PEDDOCK CAPITAL ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	3

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	433	$590.8M
Non-Discretionary	4	$22.8M
Total	437	$613.5M

Clients

Type	Number	RAUM
Individuals	54	$17.6M
HNW Individuals	88	$559.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$15.1M
Charitable organizations	<5	$484,449
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$20.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	17
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesFAMILY OFFICE SERVICES
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-69611
SEC ERA File Number	801-69611
SEC CIK Numbers	1597843
SEC CRD Numbers	148216
Legal Entity Identifier	None

Principal Office

50 BRAINTREE HILL OFFICE PARK
SUITE 207
BRAINTREE
MA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic