ICG ADVISORS, LLC
Adviser information for ICG ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $1.5B |
| Non-Discretionary | 89 | $5.4B |
| Total | 111 | $6.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 57 | $4.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $644.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $266.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-69638 |
|---|---|
| SEC ERA File Number | 801-69638 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148066 |
| Legal Entity Identifier | None |
Principal Office
11111 SANTA MONICA BOULEVARDSTE. 2100
LOS ANGELES
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 424-270-8900, Fax: 424-270-8921
Chief Compliance Officer
ALLISON PETCHENICK
11111 SANTA MONICA BOULEVARD
STE. 2100
LOS ANGELES
CA
United States
Tel:
424-270-8936
Fax:
424-270-8921
A**********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ICG ACCESS FUND, LLC | Hedge Fund | $85.5M | $1.0M | 64 |
| ICG CORESCI HOLDINGS, LP | Private Equity Fund | $48.4M | $0.0M | 92 |
| ICG CREDIT OPPORTUNITIES FUND 1A LP | ILLIQUID CREDIT FUND | $72.8M | $5.0M | 2 |
| ICG CREDIT OPPORTUNITIES FUND 2A LP | ILLIQUID CREDIT FUND | $111.0M | $5.0M | 2 |
| ICG CREDIT OPPORTUNITIES FUND II LP | ILLIQUID CREDIT FUND | $373.8M | $5.0M | 91 |
| ICG CREDIT OPPORTUNITIES FUND LP | ILLIQUID CREDIT FUND | $142.4M | $5.0M | 49 |
| ICG INSURANCE FUND II LLC | INSURANCE DEDICATED FUND | $24.2M | $1.0M | 4 |
| ICG MB HOLDINGS, LLC | Real Estate Fund | $48.1M | $0.1M | 23 |
| ICG SILVERCUP HOLDINGS LLC | Real Estate Fund | $15.4M | $0.0M | 30 |
| ICG SPECIAL OPPORTUNITIES FUND I, LP | SPV | $22.1M | $5.0M | 2 |
| ICG STUDIO HOLDINGS LLC | Real Estate Fund | $93.8M | $0.1M | 61 |
| ICG TELEVISION CITY HOLDINGS, LLC | Real Estate Fund | $16.6M | $0.0M | 30 |
| RADFORD STUDIO CENTER CI LLC | Real Estate Fund | $6.0M | $0.1M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASSAF, JOSEPH, JEFFREY | Individual | – | SENIOR MANAGING DIRECTOR | 07/2008 | > 75% |
| JONATHAN, BLENNER, H | Individual | – | MANAGING DIRECTOR | 01/2009 | < 5% |
| EDELSTEIN, ROBERT, BENJAMIN | Individual | – | MANAGING DIRECTOR | 01/2009 | < 5% |
| PETCHENICK, ALLISON, VIRGINIA | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2016 | < 5% |
| PIPPY CORP. | Domestic Entity | – | OWNER | 01/2015 | > 75% |
| THE ASSAF FAMILY TRUST DTD 3/24/2005 | Domestic Entity | PIPPY CORP. | OWNER | 01/2015 | > 75% |
| ASSAF, JOSEPH, JEFFREY | Individual | THE ASSAF FAMILY TRUST DTD 3/24/2005 | TRUSTEE | 03/2005 | > 75% |
| ASSAF, CECELIA, MARIE | Individual | THE ASSAF FAMILY TRUST DTD 3/24/2005 | TRUSTEE | 03/2005 | > 75% |