial planners |
| FIL PENSIONS MANAGEMENT | Other investment adviser, including financial planners |
| FINE STRUCTURE VENTURES ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GREEN PIER FINTECH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IMPRESA MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KEZAR TRADING, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SOTERIA REINSURANCE LTD. | Insurance company or agency |
| STRATEGIC ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FMR LLC | Domestic Entity | FIDELITY MANAGEMENT & RESEARCH COMPANY | SHAREHOLDER | 11/2007 | > 75% |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | Domestic Entity | – | SHAREHOLDER | 12/2015 | > 75% |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | FMR LLC | ELECTED MANAGER | 05/1994 | |
| JOHNSON IV, EDWARD, CROSBY | Individual | FMR LLC | ELECTED MANAGER | 04/2006 | |
| WILENS, MICHAEL, ENGBER | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| MCGRAW, GERARD, JOHN | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| COHEN, TIMOTHY, MICHAEL | Individual | – | DIRECTOR | 11/2016 | < 5% |
| HIRAI, RIEKO, (NMN) | Individual | – | DIRECTOR | 11/2016 | < 5% |
| SHANLEY III, WILLIAM, FRANCIS | Individual | – | DIRECTOR | 11/2016 | < 5% |
| NEUREITER, KIRK, ROLAND | Individual | – | DIRECTOR, PRESIDENT | 11/2016 | < 5% |
| RIMMER, CHRISTOPHER, JOHN | Individual | – | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER | 09/2018 | < 5% |
| WONG, KAN, MAN | Individual | – | DIRECTOR | 09/2019 | < 5% |
| BROWN, STEPHANIE, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| Carey, Margaret, Ann | Individual | – | CHIEF LEGAL OFFICER | 04/2023 | < 5% |
| NEFF, STEPHEN, CHARLES | Individual | FMR LLC | ELECTED MANAGER | 04/2023 | |
| SALTER, NATHANIEL, NORR | Individual | – | DIRECTOR | 07/2023 | < 5% |
| KANEMASU, KENJI, (NMN) | Individual | – | COMPLIANCE OFFICER | 09/2023 | < 5% |