Hedge Fund Database

IFM INVESTORS (US) ADVISOR, LLC

Adviser information for IFM INVESTORS (US) ADVISOR, LLC last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End JUNE
Legal Location Delaware, United States

Employees

Total Number of Employees 144
Investment Advisory/Research 58
Registered Broker-Dealer Representatives 20
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $330.2M
Non-Discretionary 8 $28.4B
Total 9 $28.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $28.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 1 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 67

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation REIMBURSEMENT OF COSTS PLUS - SEE SCHEDULE D MISC

Identifiers

SEC RIA File Number 801-69597
SEC ERA File Number 801-69597
SEC CIK Numbers None
SEC CRD Numbers 146366
Legal Entity Identifier None

Principal Office

114 WEST 47TH STREET
19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 212-784-2260, Fax: 212-784-2261

Chief Compliance Officer

RICHARD GRUBER
114 WEST 47TH STREET
19TH FLOOR
NEW YORK
NY
United States
Tel: 212-784-2260
(Full email address available in API data)

Regulatory Contact

RAJIV VYAS
EXECUTIVE DIRECTOR, HEAD OF COMPLIANCE
2 LONDON WALL PLACE
9TH FLOOR
LONDON
United Kingdom
Tel: +44 20 7448 9628
(Full email address available in API data)

Industry Affiliates

IFM (US) SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
IFM ASIA-PAC DEBT FUND GP S.A.R.L. Sponsor, GP, manager of pooled investment vehicles
IFM FIDUCIARY NO. 2 PTY LTD Trust company
IFM FIDUCIARY PTY LTD Trust company
IFM GLOBAL INFRASTRUCTURE (CANADA) GP INC. Sponsor, GP, manager of pooled investment vehicles
IFM GLOBAL INFRASTRUCTURE (UK) GP LTD Sponsor, GP, manager of pooled investment vehicles
IFM GLOBAL INFRASTRUCTURE (US 2) GP, LLC Sponsor, GP, manager of pooled investment vehicles
IFM GLOBAL INFRASTRUCTURE (US 3) GP, LLC Sponsor, GP, manager of pooled investment vehicles
IFM GLOBAL INFRASTRUCTURE (US) GP, LLC Sponsor, GP, manager of pooled investment vehicles
IFM GLOBAL INFRASTRUCTURE DEBT GP S.A.R.L. Sponsor, GP, manager of pooled investment vehicles
IFM GROWTH PARTNERS GP PTY LTD Sponsor, GP, manager of pooled investment vehicles
IFM GROWTH PARTNERS SERVICES A PTY LTD Sponsor, GP, manager of pooled investment vehicles
IFM GROWTH PARTNERS SERVICES B PTY LTD Sponsor, GP, manager of pooled investment vehicles
IFM HOLDINGS PTY LTD Trust company
IFM INFRASTRUCTURE (UK) GENERAL PARTNER, LLP Sponsor, GP, manager of pooled investment vehicles
IFM INVESTORS (HK) LIMITED Other investment adviser, including financial planners
IFM INVESTORS (JAPAN) PTY LTD Other investment adviser, including financial planners
IFM INVESTORS (JAPAN), LLC Other investment adviser, including financial planners
IFM INVESTORS (KOREA) PTY LTD Other investment adviser, including financial planners
IFM INVESTORS (NETHERLANDS) B.V. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
IFM INVESTORS (NOMINEES) LIMITED Trust company
IFM INVESTORS (SWITZERLAND) AG Other investment adviser, including financial planners
IFM INVESTORS (UK) LTD Other investment adviser, including financial planners
IFM INVESTORS (US), LLC Other investment adviser, including financial planners
IFM INVESTORS PTY LTD Other investment adviser, including financial planners
IFM NET ZERO INFRASTRUCTURE GP S.A.R.L. Sponsor, GP, manager of pooled investment vehicles
INDUSTRY SUPER HOLDINGS PTY LTD Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
IFM GLOBAL INFRASTRUCTURE NPS SMA, L.P. Hedge Fund $303.2M $0.0M 2

Control Persons

Name Type Entity Title Since Ownership
IFM INVESTORS (US), LLC Domestic Entity – MEMBER 11/2006 > 75%
IFM INVESTORS PTY LTD Foreign Entity IFM INVESTORS (US), LLC MEMBER 11/2006 > 75%
IFM HOLDINGS PTY LTD Foreign Entity IFM INVESTORS PTY LTD SHAREHOLDER 03/2009 > 75%
INDUSTRY SUPER HOLDINGS PTY LTD Foreign Entity IFM HOLDINGS PTY LTD SHAREHOLDER 01/2007 > 75%
GARCIA, JULIO, FRANCISCO Individual – DIRECTOR OF IFM INVESTORS (US) ADVISOR, LLC 10/2014 < 5%
GRUBER, RICHARD, EDWARD Individual – CHIEF COMPLIANCE OFFICER 12/2021 < 5%
RANDALL, RICHARD, ALLEN Individual – DIRECTOR OF IFM INVESTORS (US) ADVISOR, LLC 10/2021 < 5%
Russell, Angola Individual – DIRECTOR OF IFM INVESTORS (US) ADVISOR, LLC AND HEAD OF COMMERCIAL - LEGAL (AMERICAS) 10/2021 < 5%
Vyas, Rajiv Individual – EXECUTIVE DIRECTOR, HEAD OF COMPLIANCE 10/2021 < 5%

No. Employees, Historic

200100020192020202120222023202460 on 4/16/201976 on 9/27/201976 on 4/28/202089 on 9/28/202089 on 4/13/202193 on 9/28/202193 on 12/22/2021117 on 9/28/2022144 on 9/28/2023

RAUM, Historic

30B15B020192020202120222023202411171231911 on 4/16/201913023075918 on 9/27/201913023075918 on 4/28/202015626777417 on 9/28/202015626777417 on 4/13/202120115225149 on 9/28/202120115225149 on 12/22/202124868429593 on 9/28/202228777690085 on 9/28/2023

No. Clients, Historic

10502019202020212022202320247 on 4/16/20198 on 9/27/20198 on 4/28/20208 on 9/28/20208 on 4/13/20218 on 9/28/20218 on 12/22/20219 on 9/28/20229 on 9/28/2023