Hedge Fund Database

COHEN KLINGENSTEIN, LLC

Adviser information for COHEN KLINGENSTEIN, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 116 $2.5B
Non-Discretionary 0 $0
Total 116 $2.5B

Clients

Type Number RAUM
Individuals 12 $2.0M
HNW Individuals 78 $85.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $2.0B
Pension and profit sharing plans <5 $8.8M
Charitable organizations 12 $400.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 6 $5.1M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-69612
SEC ERA File Number 801-69612
SEC CIK Numbers 1453620
SEC CRD Numbers 148428
Legal Entity Identifier None

Principal Office

1410 BROADWAY
SUITE 1701
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-757-0235, Fax: 212-757-0293

Chief Compliance Officer

GEORGE M. COHEN
CHIEF COMPLIANCE OFFICER
1410 BROADWAY
SUITE 1701
NEW YORK
NY
United States
Tel: 212-757-0235
(Full email address available in API data)

Regulatory Contact

JOYCE NISSIM
1410 BROADWAY
SUITE 1701
NEW YORK
NY
United States
Tel: 917-847-5715
(Full email address available in API data)

Industry Affiliates

THOMAS D. KLINGENSTEIN Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CK DIVERSIFIED FUND LLC Hedge Fund $2,027.7M $5.0M 64

Control Persons

Name Type Entity Title Since Ownership
COHEN, GEORGE, MICHAEL Individual – MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 08/2008 50-75%
KLINGENSTEIN, THOMAS, DAVIS Individual – MANAGING MEMBER 08/2008 50-75%

No. Employees, Historic

10502020202120222023202420256 on 3/30/20206 on 3/5/20216 on 3/31/20216 on 4/8/20216 on 8/5/20217 on 9/14/20217 on 9/17/20217 on 3/30/20227 on 3/29/20237 on 12/18/20237 on 3/25/2024

RAUM, Historic

3B2B02020202120222023202420251852960625 on 3/30/20201852960625 on 3/5/20212189165610 on 3/31/20212189165610 on 4/8/20212189165610 on 8/5/20212565465653 on 9/14/20212565465653 on 9/17/20212622816214 on 3/30/20222056021795 on 3/29/20232056021795 on 12/18/20232531915651 on 3/25/2024

