REMOTIV / FINANCIAL SOUNDINGS
REMOTIV LLC Legal Name
Adviser information for REMOTIV / FINANCIAL SOUNDINGS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 101 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 423000 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesINFORMATION FOR AN INDIVIDUAL-ACCOUNT RETIREMENT PLAN'S PARTICIPANTS AND NONDISCRETIONARY ADVICE |
|---|---|
| Compensation | Fixed feesFEES NEGOTIATED WITH AN INVESTMENT ADVISER OR SERVICE PROVIDER |
Identifiers
| SEC RIA File Number | 801-69584 |
|---|---|
| SEC ERA File Number | 801-69584 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146082 |
| Legal Entity Identifier | None |
Principal Office
3350 VIRGINIA STREET2ND FLOOR
COCONUT GROVE
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 678-393-8222, Fax: (678) 325-2621
Chief Compliance Officer
BOBBY DUGHI
CHIEF EXECUTIVE OFFICER
3350 VIRGINIA STREET
2ND FLOOR
COCONUT GROVE
FL
United States
Tel:
678-393-8222
Fax:
(678) 325-2621
B*****@**********M
(Full email address available in API data)
Regulatory Contact
PETER GULIA
ATTORNEY
504 S. 22ND STREET
PHILADELPHIA
PA
United States
Tel:
215-732-1552
Fax:
215-689-2930
P****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASCHINO, STEPHEN, EARL | Individual | – | PRESIDENT | 01/2007 | 10-25% |
| TUPPER, TULLIUS, CICERO | Individual | – | CHIEF TECHNOLOGY OFFICER | 03/2008 | 10-25% |
| Dughi, Bobby | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2019 | 10-25% |
| DUGHI, ROBERT, CURTIS | Individual | – | MEMBER | 01/2007 | 50-75% |