FORT POINT CAPITAL PARTNERS LLC
Adviser information for FORT POINT CAPITAL PARTNERS LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,047 | $1.3B |
| Non-Discretionary | 103 | $201.7M |
| Total | 1,150 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $23.4M |
| HNW Individuals | 225 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $365.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
275 SACRAMENTO STREET8TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (415) 449-0570, Fax: (415) 449-0571
Chief Compliance Officer
HEIDI JOHNSON
275 SACRAMENTO ST 8TH FLOOR
8TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-645-6503
H*@***************M
(Full email address available in API data)
Regulatory Contact
TIM MCDOWELL
MANAGING MEMBER
275 SACRAMENTO ST 8TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-645-6502
T*@***************M
(Full email address available in API data)
Industry Affiliates
| INVESTMENT PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW FORT POINT INSURANCE SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INVESTMENT PARTNERS, LLC - ALTERNATIVE YIELD FUND | FUND OF FUNDS | $72.5M | $0.3M | 68 |
| INVESTMENT PARTNERS, LLC - ALTERNATIVE YIELD FUND II | FUND OF FUNDS | $41.5M | $0.3M | 103 |
| INVESTMENT PARTNERS, LLC - ALTERNATIVE YIELD FUND III | FUND OF FUNDS | $9.5M | $0.3M | 43 |
| INVESTMENT PARTNERS, LLC - ALTERNATIVE YIELD FUND IV | FUND OF FUNDS | $6.5M | $0.3M | 50 |
| INVESTMENT PARTNERS, LLC - ASYMMETRIC RETURN FUND | FUND OF FUNDS | $1.4M | $0.3M | 70 |
| INVESTMENT PARTNERS, LLC - CREDIT OPPORTUNITIES FUND I | FUND OF FUNDS | $35.0M | $0.3M | 103 |
| INVESTMENT PARTNERS, LLC - CREDIT OPPORTUNITIES FUND II | FUND OF FUNDS | $3.2M | $0.3M | 41 |
| INVESTMENT PARTNERS, LLC - GROWTH EQUITY OPPORTUNITIES FUND I | FUND OF FUNDS | $58.3M | $0.3M | 105 |
| INVESTMENT PARTNERS, LLC - GROWTH EQUITY OPPORTUNITIES FUND II | FUND OF FUNDS | $43.6M | $0.3M | 82 |
| INVESTMENT PARTNERS, LLC - HEDGED STRATEGIES FUND | FUND OF FUNDS | $3.7M | $0.3M | 125 |
| INVESTMENT PARTNERS, LLC - REAL ESTATE OPPORTUNTIES FUND I | FUND OF FUNDS | $48.6M | $0.3M | 101 |
| INVESTMENT PARTNERS, LLC - TACTICAL STRATEGIES FUND | FUND OF FUNDS | $41.3M | $0.3M | 103 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOUCHSTONE, PAUL, ROBERT | Individual | – | MANAGING MEMBER | 12/2017 | 10-25% |
| DRYBROUGH, RALPH, MELVILLE | Individual | – | MANAGING MEMBER | 01/2008 | 50-75% |
| JOHNSON, HEIDI, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | < 5% |
| MCDOWELL, TIMOTHY, TODD | Individual | – | MANAGING MEMBER | 12/2017 | 5-10% |
| HAYA, ROY | Individual | – | MEMBER | 01/2023 | 5-10% |
| BRINCKERHOFF, ROBIN, TICKNOR | Individual | – | MEMBER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 615K | 6K | – |
| ABBVIE INC | COM | 897K | 5K | – |
| ABRDN NATL MUN INCOME FD | SH BEN INT | 749K | 71K | – |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 210K | 2K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 455K | 3K | – |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 2M | 144K | – |
| ALLSTATE CORP | COM | 626K | 4K | – |
| ALPHABET INC | CAP STK CL C | 8M | 46K | – |
| ALPHABET INC | CAP STK CL A | 7M | 41K | – |
| ALPS ETF TR | ALERIAN MLP | 521K | 11K | – |
| ALTRIA GROUP INC | COM | 246K | 5K | – |
| AMAZON COM INC | COM | 11M | 55K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN TOWER CORP NEW | COM | 377K | 2K | – |
| AMERIPRISE FINL INC | COM | 648K | 2K | – |
| AMGEN INC | COM | 1M | 4K | – |
| AON PLC | SHS CL A | 409K | 1K | – |
| APOLLO GLOBAL MGMT INC | COM | 591K | 5K | – |
| APPLE INC | COM | 16M | 75K | – |
| APPLOVIN CORP | COM CL A | 3M | 35K | – |
| AT&T INC | COM | 326K | 17K | – |
