OLD NORTH STATE WEALTH MANAGEMENT, LLC
Adviser information for OLD NORTH STATE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 917 | $312.9M |
| Non-Discretionary | 53 | $22.3M |
| Total | 970 | $335.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $87.9M |
| HNW Individuals | 93 | $243.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $585,518 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsTHIRD PARTY ADVISER FEES |
Identifiers
| SEC RIA File Number | 801-69690 |
|---|---|
| SEC ERA File Number | 801-69690 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148659 |
| Legal Entity Identifier | None |
Principal Office
1430 COMMONWEALTH DRIVE, SUITE 200WILMINGTON
NC
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 910-509-3800, Fax: 910-509-3805
Chief Compliance Officer
DANIELLE N. ANNECHIARICO
CCO
1430 COMMONWEALTH DRIVE, SUITE 200
WILMINGTON
NC
United States
Tel:
910-509-3800
Fax:
(910) 509-3805
D*******@**********************M
(Full email address available in API data)
Regulatory Contact
PAUL KNOTT
MANAGER
1430 COMMONWEALTH DRIVE, SUITE 200
WILMINGTON
NC
United States
Tel:
910-509-3800
Fax:
(910) 509-3805
P*****@**********************M
(Full email address available in API data)
Industry Affiliates
| KNOTT, RICHARTZ & CO. CPAS, PLLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KNOTT, PAUL, DANIEL | Individual | – | MANAGING MEMBER | 05/2008 | > 75% |
| ANNECHIARICO, DANIELLE, N | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2012 | < 5% |