No. Clients, Historic

200100020202021202220232024202582 on 3/30/202082 on 3/5/2021111 on 3/31/2021111 on 4/8/2021111 on 8/5/2021112 on 9/14/2021112 on 9/17/2021118 on 3/30/2022116 on 3/29/2023116 on 12/18/2023114 on 3/25/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
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American Tower COM 14M 72K NONE
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Amgen Inc COM 10M 33K NONE
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Apple Inc COM 143M 678K NONE
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Cisco Systems Inc COM 6M 129K NONE
Citigroup Inc COM 3M 49K NONE
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Coca-Cola Co COM 6M 101K NONE
Colgate-Palmolive COM 18M 180K NONE
Comcast Corp Cl A COM 24M 613K NONE
Conagra Brands Inc COM 352K 12K NONE
ConocoPhilips COM 4M 32K NONE
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Corteva Inc COM 776K 14K NONE
Costco Wholesale COM 9M 10K NONE
Crown Castle Inc COM 4M 39K NONE
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Discover Financial COM 1M 10K NONE
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Dow Inc COM 763K 14K NONE
Duke Energy Corp COM 2M 16K NONE
DuPont de Nemours COM 1M 14K NONE
eBay Inc COM 494K 9K NONE
Ecolab Inc COM 934K 4K NONE
Electronic Arts COM 1M 10K NONE
Elevance Health Inc COM 2M 4K NONE
Eli Lilly COM 125M 138K NONE
Emerson Electric COM 2M 18K NONE
EOG Resources Inc COM 1M 12K NONE
Equinix Inc COM 2M 2K NONE
Exelon Corp COM 284K 8K NONE
Exxon Mobil Corp COM 11M 99K NONE
FedEx Corp COM 10M 35K NONE
Fortrea Hldgs Inc COM 565K 24K NONE
Fox Corp COM 469K 14K NONE
Freeport-McMoRan COM 12M 256K NONE
GE Aerospace COM 5M 33K NONE
GE Healthcare Technologies COM 846K 11K NONE
GE Vernova Inc COM 1M 8K NONE
Gen Digital Inc COM 2M 99K NONE
General Dynamics COM 1M 5K NONE
General Motors COM 1M 25K NONE
Gilead Sciences Inc COM 2M 36K NONE
Globe Life Inc COM 6M 72K NONE
Goldman Sachs Group COM 2M 4K NONE
Graham Holdings Co COM 2M 4K NONE
GSK PLC ADR COM 4M 105K NONE
Haleon PLC ADS COM 746K 90K NONE
Haleon PLC ADS COM 1M 146K NONE
Halliburton Co COM 287K 9K NONE
Hartford Finl Ser COM 17M 170K NONE
Hess Corp COM 17M 113K NONE
Hewlett Packard Enter COM 555K 26K NONE
Home Depot Inc COM 10M 29K NONE
Honeywell Intl COM 15M 70K NONE
HP Inc COM 918K 26K NONE
Illinois Tool Works COM 14M 57K NONE
Illumina Inc COM 313K 3K NONE
Ingredion Inc COM 723K 6K NONE
Intel Corp COM 4M 115K NONE
Intercontinental Exch COM 2M 11K NONE
InterDigital Inc COM 247K 2K NONE
International Paper COM 388K 9K NONE
Intl Bus Machines COM 6M 34K NONE
Intuit Inc COM 14M 21K NONE
Intuitive Surgical COM 4M 8K NONE
Invesco QQQ Trust COM 154M 322K NONE
iShares Core SP SC COM 256K 2K NONE
iShares MSCI EAFE COM 337K 4K NONE
iShares MSCI Japan COM 717K 11K NONE
iShares Russell 2000G COM 146M 556K NONE
Janus Henderson Grp COM 356K 11K NONE
Johnson Johnson COM 21M 145K NONE
JPMorgan Chase COM 15M 73K NONE
Kenvue Inc COM 581K 32K NONE
Kimberly-Clark Corp COM 967K 7K NONE
Labcorp Holdingings COM 5M 26K NONE
Lam Research Corp COM 2M 2K NONE
Lamb Weston Hldgs COM 348K 4K NONE
Linde PLC COM 6M 13K NONE
Lockheed Martin COM 3M 6K NONE
Lowes Cos Inc COM 5M 22K NONE
Marsh McLennan COM 2M 10K NONE
Mastercard Inc COM 12M 27K NONE
McDonalds Corp COM 5M 21K NONE
Medtronic PLC COM 6M 77K NONE
Merck Co COM 19M 152K NONE
Meta Platforms Inc COM 42M 83K NONE
Metlife Inc COM 3M 45K NONE
Microsoft Corp COM 146M 328K NONE
Moderna Inc COM 249K 2K NONE
Mondelez Intl Inc COM 2M 31K NONE
Morgan Stanley COM 2M 22K NONE
Netflix Inc COM 8M 13K NONE
News Corp COM 376K 14K NONE
Nextera Energy Inc COM 4M 59K NONE
NIKE Inc Cl B COM 2M 33K NONE
Nordstrom Inc COM 335K 16K NONE
Norfolk Southern Corp COM 8M 36K NONE
Northrop Grumman Corp COM 706K 2K NONE
Novartis AG ADR COM 639K 6K NONE
Nvidia Corp COM 90M 726K NONE
Oracle Corp COM 10M 73K NONE
Otis Worldwide Corp COM 3M 29K NONE
Palo Alto Networks COM 15M 45K NONE
PayPal Holdings COM 5M 90K NONE
PepsiCo Inc COM 64M 390K NONE
Pfizer Inc COM 5M 169K NONE
Philip Morris Intl COM 4M 44K NONE
PNC Financial Service COM 1M 8K NONE
PPG Industries Inc COM 606K 5K NONE
Procter Gamble COM 30M 180K NONE
Progressive Corp COM 2M 12K NONE
Prologis Inc COM 2M 19K NONE
PTC Inc COM 2M 11K NONE
Qualcomm Inc COM 8M 39K NONE
ResMed Inc COM 1M 6K NONE
Royal Caribbean Cru COM 478K 3K NONE
RTX Corp COM 17M 172K NONE
SP Global Inc COM 2M 5K NONE
SP MidCap 400 COM 428K 800 NONE
Salesforce Inc COM 7M 28K NONE
SAP AG ADR COM 7M 32K NONE
Schlumberger COM 519K 11K NONE
Sealed Air Corp COM 1M 35K NONE
Sempra Energy COM 730K 10K NONE
ServiceNow Inc COM 2M 2K NONE
Shell PLC ADR COM 13M 174K NONE
Sherwin-Williams Co COM 1M 4K NONE
Siemens AG ADR COM 3M 36K NONE
Silicon Laboratories COM 605K 5K NONE
Simon Property Group COM 471K 3K NONE
Solventum Corp COM 479K 9K NONE
Southern Co COM 2M 22K NONE
Standard Poors DR COM 390M 717K NONE
Starbucks COM 2M 30K NONE
Stryker Corp COM 2M 6K NONE
Synchrony Financial COM 1M 24K NONE
Tapestry Inc COM 435K 10K NONE
Target Corp COM 5M 37K NONE
TE Connectivity LTD COM 5M 31K NONE
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Texas Instruments COM 4M 22K NONE
Thermo Fisher Scien COM 14M 25K NONE
TJX Companies Inc COM 3M 24K NONE
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Union Pacific Corp COM 47M 207K NONE
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Vanguard Growth ETF COM 5M 14K NONE
Vanguard Mid-Cap Growth ETF COM 3M 13K NONE
Vanguard Small-Cap Growth ETF COM 91M 363K NONE
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