PROMUS CAPITAL, LLC
Adviser information for PROMUS CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 483 | $369.4M |
| Non-Discretionary | 24 | $1.0B |
| Total | 507 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $8.8M |
| HNW Individuals | 94 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $67.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69649 |
|---|---|
| SEC ERA File Number | 801-69649 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147597 |
| Legal Entity Identifier | None |
Principal Office
156 N. JEFFERSON ST.SUITE 300
CHICAGO
IL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 312-784-3990, Fax: 312-784-3991
Chief Compliance Officer
RYAN CRAWFORD
CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL
156 N. JEFFERSON ST.
SUITE 300
CHICAGO
IL
United States
Tel:
312-662-5491
Fax:
312-784-3991
R********@****************M
(Full email address available in API data)
Industry Affiliates
| PETERSON COLORADO APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRODEV MINN CUBES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PRODEV ORLANDO APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS ACCESS GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PROMUS ACCESS IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PROMUS CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROMUS EQUITY PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PROMUS REALTY PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PROMUS REALTY PROPERTIES | Sponsor, GP, manager of pooled investment vehicles |
| PROVAL BEAVERTON APTS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUSSO, BRIAN, BIRNEY | Individual | – | MANAGER | 05/2008 | < 5% |
| MUSSO, JOHN, ZACHARY | Individual | – | MANAGER | 05/2008 | < 5% |
| PROMUS HOLDINGS, LLC | Domestic Entity | – | MEMBER | 05/2008 | > 75% |
| THE CODE FAMILY PARTNERSHIP, L.P. | Domestic Entity | PROMUS HOLDINGS, LLC | MEMBER | 06/2008 | 25-50% |
| AWC DESIGNATED BENEFICIARIES TRUST FUND I | Domestic Entity | THE CODE FAMILY PARTNERSHIP, L.P. | GENERAL PARTNER | 06/1994 | |
| SKC DESIGNATED BENEFICIARIES TRUST FUND I | Domestic Entity | THE CODE FAMILY PARTNERSHIP, L.P. | GENERAL PARTNER | 06/1994 | |
| CODE, ANDREW, WARREN | Individual | AWC CHILDREN'S TRUST DATED 12/19/94 FBO DAVID L. CODE | TRUSTEE | 12/1994 | |
| CODE, ANDREW, WARREN | Individual | AWC CHILDREN'S TRUST DATED 12/19/94 FBO ADAM J. CODE | TRUSTEE | 12/1994 | |
| CRAWFORD, RYAN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 03/2014 | < 5% |
| CODE, ANDREW, WARREN | Individual | AWC DESIGNATED BENEFICIARIES TRUST FUND I | TRUSTEE | 06/1994 | |
| CODE, ANDREW, WARREN | Individual | SKC DESIGNATED BENEFICIARIES TRUST FUND I | TRUSTEE | 06/1994 | |
| AWC CHILDREN'S TRUST DATED 12/19/94 FBO DAVID L. CODE | Domestic Entity | THE CODE FAMILY PARTNERSHIP, L.P. | LIMITED PARTNER | 12/1994 | 25-50% |
| AWC CHILDREN'S TRUST DATED 12/19/94 FBO ADAM J. CODE | Domestic Entity | THE CODE FAMILY PARTNERSHIP, L.P. | LIMITED PARTNER | 12/1994 | 25-50% |
| MUSSO, BRIAN, BIRNEY | Individual | PROMUS HOLDINGS, LLC | MANAGER & MANAGING PARTNER | 06/2006 | |
| MUSSO, JOHN, ZACHARY | Individual | PROMUS HOLDINGS, LLC | MANAGER | 06/2006 | |
| BROWN, STEVEN, RICHARD | Individual | PROMUS HOLDINGS, LLC | MANAGER | 07/2012 | |
| NEWMAN, ROBERT, DOUGLAS | Individual | – | MANAGER & MANAGING PARTNER | 03/2015 | < 5% |
| OTTO, SHANNA, MADELINE | Individual | – | CHIEF FINANCIAL OFFICER | 12/2019 | < 5% |