| BANK AMERICA CORP | COM | 321K | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 6M | 10 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 19K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BLACKROCK INC | COM | 302K | 384 | – |
| BLACKROCK MUN INCOME QUALITY | COM | 273K | 24K | – |
| BLACKROCK MUN INCOME TR | SH BEN INT | 184K | 18K | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 280K | 13K | – |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 203K | 18K | – |
| BLACKROCK MUNIHLDGS NY QLTY | COM | 903K | 84K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 254K | 23K | – |
| BLACKROCK MUNIHOLDINGS QUALI | COM | 786K | 77K | – |
| BLACKROCK MUNIYIELD MICH QU | COM | 670K | 59K | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 2M | 164K | – |
| BLACKROCK MUNIYIELD QUALITY | COM | 393K | 38K | – |
| BLACKSTONE INC | COM | 437K | 4K | – |
| BLUE OWL CAPITAL INC | COM CL A | 799K | 45K | – |
| BNY MELLON ETF TRUST | US LRG CP CORE | 1M | 12K | – |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 1M | 134K | – |
| BNY MELLON MUN INCOME INC | COM | 384K | 53K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 84K | 14K | – |
| BNY MELLON STRATEGIC MUNS IN | COM | 404K | 66K | – |
| BOEING CO | COM | 496K | 3K | – |
| BOOKING HOLDINGS INC | COM | 780K | 197 | – |
| BOSTON PROPERTIES INC | COM | 256K | 4K | – |
| BP PLC | SPONSORED ADR | 616K | 17K | – |
| BROADCOM INC | COM | 2M | 2K | – |
| CADENCE DESIGN SYSTEM INC | COM | 1M | 4K | – |
| CADENCE DESIGN SYSTEM INC | COM | 1M | 4K | – |
| CARLYLE GROUP INC | COM | 236K | 6K | – |
| CATERPILLAR INC | COM | 2M | 7K | – |
| CELESTICA INC | COM | 287K | 5K | – |
| CHEVRON CORP NEW | COM | 2M | 16K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 392K | 6K | – |
| CISCO SYS INC | COM | 498K | 10K | – |
| COCA COLA CO | COM | 310K | 5K | – |
| CONAGRA BRANDS INC | COM | 206K | 7K | – |
| CONSOLIDATED EDISON INC | COM | 213K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 235K | 612 | – |
| DEERE & CO | COM | 742K | 2K | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 919K | 23K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 519K | 10K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 421K | 7K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 8M | 257K | – |
| DISCOVER FINL SVCS | COM | 663K | 5K | – |
| DISNEY WALT CO | COM | 277K | 3K | – |
| DTF TAX-FREE INCOME 2028 TER | COM | 231K | 21K | – |
| DWS MUN INCOME TR NEW | COM | 247K | 26K | – |
| EATON VANCE CALIF MUN BD FD | COM | 812K | 85K | – |
| EATON VANCE NEW YORK MUN BD | COM | 317K | 32K | – |
| ELECTRONIC ARTS INC | COM | 318K | 2K | – |
| ELEVANCE HEALTH INC | COM | 418K | 772 | – |
| ELI LILLY & CO | COM | 895K | 989 | – |
| EQUINIX INC | COM | 439K | 580 | – |
| EXXON MOBIL CORP | COM | 18M | 157K | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 776K | 8K | – |
| FEDERATED HERMES PREM MUNI I | COM | 309K | 27K | – |
| FEDEX CORP | COM | 248K | 828 | – |
| FERRARI N V | COM | 3M | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | S&P INTL DIVID | 625K | 40K | – |
| FLEXSHARES TR | STOX GBL ESG SLT | 807K | 5K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 291K | 7K | – |
| FLUOR CORP NEW | COM | 211K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 284K | 9K | – |
| FRESHPET INC | COM | 21M | 161K | – |
| GILEAD SCIENCES INC | COM | 356K | 5K | – |
| GLOBAL X FDS | US INFR DEV ETF | 772K | 21K | – |
| GLOBAL X FDS | DATA CTR & DIGIT | 265K | 18K | – |
| GOLDMAN SACHS BDC INC | SHS | 1M | 74K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 2M | 20K | – |
| GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 502K | 7K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 357K | 4K | – |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | 722K | 7K | – |
| GOLDMAN SACHS ETF TR | JUST US LRG CP | 904K | 12K | – |
