FAI CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	6	$1.3B
Total	6	$1.3B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	6	$1.3B
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)ADVISORY CONSULTING SERVICES;SWAP ADVISORY SERVICES; BIDDING AGENT SERVICES
Compensation	% of AUMHourly chargesFixed feesREFERRAL FEES
Other Business Activities	SALE OF FEDERALLY INSURED CASH ACCOUNT

Identifiers

SEC RIA File Number	801-69624
SEC ERA File Number	801-69624
SEC CIK Numbers	None
SEC CRD Numbers	147025
Legal Entity Identifier	N/A

Principal Office

109 S. MACDILL AVENUE
TAMPA
FL
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic