J O HAMBRO CAPITAL MANAGEMENT LIMITED
Adviser information for J O HAMBRO CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 173 |
|---|---|
| Investment Advisory/Research | 49 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 64 | $26.2B |
| Non-Discretionary | 0 | $0 |
| Total | 64 | $26.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 8 | $6.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 42 | $16.2B |
| Pension and profit sharing plans | 10 | $1.8B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.0B |
| Other investment advisers | 11 | $0 |
| Insurance companies | <5 | $75.6M |
| Sovereign wealth funds and foreign official institutions | <5 | $284.3M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 64 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSOVEREIGN WEALTH FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-69614 |
|---|---|
| SEC ERA File Number | 801-69614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138653 |
| Legal Entity Identifier | 5493003TNMOKAQQ3KJ37 |
Principal Office
1 ST JAMES'S MARKETLEVEL 3
LONDON
United Kingdom
Monday - Friday, 9 TO 5:30 UK TIME
Tel: +44 20 7747 5678, Fax: +44 20 7747 5647
Chief Compliance Officer
STEVE ALEXANDER
HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA
1 ST JAMES'S MARKET
LEVEL 3
LONDON
United Kingdom
Tel:
+44 20 7747 5638
S*********@**********K
(Full email address available in API data)
Regulatory Contact
ANDREW JOLIN
CHIEF COMPLIANCE OFFICER, JOHCM (USA) INC.
53 STATE STREET
FLOOR 13
BOSTON
MA
United States
Tel:
617-993-0716
A*****@********M
(Full email address available in API data)
Industry Affiliates
| BARROW HANLEY GLOBAL INVESTORS | Other investment adviser, including financial planners |
| JOHCM (USA) INC | Other investment adviser, including financial planners |
| JOHCM FUNDS (UK) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| JOHCM SINGAPORE | Other investment adviser, including financial planners |
| PENDAL GROUP LIMITED | Other investment adviser, including financial planners |
| PENDAL INSTITUTIONAL LIMITED | Other investment adviser, including financial planners |
| PERPETUAL INVESTMENT SERVICES EUROPE LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PERPETUAL LIMITED | Other investment adviser, including financial planners |
| PGIA | Other investment adviser, including financial planners |
| THOMPSON SIEGEL & WALMSLEY LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TRILLIUM ASSET MANAGEMENT | Other investment adviser, including financial planners |
| TRILLIUM ASSET MANAGEMENT UK LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Lynn, Stephen, Donald | Individual | – | DIRECTOR/CHIEF FINANCIAL OFFICER | 02/2018 | < 5% |
| Lewandowski, Markus, Siegfried | Individual | – | CHIEF OPERATING OFFICER | 03/2019 | < 5% |
| Leach, Jane | Individual | – | DIRECTOR | 10/2019 | < 5% |
| FIRN, JAMES, TIMOTHY | Individual | – | DIRECTOR | 06/2020 | < 5% |
| PENDAL GROUP LIMITED | Foreign Entity | – | 100% HOLDING COMPANY | 10/2011 | > 75% |
| PARRY, ANDREW | Individual | – | HEAD OF INVESTMENTS | 03/2022 | < 5% |
| Alexander, Steve | Individual | – | CHIEF COMPLIANCE OFFICER/HEAD OF LEGAL, RISK AND COMPLIANCE, EUKA | 08/2023 | < 5% |
| PERPETUAL ACQUISITION COMPANY LIMITED | Foreign Entity | PENDAL GROUP LIMITED | 100% OWNERSHIP HOLDING COMPANY | 01/2023 | > 75% |
| PERPETUAL LIMITED | Foreign Entity | PERPETUAL ACQUISITION COMPANY LIMITED | 100% OWNERSHIP PARENT COMPANY | 01/2023 | > 75% |
| Forster, Clare, Susan | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2023 | < 5% |
| Goode, Peter, Roger | Individual | – | HEAD OF PEOPLE AND CULTURE | 03/2023 | < 5% |