| GOLDMAN SACHS GROUP INC | COM | 379K | 839 | – |
| HERITAGE COMM CORP | COM | 100K | 11K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 590K | 3K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| HONEYWELL INTL INC | COM | 654K | 3K | – |
| HUDSON PAC PPTYS INC | COM | 202K | 42K | – |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 1M | 80K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 7K | – |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 203K | 6K | – |
| INTEL CORP | COM | 2M | 55K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 598K | 3K | – |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 442K | 50K | – |
| INVESCO CALIF VALUE MUN INCO | COM | 1M | 101K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 228K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV | 981K | 23K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 2M | 16K | – |
| INVESCO MUN OPPORTUNITY TR | COM | 1M | 119K | – |
| INVESCO MUNICIPAL TRUST | COM | 876K | 88K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| INVESCO QUALITY MUN INCOME T | COM | 847K | 85K | – |
| INVESCO TR INVT GRADE MUNS | COM | 313K | 30K | – |
| INVESCO TR INVT GRADE NEW YO | COM | 860K | 76K | – |
| INVESCO VALUE MUN INCOME TR | COM | 2M | 197K | – |
| ISHARES BITCOIN TR | SHS | 323K | 9K | – |
| ISHARES GOLD TR | ISHARES NEW | 776K | 18K | – |
| ISHARES INC | ESG AWR MSCI EM | 499K | 15K | – |
| ISHARES INC | CORE MSCI EMKT | 4M | 70K | – |
| ISHARES INC | MSCI EMRG CHN | 1M | 25K | – |
| ISHARES TR | US HLTHCARE ETF | 958K | 16K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 11K | – |
| ISHARES TR | MBS ETF | 5M | 51K | – |
| ISHARES TR | CORE US AGGBD ET | 31M | 316K | – |
| ISHARES TR | 20 YR TR BD ETF | 919K | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 25M | 46K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 820K | 8K | – |
| ISHARES TR | CORE DIV GRWTH | 919K | 16K | – |
| ISHARES TR | S&P 500 GRWT ETF | 391K | 4K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 14K | – |
| ISHARES TR | SELECT DIVID ETF | 740K | 6K | – |
| ISHARES TR | MSCI USA QLT FCT | 441K | 3K | – |
| ISHARES TR | CORE S&P TTL STK | 468K | 4K | – |
| ISHARES TR | 1 3 YR TREAS BD | 842K | 10K | – |
| ISHARES TR | INTL SEL DIV ETF | 1M | 53K | – |
| ISHARES TR | ESG AW MSCI EAFE | 583K | 7K | – |
| ISHARES TR | CORE MSCI INTL | 320K | 5K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 43K | – |
| ISHARES TR | USD INV GRDE ETF | 240K | 5K | – |
| ISHARES TR | INTL DIV GRWTH | 649K | 10K | – |
| ISHARES TR | GLOBAL ENERG ETF | 224K | 5K | – |
| ISHARES TR | RUS TP200 GR ETF | 214K | 999 | – |
| ISHARES TR | S&P 100 ETF | 565K | 2K | – |
| ISHARES TR | ESG AWR MSCI USA | 326K | 3K | – |
| ISHARES TR | IBOXX INV CP ETF | 611K | 6K | – |
| ISHARES TR | RUSSELL 2000 ETF | 6M | 28K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 47K | – |
| ISHARES TR | U.S. FINLS ETF | 329K | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 583K | 10K | – |
| ISHARES TR | MSCI EAFE ETF | 15M | 191K | – |
| ISHARES TR | MSCI EAFE ETF | 3M | 35K | – |
| ISHARES TR | RUS 1000 GRW ETF | 298K | 817 | – |
| ISHARES TR | NATIONAL MUN ETF | 22M | 204K | – |
| ISHARES TR | ESG AWR US AGRGT | 2M | 40K | – |
| ISHARES TR | RUS 2000 VAL ETF | 307K | 2K | – |
| ISHARES TR | RUS 1000 ETF | 8M | 26K | – |
| ISHARES TR | CORE MSCI EAFE | 36M | 490K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 1M | 61K | – |
| ISHARES TR | MSCI USA MIN VOL | 2M | 21K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 1M | 21K | – |
| J P MORGAN EXCHANGE TRADED F | CARBON TRANITIN | 743K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 569K | 11K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY FOCUS ETF | 374K | 6K | – |
