Hedge Fund Database

NUANCE INVESTMENTS, LLC

Adviser information for NUANCE INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Kansas, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 659 $5.0B
Non-Discretionary 0 $0
Total 659 $5.0B

Clients

Type Number RAUM
Individuals 533 $209.1M
HNW Individuals 55 $98.5M
Banking or thrift institutions 0 $0
Investment companies 6 $3.5B
Business development companies 0 $0
Pooled investment vehicles 1 $71.4M
Pension and profit sharing plans 15 $593.3M
Charitable organizations 17 $199.8M
State or municipal gov entities 5 $142.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 27 $157.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 27.0M
Both for Same 0
Portfolio Manager to Program Sponsor
MANAGED ACCOUNT SELECT CHARLES SCHWAB & CO
MANAGED ACCOUNT ACCESS CHARLES SCHWAB & CO
CONSULTING AND EVALUATION SERVICES MORGAN STANLEY SMITH BARNEY LLC
UNIFIED MANAGED ACCOUNT PROGRAM MORGAN STANLEY SMITH BARNEY LLC
AMERIPRISE SELECT SEPARATE ACCOUNT PROGRAM AMERIPRISE
RAYMOND JAMES CONSULTING SERVICES RAYMOND JAMES
RAYMOND JAMES FREEDOM UNIFIED MANAGED ACCOUNT PROGRAM RAYMOND JAMES

Identifiers

SEC RIA File Number 801-69682
SEC ERA File Number 801-69682
SEC CIK Numbers 1473182
SEC CRD Numbers 148534
Legal Entity Identifier None

Principal Office

4900 MAIN STREET
SUITE 220
KANSAS CITY
MO
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M. CST
Tel: 816-743-7080, Fax: 913-387-2729

Websites

www.facebook.com/nuanceinvestments/?timeline_context_item_type=intro_card_work&timeline_context_item_source=550465360&pn www.nuanceinvestments.com www.linkedin.com/company/nuance-investments-llc/mycompany/ twitter.com/nuanceinvest?ref_src=twsrc%5egoogle%7ctwcamp%5eserp%7ctwgr%5eauthor

Chief Compliance Officer

ROSITSA ESENBERG
4900 MAIN STREET
SUITE 220
KANSAS CITY
MO
United States
Tel: 816-743-7088
Fax: (913) 387-2729
(Full email address available in API data)

Regulatory Contact

DUSTIN MEZA
SENIOR COMPLIANCE OFFICER
4900 MAIN STREET
SUITE 220
KANSAS CITY
MO
United States
Tel: 816-237-5378
Fax: (913) 387-2729
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MOORE, SCOTT, ANTHONY Individual – PRESIDENT, CO-CHIEF INVESTMENT OFFICER 11/2008 < 5%
ESENBERG, ROSITSA, ANGELOVA Individual – VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 03/2014 < 5%
BAUMLER, CHAD, MICHAEL Individual – VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER 07/2016 < 5%
SCOTT A. MOORE REVOCABLE TRUST Domestic Entity S. A. MOORE FAMILY CORPORATION OWNER 03/2020 > 75%
GILLESPIE, PAUL, TROWBRIDGE Individual – SENIOR VICE PRESIDENT, SENIOR CLIENT PORTFOLIO MANAGER 01/2019 5-10%
BAUMLER FAMILY CORPORATION Domestic Entity – MEMBER 01/2019 10-25%
S. A. MOORE FAMILY CORPORATION Domestic Entity – MEMBER 01/2019 > 75%
MOORE, SCOTT, ANTHONY Individual SCOTT A. MOORE REVOCABLE TRUST TRUSTEE 12/2002 > 75%
CARVER, KATHRYN, SUZANNE Individual – VICE PRESIDENT, CHIEF OPERATING OFFICER 10/2021 < 5%

No. Employees, Historic

3015020202021202220232024202516 on 3/30/202016 on 6/25/202020 on 3/29/202122 on 3/30/202224 on 3/29/202322 on 3/28/2024

RAUM, Historic

7B4B02020202120222023202420253486104071 on 3/30/20203486104071 on 6/25/20205949248916 on 3/29/20216660123316 on 3/30/20225575739313 on 3/29/20234999890906 on 3/28/2024

No. Clients, Historic

1,0005000202020212022202320242025903 on 3/30/2020903 on 6/25/2020942 on 3/29/2021790 on 3/30/2022781 on 3/29/2023659 on 3/28/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 265M 3M –
ALBEMARLE CORP COM 11M 111K –
AMERICAN WTR WKS CO INC NEW COM 80M 618K –
APTARGROUP INC COM 43M 309K –
AVISTA CORP COM 41M 1M –
CAL MAINE FOODS INC COM NEW 20M 326K –
CALAVO GROWERS INC COM 30M 1M –
CALIFORNIA WTR SVC GROUP COM 130M 3M –
CLOROX CO DEL COM 218M 2M –
DENTSPLY SIRONA INC COM 271M 11M –
ENVISTA HOLDINGS CORPORATION COM 117M 7M –
EQUITY COMWLTH COM SH BEN INT 28M 1M –
GLOBE LIFE INC COM 37M 446K –
GRACO INC COM 36M 460K –
HEALTHCARE RLTY TR CL A COM 24M 1M –
HEALTHPEAK PROPERTIES INC COM 24M 1M –
HENRY SCHEIN INC COM 119M 2M –
HOLOGIC INC COM 23M 313K –
IDACORP INC COM 104M 1M –
IDEX CORP COM 29M 143K –
ILLUMINA INC COM 40M 384K –
INDEPENDENT BK CORP MASS COM 23M 452K –
ISHARES TR RUS MDCP VAL ETF 6M 49K –
KENVUE INC COM 21M 1M –
KIMBERLY-CLARK CORP COM 125M 905K –
KNIGHT-SWIFT TRANSN HLDGS IN CL A 27M 532K –
LAUDER ESTEE COS INC CL A 9M 86K –
LINDSAY CORP COM 33M 270K –
LOCKHEED MARTIN CORP COM 25M 54K –
MARTEN TRANS LTD COM 43M 2M –
MCCORMICK & CO INC COM NON VTG 75M 1M –
MISSION PRODUCE INC COM 30M 3M –
MUELLER WTR PRODS INC COM SER A 93M 5M –
NORTHERN TR CORP COM 192M 2M –
NORTHROP GRUMMAN CORP COM 45M 102K –
PORTLAND GEN ELEC CO COM NEW 41M 942K –
QIAGEN NV SHS NEW 217M 5M –
REINSURANCE GRP OF AMERICA I COM NEW 90M 439K –
ROGERS CORP COM 45M 376K –
SJW GROUP COM 85M 2M –
SOLVENTUM CORP COM SHS 116M 2M –
SOUTHWEST AIRLS CO COM 22M 754K –
STERICYCLE INC COM 37M 641K –
TE CONNECTIVITY LTD SHS 20M 130K –
THERMO FISHER SCIENTIFIC INC COM 7M 13K –
TOWNEBANK PORTSMOUTH VA COM 20M 724K –
WATERS CORP COM 25M 86K –
WERNER ENTERPRISES INC COM 113M 3M –