ABG CONSULTANTS
ABG CONSULTANTS, LLC Legal Name
Adviser information for ABG CONSULTANTS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 258 | $367.3M |
| Non-Discretionary | 1,726 | $144.5M |
| Total | 1,984 | $511.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,798 | $45.2M |
| HNW Individuals | 5 | $8.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 178 | $453.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-69619 |
|---|---|
| SEC ERA File Number | 801-69619 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131129 |
| Legal Entity Identifier | None |
Principal Office
7090 SOUTH UNION PARK AVENUESUITE 650
SALT LAKE CITY
UT
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 801-486-5069, Fax: 801-483-1255
Chief Compliance Officer
JAMES HADAWAY
255 EAST FIFTH ST
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5477
J************@*****************************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER MAUTZ
PRESIDENT
7090 SOUTH UNION PARK AVENUE
SUITE 650
SALT LAKE CITY
UT
United States
Tel:
801-492-7341
C**********@****************M
(Full email address available in API data)
Industry Affiliates
| 7090 SOUTH UNION PARK AVENUE, SUITE 650 SALT LAKE CITY, UT 84047 | Pension consultant |
| ADVISORTRUST, INC. | Trust company |
| EFFICIENT ADVISORS | Other investment adviser, including financial planners |
| FIDUCIARY ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCKY MOUNTAIN EMPLOYEE BENEFITS, INC | Domestic Entity | – | OWNER | 01/2010 | > 75% |
| HADAWAY, JAMES, RUSSELL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| FIDUCIARY SERVICES GROUP, LLC | Domestic Entity | ROCKY MOUNTAIN EMPLOYEE BENEFITS, INC | OWNER | 01/2021 | > 75% |
| MAUTZ, CHRISTOPHER, A | Individual | – | PRESIDENT | 06/2022 | < 5% |
| David, Scott, Bishop | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2024 | < 5% |
| FSG PARENT, INC. | Domestic Entity | FIDUCIARY SERVICES GROUP, LLC | MEMBER | 03/2024 | > 75% |
| LLR V-PCS, LLC | Domestic Entity | FSG PARENT, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS BUYER, INC. | Domestic Entity | LLR V-PCS, LLC | STOCKHOLDER | 03/2024 | > 75% |
| PCS MIDCO, INC. | Domestic Entity | PCS BUYER, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS INTERMEDIATE, INC. | Domestic Entity | PCS MIDCO, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS TOPCO, INC. | Domestic Entity | PCS INTERMEDIATE, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS PARENT, L.P. | Domestic Entity | PCS TOPCO, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS PARENT GP, LLC. | Domestic Entity | PCS PARENT, L.P. | GENERAL PARTNER | 03/2024 | |
| LEP PCS CO-INVEST, LP | Domestic Entity | PCS PARENT, L.P. | LIMITED PARTNER | 03/2024 | 50-75% |
| LEE EQUITY PARTNERS IV GP, LLC | Domestic Entity | LEP PCS CO-INVEST, LP | GENERAL PARTNER | 03/2024 |