| J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 379K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | ACTIVE GROWTH | 1M | 20K | – |
| J P MORGAN EXCHANGE TRADED F | GLOBAL SEL EQUIT | 470K | 8K | – |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN DIVER | 2M | 15K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 290K | 5K | – |
| JOHNSON & JOHNSON | COM | 641K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 11K | – |
| KELLANOVA | COM | 219K | 4K | – |
| KIMBERLY-CLARK CORP | COM | 476K | 3K | – |
| KLA CORP | COM NEW | 8M | 10K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 448K | 2K | – |
| LAM RESEARCH CORP | COM | 753K | 707 | – |
| LINDE PLC | SHS | 598K | 1K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 137K | 50K | – |
| LOCKHEED MARTIN CORP | COM | 454K | 973 | – |
| LOWES COS INC | COM | 944K | 4K | – |
| MARRIOTT INTL INC NEW | CL A | 546K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 5K | – |
| MERCK & CO INC | COM | 1M | 9K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| MFS HIGH INCOME MUN TR | SH BEN INT | 231K | 62K | – |
| MFS HIGH YIELD MUN TR | SH BEN INT | 251K | 73K | – |
| MFS INVT GRADE MUN TR | SH BEN INT | 311K | 39K | – |
| MFS MUN INCOME TR | SH BEN INT | 758K | 139K | – |
| MICROSOFT CORP | COM | 13M | 29K | – |
| MICROSTRATEGY INC | CL A NEW | 219K | 159 | – |
| MOODYS CORP | COM | 361K | 858 | – |
| MORGAN STANLEY | COM NEW | 958K | 10K | – |
| NETFLIX INC | COM | 5M | 7K | – |
| NEUBERGER BERMAN MUN FD INC | COM | 194K | 18K | – |
| NIKE INC | CL B | 436K | 6K | – |
| NORTHROP GRUMMAN CORP | COM | 451K | 1K | – |
| NRG ENERGY INC | COM NEW | 494K | 6K | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 2M | 192K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 2M | 212K | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 2M | 196K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 1M | 102K | – |
| NUVEEN NEW JERSEY QULT MUN F | COM | 1M | 114K | – |
| NUVEEN NEW YORK QLT MUN INC | COM | 2M | 151K | – |
| NUVEEN PENNSYLVANIA QLT MUN | COM | 2M | 131K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 5M | 437K | – |
| NVIDIA CORPORATION | COM | 6M | 49K | – |
| ON HLDG AG | NAMEN AKT A | 404K | 10K | – |
| ORACLE CORP | COM | 711K | 5K | – |
| OREILLY AUTOMOTIVE INC | COM | 625K | 592 | – |
| PELOTON INTERACTIVE INC | CL A COM | 38K | 11K | – |
| PEPSICO INC | COM | 6M | 35K | – |
| PFIZER INC | COM | 254K | 9K | – |
| PHILLIPS 66 | COM | 10M | 72K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 1M | 11K | – |
| PIONEER MUNICIPAL HIGH INCOM | COM | 211K | 26K | – |
| PLUM ACQUISITION CORP III | *W EXP 03/31/202 | 3K | 38K | – |
| PRIMO WATER CORPORATION | COM | 3M | 155K | – |
| PROCTER AND GAMBLE CO | COM | 443K | 3K | – |
| PROSHARES TR | ULTRPRO S&P500 | 685K | 9K | – |
| QUALCOMM INC | COM | 392K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 355K | 1K | – |
| RTX CORPORATION | COM | 410K | 4K | – |
| S&P GLOBAL INC | COM | 1M | 3K | – |
| SALESFORCE INC | COM | 549K | 2K | – |
| SAP SE | SPON ADR | 202K | 1K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 546K | 7K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 12M | 302K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 5M | 113K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 716K | 9K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 2M | 64K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 826K | 6K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 15K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 11K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 1M | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 21K | – |
| SHERWIN WILLIAMS CO | COM | 836K | 3K | – |
| SNAP ON INC | COM | 306K | 1K | – |
| SONY GROUP CORP | SPONSORED ADR | 295K | 3K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR GOLD TR | GOLD SHS | 3M | 13K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 8M | 240K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 7M | 198K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 85M | 156K | – |
| SPDR SER TR | PORTFOLI S&P1500 | 244K | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 963K | 8K | – |
| SPDR SER TR | PORT MTG BK ETF | 1M | 48K | – |
| SPDR SER TR | S&P KENSHO FUTRE | 426K | 8K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 26M | 282K | – |
| SPDR SER TR | S&P SEMICNDCTR | 899K | 4K | – |
| SPDR SER TR | MSCI USA STRTGIC | 1M | 8K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 348K | 14K | – |
| SPDR SER TR | COMP SOFTWARE | 1M | 9K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 621K | 13K | – |
| SPDR SER TR | S&P 400 MDCP VAL | 344K | 5K | – |
| SPDR SER TR | S&P CAP MKTS | 861K | 8K | – |
| SPDR SER TR | S&P 500 ESG ETF | 651K | 12K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 6M | 205K | – |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 339K | 7K | – |
| STERLING INFRASTRUCTURE INC | COM | 237K | 2K | – |
| STOKE THERAPEUTICS INC | COM | 1M | 75K | – |
| STRYKER CORPORATION | COM | 212K | 624 | – |
| TESLA INC | COM | 2M | 8K | – |
| TEXAS INSTRS INC | COM | 337K | 2K | – |
| THE CIGNA GROUP | COM | 295K | 892 | – |
| THE TRADE DESK INC | COM CL A | 309K | 3K | – |
| TJX COS INC NEW | COM | 450K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 216K | 656 | – |
| UNION PAC CORP | COM | 340K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 815K | 2K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 758K | 15K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 649K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 291K | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 4M | 17K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 11K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 35M | 69K | – |
| VANGUARD INDEX FDS | VALUE ETF | 503K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 323K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 7M | 150K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 791K | 13K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 17M | 330K | – |
| VANGUARD SCOTTSDALE FDS | TOTAL CORP BND | 1M | 15K | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 6M | 100K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 2M | 47K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 375K | 2K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 21M | 428K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 9M | 129K | – |
| VANGUARD WORLD FD | EXTENDED DUR | 2M | 28K | – |
| VANGUARD WORLD FD | INF TECH ETF | 291K | 505 | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 219K | 702 | – |
| VEEVA SYS INC | CL A COM | 3M | 14K | – |
| VERIZON COMMUNICATIONS INC | COM | 287K | 7K | – |
| VERTEX PHARMACEUTICALS INC | COM | 248K | 530 | – |
| VICTORY CAP HLDGS INC | COM CL A | 314K | 7K | – |
| VICTORY PORTFOLIOS II | VS NASDQ NXT 50 | 202K | 7K | – |
| VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 830K | 14K | – |
| VILLAGE SUPER MKT INC | CL A NEW | 235K | 9K | – |
| VISA INC | COM CL A | 2M | 8K | – |
| WALMART INC | COM | 1M | 17K | – |
| WASTE MGMT INC DEL | COM | 573K | 3K | – |
| WELLS FARGO CO NEW | COM | 507K | 9K | – |
| WESTERN ASSET INTER MUNI FD | COM | 482K | 61K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 964K | 93K | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 243K | 3K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 1M | 18K | – |
| WORKDAY INC | CL A | 2M | 7K | – |
| YUM BRANDS INC | COM | 287K | 2K | – |
| ZSCALER INC | COM | 274K | 1K | – |